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On the nature of differential object marking

Insights from Palauan

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Abstract

Palauan (Austronesian) displays a pattern of differential object marking that is limited to the imperfective aspect. In the imperfective, human and/or specific objects are overtly marked. In the perfective aspect, no objects are overtly marked. Conversely, objects in the perfective aspect are cross-referenced by agreement morphology on the verb, while objects in the imperfective aspect never are. I argue that this pattern of aspect-conditioned differential object marking provides support for the position that the phenomenon is best analyzed as arising due to the result of satisfying exceptional licensing requirements enforced by a subset of noun phrases (Kalin 2014).

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Notes

  1. Glossing of Palauan data varies widely from source to source. In an effort to maintain uniform glossing throughout this paper, despite reliance on many sources, I employ the Leipzig Glossing Rules. Supplementing the Leipzig Glossing Rules, the following abbreviations are utilized: =—(realis) subject clitic; ±h—human/non-human; l—linker; O—(perfective) object agreement; P—possessor agreement; p—preposition; S—(irrealis) subject agreement. Also, I have regularized the representation of the glottal stop [ʔ] as ch, despite variation in the source material. This is the orthographic standard (Nuger 2016: 307–308).

  2. In this paper, I do not decompose the imperfective marker into imperfective morpheme and verb marker (Nuger 2016; cf. Wilson 1972; Josephs 1975). As far as I can tell, nothing critical hinges on this decision. See Nuger (2016:146–147) for a critique of such a decomposition.

  3. Nuger (2007) observes that speakers’ judgments vary regarding er-marking on direct objects that refer to common household animals, e.g. dogs and pigs, (i) (see also Josephs 1997).

    1. (i)
      figure g

    If common household animals are treated like human objects with respect to er-marking, the direct object in (i) bears er, because all human objects are er-marked. If common household animals are treated like non-human objects with respect to er-marking, the direct object in (i) will not bear er, because plural non-human objects are not er-marked.

    Nuger does not discuss how these speakers treat common household animal direct objects with respect to object agreement. If speakers treat such objects as human-like for the purposes of er-marking, we expect them to treat the same objects as human-like for the purposes of object agreement, utilizing the 3rd person plural human object morpheme -(e)terir. If speakers treat such objects as non-human for the purposes of er-marking, we expect them to treat the same objects as non-human for the purposes of object agreement, realizing no (overt) agreement morphology.

    Josephs (1997:69) does observe that speakers’ judgments vary as to whether or not common household animals can control subject agreement. This variation may suggest that object agreement should behave similarly, as predicted.

  4. The absence of er-marking on embedded subjects in (16) is one factor that distinguishes Palauan DOM from Spanish DOM. Spanish DOM marks human specific direct objects with a. Furthermore, all subjects embedded under ECM/SOR predicates are also marked with a (e.g. Ormazabal and Romero 2013). Palauan, however, retains featural sensitivity in er-marking on embedded subjects. This fact will become important for disambiguating competing models of DOM in Sects. 45.

  5. Nuger (2016) agrees with Georgopoulos’s treatment of object agreement morphology, but claims that the status of subject cross-referencing morphology is less clear. He argues that such morphology can surface either as a clitic or as ϕ-agreement based on mood. Clitics are employed in the realis mood; ϕ-agreement in the irrealis mood.

  6. Another mismatch between er-marking and ϕ-agreement is illustrated in (ii) and (iii), repeating data from (9) and (15).

    1. (ii)
      figure x
    1. (iii)
      figure y

    In (ii), only agreement with the indirect object is registered on the verb. However in (iii), both internal arguments are er-marked. In this instance, a nominal whose featural specification is not overtly reflected by object agreement morphology in the perfective does trigger er-marking in the imperfective. This mismatch does not necessarily motivate a split in the source of the two phenomena, both arguments of the double object construction might be targeted by ϕ-agreement in (ii) via Multiple Agree. Conditions on the exponence of the result of multiple ϕ-agreement relations could then limit overt relation to only one of the two relations (e.g. Anagnostopoulou 2005; Nevins 2011; see also Hiraiwa 2001, 2005). Unlike, object agreement, er-marking faces no similar problem of exponence, resulting in multiple er-marked objects in (iii). I return to the issue of Multiple Agree in Sect. 4.3.

  7. This is not to say that additional structure cannot be added to derive perfective interpretations (see Demirdache and Uribe-Etxebarria 2000, 2007). A more accurate characterization might be that the ‘simplest’ perfective construction will be simpler than the ‘simplest’ non-perfective construction, but more research is needed to determine if this is always the case cross-linguistically.

