Skip to main content

Persons Without the Capacity to Consent

  • Reference work entry
  • First Online:
Book cover Handbook of Global Bioethics

Abstract

This chapter attempts to provide an overview of the most sensitive ethical issues concerning persons without the capacity to consent. First, it introduces a normative framework of decision making in the case of incapable persons. Different concepts of competence, incapacity, and personal autonomy are presented and their relationships analyzed. The introduction and conceptual framework are followed by the analysis of different areas of controversial practices involving persons unable to consent. Two different models of previously expressed wishes taking the form of advance directives are distinguished. These are living wills and continuing powers of attorney. It is shown that despite the importance given to advance directives in some international documents, they are legally binding and followed in practice only in a small minority of countries. The next section of this chapter deals with the reproductive issues in minors and people with learning difficulties. Two controversial practices are presented in this respect: the use of contraception and termination of pregnancy in minors as well as sterilization of people with learning difficulties. The following section concentrates on the controversies of involuntary hospitalization and involuntary treatment of persons with mental disorders. The last set of issues addressed deals with the development of moral standards for biomedical research ethics on incapable people. This type of research is very complex because it has to “bypass” the principle of informed consent, which is regarded to be the core of national and international research ethics guidelines.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 949.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 549.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  • Broberg, G., & Roll-Hansen, N. (2005). Eugenics and the welfare state: Sterilization policy in Denmark, Sweden, Norway, and Finland (pp. vii–xviii). Michigan: The Michigan State University Press (Preface to the 2005 Edition).

    Google Scholar 

  • Council of Europe. (1997a) (Oviedo, 4.IV.1997). Convention for the protection of human rights and dignity of the human being with regard to the application of biology and medicine: Convention on human rights and biomedicine. Available on the internet: http://conventions.coe.int/Treaty/en/Treaties/html/164.htm (Accessed April, 2012).

  • Council of Europe. (1997b). The explanatory report to the convention for the protection of human rights and dignity of the human being with regard to the application of biology and medicine: Convention on human rights and biomedicine. Available on the internet: http://www.univie.ac.at/ierm/php/Dokumente/Oviedo-rap-E.pdf (Accessed April, 2012).

  • Council of Europe. (1999). European recommendation on principles concerning the legal protection of incapable adults. Recommendation no. R (99) of the Committee of Ministers, adopted February 23. Strasbourg, Council of Europe Publishing. Available on the internet: http://www.coe.int/t/dg3/healthbioethic/texts_and_documents/Rec%2899%294E.pdf (Accessed April, 2012).

  • Council of Europe. (2004). Recommendation Rec(2004)10 concerning the protection of the human rights and dignity of persons with mental disorder. Available on the internet: https://wcd.coe.int/ViewDoc.jsp?id=775685&Site=CM (Accessed April, 2012).

  • Council of Europe. (2004). Explanatory memoranda to recommendation Rec(2004)10 concerning the protection of the human rights and dignity of persons with mental disorder. Available on the internet: http://www.coe.int/t/dg3/healthbioethic/texts_and_documents/Rec%282004%2910_e.pdf (Accessed April, 2012).

  • Council of Europe. (2009). Recommendation CM/Rec(2009)11 of the Committee of Ministers to member states on principles concerning continuing powers of attorney and advance directives for incapacity. Available on the internet: https://wcd.coe.int/ViewDoc.jsp?id=1563397&Site=CM (Accessed April, 2012).

  • Council of Europe. (2011). Protecting human rights and dignity by taking into account previously expressed wishes of patients. Report. Available on the internet: http://assembly.coe.int/Documents/WorkingDocs/Doc11/EDOC12804.pdf (Accessed April, 2012).

  • Council of Europe. (2012). Protecting human rights and dignity by taking into account previously expressed wishes of patients. Provisional edition. Available on the internet: http://assembly.coe.int/Main.asp?link=/Documents/AdoptedText/ta12/ERES1859.htm (Accessed April, 2012).