  8. A closely related alternative would be to posit that perfective \(\mathit {v}^{0}\), like imperfective \(\mathit {v}^{0}\), does select for an \(\mbox{Asp}_{s}\)P. Crucially, unlike the \(\mbox{Asp}_{s}\)P of imperfective clauses, this \(\mbox{Asp}_{s}\)P would need to be non-phasal to allow for probing from \(\mathit {v}^{0}\) to target the DP-complement to V0. This analysis is problematic in that it would posit the phasal status of a given head/projection comes and goes depending on the featural/semantic specification of another head, namely \(\mathit {v}^{0}\). Moreover, Sect. 3.3.2 demonstrates that the proposed selectional variability is independently motivated. I thank two anonymous reviews for valuable discussion concerning this point.

  9. Of these two possibilities, it is more likely that 3rd person is a ‘real’ person. This is because mass nouns, which by hypothesis have no number, nevertheless trigger canonical 3rd person singular agreement, as seen in example (22).

  10. The clitic doubling account forces the position that non-human plural arguments are doubled by a null clitic. Recall that the only arguments not cross-referenced by overt morphology in perfective clauses are non-human plurals (12). I know of no language that has been proposed to employ null clitics, but they could in principle exist. The position is especially plausible in Palauan where non-human plural free pronouns are also obligatorily null (17). This is illustrated below:

    1. (iv)
      figure ai

    If the clitic is taken to be a pronominal copy of the nominal it doubles (e.g. Anagnostopoulou 2003), it, in fact, follows that the non-human plural clitics would be null.

  11. A plausible alternative would be to model \(\mbox{Asp}_{\mathit {v}}^{0}\) as an independent head, separate from \(\mathit {v}^{0}\). On this view, \(\mbox{Asp}_{\mathit {v}}^{0}\) heads in Palauan are always null, but they select morphologically overt forms of \(\mathit {v}^{0}\) (Nuger 2016).

  12. See, e.g. Preminger (2011, 2014), Kornfilt and Preminger (2015), Levin (2015, 2017) for arguments that Case-features can survive the derivation without valuation.

  13. The present analysis is highly reminiscent of Béjar and Rezac’s Person Licensing Condition, proposed to explain PCC effects:

    1. (v)

      Person Licensing Condition (Béjar and Rezac 2003:53)

      Interpretable 1st/2nd person features must be licensed by entering into an Agree relation with an appropriate functional category.

    As 1st/2nd person arguments are highest on the Definiteness Scale for DOM (1), we could intuitively maintain that all DOM patterns are triggered by ‘extended’ PLC-like statements, and in fact, Rezac’s (2011) treatment of Dependent Case phenomena as an analogue of PCC repairs comes quite close to collapsing PCC and DOM phenomena. Kalin (2014, 2016) acknowledges this connection between PCC and DOM effects, noting that an ‘extended’ PLC approach to DOM faces some complications with respect to the behavior of DOM in Senaya (Neo-Aramaic). Namely, specific objects which trigger DOM can be licensed via ϕ-agreement with auxiliaries, but 1st/2nd person objects cannot. It is not immediately clear if this is should be taken as evidence against an ‘extended’ PLC or an idiosyncrasy of Senaya participant arguments.

  14. It is possible to introduce possessors without er, so long as possessor agreement is realized on the possessum (vi):

    1. (vi)
      figure ar

    This pattern is strikingly similar to the behavior of direct objects which are either introduced via er-marking or object agreement. However, unlike direct objects, er-marking on possessors occurs regardless of the feature specification of the possessor. For instance, non-human plural objects do not trigger er-marking (8b), but non-human plural possessors are nevertheless introduced with er (50b). I leave further investigation of this connection to future work.

  15. Coon (2013) suggests that in some languages non-perfective clauses are formed by base-generating PPs in the place of DP objects (e.g. Adyghe, Georgian, Samoan and Warrungu), as opposed to the addition of extra phasal structure within the extended verbal projection. However, given Nuger’s (2016) argument from ECM/SOR we can be sure that Palauan is not such a language.