  • Council of Europe Steering Committee on Bioethics (CDBI). (2008). The previously expressed wishes relating to health care. Common principles and different rules in national legal systems. The Report prepared by Prof. Roberto Andorno. Available on the internet: http://www.coe.int/t/dg3/healthbioethic/activities/09_euthanasia/CDBI_2008_29%20Andorno%20e.pdf (Accessed April, 2012).

  • Dressing, H., & Salize, H. J. (2004). Compulsory admission of mentally ill patients in European Union Member States. Social Psychiatry and Psychiatric Epidemiology, 39(10), 797–803. doi:10.1007/s00127-004-0814-9.

    Google Scholar 

  • Dyer, C. (1985). Contraceptives and the under 16 s: House of Lords ruling. British Medical Journal, 291(6503), 1208–1209. doi:10.1136/bmj.291.6503.1208.

    Article  Google Scholar 

  • European Committee for the Prevention of Torture and Inhuman or Degrading Treatment or Punishment (CPT) Standards, CPT/Inf/E (2002) 1 - Rev. 2011. Available on the internet: http://www.cpt.coe.int/en/documents/eng-standards.pdf (Accessed April, 2012).

  • Ford, C., English, A., & Sigman, G. (2004). Confidential health care for adolescents: Position paper of the Society for Adolescent Medicine. Journal of Adolescent Health, 35, 160–167. doi:10.1016/j.jadohealth.2004.03.002.

    Google Scholar 

  • Gefenas, E. (2004). Changing patterns of protection and care for incapacitated adults. Perspectives from a European Society in Transition. In R. B. Purtilo & H. A. M. J. ten Have (Eds.), Ethical foundations of palliative care for Alzheimer disease (pp. 279–289). Baltimore, MD: The Johns Hopkins University Press.

    Google Scholar 

  • Gefenas, E. (2007). Balancing ethical principles in emergency medicine research. Science and Engineering Ethics, 13(3), 281–288. doi:10.1007/s11948-007-9029-2.

    Article  Google Scholar 

  • Gefenas, E. (2012). Informed consent. In Encyclopedia of applied ethics (Vol. 2, pp. 721–730). San Diego: Academic Press.

    Chapter  Google Scholar 

  • Howard, R., & Hendy, S. (2004). The sterilization of women with learning disabilities – some points for consideration. The British Journal of Developmental Disabilities, 50(99), 133–141. Available on the internet: http://www.bjdd.org/new/pdf99/99,133-141.pdf (Accessed April, 2012).

    Google Scholar 

  • Jeruseviciene, L., et al. (2011). Confidentiality and parental involvement in adolescent sexual and reproductive health care: A cross-sectional study of Lithuanian general practitioners. Scandinavian Journal of Public Health, 39(5), 484–489. doi:10.1177/1403494810396554.

    Article  Google Scholar 

  • Kraus, B., Stronski, S., & Michaud, P. A. (2003). Training needs in adolescent medicine of practicing doctors: A Swiss national survey of six disciplines. Medical Education, 37, 709–714. doi:10.1046/j.1365-2923.2003.01565.x.

    Article  Google Scholar 

  • Morrell, E. D., et al. (2008). The do-not-resuscitate order: Associations with advance directives, physician specialty and documentation of discussion 15 years after the Patient Self-Determination Act. Journal of Medical Ethics, 34, 642–647. doi:10.1136/jme.2007.022517.

    Article  Google Scholar 

  • Mother angry at secret abortion. (2004). BBC News. Available on the internet: http://news.bbc.co.uk/2/hi/uk_news/england/nottinghamshire/3709681.stm (Accessed April, 2012).

  • Reddy, D. M., Fleming, R., & Swain, C. (2002). Effect of mandatory parental notification on adolescents girls’ use of sexual health care services. Journal of the American Medical Association, 288(6), 710–714. doi:10.1001/jama.288.6.710.

    Article  Google Scholar 

  • Sailas, E. A., & Wahlbeck, K. (2005). Restraint and seclusion in psychiatric inpatient wards. Current Opinion in Psychiatry, 18(5), 555–559. Available on the internet:http://www.medscape.org/viewarticle/518746 (Accessed April, 2012).

  • Salize, H. J., & Dressing, H. (2004). Epidemiology of involuntary placement of mentally ill people across the European Union. The British Journal of Psychiatry, 184, 163–168. doi:10.1192/bjp. 184.2.163.

    Article  Google Scholar 

  • Servais, L., et al. (2004). Sterilization of intellectually disabled women. European Psychiatry, 19(7), 428–432. doi:org/10.1016/j.eurpsy.2004.04.008.

    Article  Google Scholar 

  • Stanton-Jean, M., Doucet, H., & Leroux, T. (2012). Informed consent. In H. ten Have & B. Gordijn (Eds.), Compendium and atlas of global bioethics. New York, NY: Springer.

    Google Scholar 

  • U.S. President’s Commission for the Study of Ethical Problems in Medicine and Biomedical and Behavioral Research. (1982). Making health care decisions: A report on the ethical and legal implications of informed consent in the patient-practitioner relationship. U.S. Government Printing Office Washington, D.C: Author. Available on the internet: http://bioethics.georgetown.edu/pcbe/reports/past_commissions/making_health_care_decisions.pdf. (Accessed April, 2012).

  • UNESCO. (2005). Universal declaration on bioethics and human rights. Available on the internet: http://portal.unesco.org/en/ev.php-URL_ID=31058&URL_DO=DO_TOPIC&URL_SECTION=201.html (Accessed April, 2012).

  • United Nations. (1948). The universal declaration of human rights. Available on the internet: http://www.un.org/en/documents/udhr/ (Accessed April, 2012).

  • United Nations. (1989). Convention on the rights of the child. Available on the internet: http://www2.ohchr.org/english/law/crc.htm (Accessed April, 2012).

  • United Nations. (2008). Convention on the rights of persons with disabilities. Available on the internet: http://www.un.org/disabilities/convention/conventionfull.shtml (Accessed April, 2012).

  • van der Heide, A., Deliens, L., et al. (2003). End-of-life decision-making in six European countries: Descriptive study. Lancet, 362, 345–350. doi:org/10.1016/S0140-6736(03)14019-6.

    Article  Google Scholar 

  • Welie, J. V. M. (1998). In the face of suffering. Omaha, NE: Creighton University Press.

    Google Scholar 

  • Wettstein, R. M. (2005). Competence. In Encyclopedia of bioethics (Vol. I, pp. 488–494). New York: Macmillan Reference USA.

    Google Scholar 

  • World Health Organization. (2004). Ageing and health technical report (Vol. 5). Available on the internet: http://www.who.int/kobe_centre/ageing/ahp_vol5_glossary.pdf (Accessed April, 2012).

  • World Health Organization. (2008). Chain free initiative pilot project in Afghanistan. Final progress report of phase I. Retrieved April, 2012 from http://search.babylon.com/?q=Chain-free+initiative+&s=web&as=0&rlz=0&babsrc=home (Accessed April, 2012).

  • World Medical Association. (1975). Declaration of Helsinki. Recommendations guiding medical doctors in biomedical research involving human subjects. Adopted by the 18th World Medical Assembly, Helsinki, Finland, 1964 and As Revised by the 29th World Medical Assembly, Tokyo, Japan, 1975. Available on the internet: http://www.ftsr.ulaval.ca/ethiques/DOH/1975.pdf (Accessed April, 2012).

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Eugenijus Gefenas .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2014 Springer Science+Business Media Dordrecht

About this entry

Cite this entry

Gefenas, E., Tuzaite, E. (2014). Persons Without the Capacity to Consent. In: ten Have, H., Gordijn, B. (eds) Handbook of Global Bioethics. Springer, Dordrecht. https://doi.org/10.1007/978-94-007-2512-6_70

Download citation

  • DOI: https://doi.org/10.1007/978-94-007-2512-6_70

  • Published:

  • Publisher Name: Springer, Dordrecht

  • Print ISBN: 978-94-007-2511-9

  • Online ISBN: 978-94-007-2512-6

  • eBook Packages: Humanities, Social Sciences and Law

Publish with us

Policies and ethics