  16. An anonymous reviewer observes that another environment in which er-marking is not attested is on predicative nominals:

    1. (vii)
      figure aw
    1. (viii)
      figure ax

    As expected in the absence of ϕ-agreement, non-human non-specific predicative nominals, (vii), do not display er-marking, but strikingly neither do human predicative nominals, (viii). Similar patterns are found in nearby Micronesian languages, whereby object cross-referencing morphology present in transitive clauses does not cross-reference predicative nominals (see e.g. Benton 1968 on Chuukese and Sohn 1975 on Woleaian). There are at least two ways to explain these facts. First, predicative nominal constructions like perfective constructions may permit canonical nominal licensing, cf. (54). In this case, the human pronoun kau ‘you’ in (54b) would bear [F] and stand in an Agree relationship with a local functional head (possibly Pred0), as [F] is licensed by this head, er-marking is unnecessary (see e.g. Baker 2008). Crucially, unlike pronominal objects in perfective constructions, this licensing relationship neither results in the realization of object ϕ-agreement nor forces the pronominal to be null, cf. (14). This second point of variation is also found in Micronesian languages (see Hattori 2012 for an overview). Alternatively, er-marking may not occur if predicative nominals differ from nominals in argument position in that they lack the functional architecture thought to bear [F]. On this treatment, er-marking would never occur, because the nominals in question need not be licensed. I leave further research into this matter for future work.

  17. I direct the reader to Rezac (2011) for the details of a cyclicity-obeying approach to P0-Insertion, as well as discussion of other environments in which exceptional licenser insertion occurs.

  18. One might wonder if what I have been referring to as ECM/SOR predicates might in fact be better analyzed as object control or proleptic object constructions. On either of the these alternatives, the behavior of the putative ‘embedded subject’ would be unsurprising, as the argument in question would in fact serve as the object of the matrix clause and only stand in a co-reference relationship with the embedded (null) subject. Despite these prima facie plausible alternatives, there are reasons to doubt their validity. First, Nuger (2010, 2016) demonstrates that the embedded subject does not receive a θ-role from the matrix predicate, suggesting the object control analysis (but not the prolepsis analysis) is not correct. More strikingly, he demonstrates that only when the embedded clause is non-finite does the logical subject of that clause behave as a matrix object, triggering object agreement and appearing adjacent to the matrix verb. If the putative ECM/SOR subject were always base-generated in the matrix clause, we would not expect such sensitivity to finiteness of the embedded clause. A prolepsis account is also ruled out, precisely because er-marking is not uniform (57). As noted in Sect. 4.2, when er acts as an unambiguous preposition it appears regardless of the aspectual specification of the clause, this would be expected if er were to introduce a proleptic argument, contrary to fact. I thank the editor and an anonymous reviewer for helpful discussion of this point.

  19. Josephs (1975) offers an alternative explanation of the degraded example (61b) in terms of sentence processing. He posits that the presence of a singular noun a hong ‘a book’ immediately after the 3rd person human plural object agreement marker is difficult to parse. The evaluation of the validity of this alternative must also be left for future work.

  20. An alternative explanation for the inability to realize er within the coordination would be to treat the coordinator me as a comitative. The comitative P0 could then be seen to license the second ‘conjunct’ directly. There is some reason to reject this position. First, I know of no instance outside of coordination in which me is used. If me were a comitative PP, we would expect it to surface in other positions, e.g. as a VP adjunct. Furthermore, me is able to coordinate non-DP phrases.

    1. (ix)
      figure be

    If me were a comitative P0, it would be difficult to explain its ability to select non-DP-complements.

  21. Woolford (2000) offers an OT syntax approach to DOM in Palauan. As noted in Sect. 2.3, her account is untenable in light of data that demonstrates that singular non-human non-specific subjects trigger ϕ-agreement but not er-marking. I leave it to future research to determine if other OT approaches to Palauan object marking are viable.

  22. See Coon (2013:Sect. 5.4.3) for a discussion of some apparent “counteruniversal” aspect-splits that nevertheless obey the generalization that non-canonical case/agreement patterns are associated with the presence of additional phasal structure.

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Acknowledgements

I would like to thank Michael Yoshitaka Erlewine, Laura Kalin, Jeff Lidz, Caitlin Meyer, David Pesetsky, Masha Polinsky, Omer Preminger and Norvin Richards, the audiences of the West Coast Conference on Formal Linguistics (WCCFL) 34, the 91st Annual Meeting of the Linguistic Society of America and the University of Maryland’s S-Lab, and four anonymous NLLT reviewers for helpful comments and discussion. This research was supported in part by Singapore Ministry of Education Academic Research Fund Tier 1 under WBS R-103-000-142-115 “Theory and variation in extraction marking and subject extraction asymmetries”, which is greatly acknowledged. All errors are my own.

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Levin, T. On the nature of differential object marking. Nat Lang Linguist Theory 37, 167–213 (2019). https://doi.org/10.1007/s11049-018-9412-5

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