Skip to main content

Synonym

Regulation

Regulatory policyis formulated by governments to impose controls and restrictions on certain specific activities or behavior. Regulation is not only about rules of governing but also a concept in governance. In the discussion of the rise of “regulatory states” and “regulatory governance” in recent decades, the role of governments has shifted significantly from its positive functions in society to the growing use of regulation and monitoring to direct the state. Both state and non-state actors have been engaged in the control of social and economic practices. Concerns about regulation can sometimes be contradictory. On the one hand, regulation has been regarded as barriers to and constraints on a competitive market and business environment. On the other hand, there is a genuine need to regulate risks in a “risk society” and situations of market failure. Therefore, the issues of how the concept of regulation evolves and how it transforms the roles and functions of...

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Institutional subscriptions

References

  • Ayres I, Braithwaite J (1992) Responsive regulation: transcending the deregulation debate. Oxford University Press, Oxford

    Google Scholar 

  • Bach D, Newman AL, Weber S (2006) The international implications of China’s fledgling regulatory state: from product maker to rule maker. New Polit Econ 11(4):499–518

    Article  Google Scholar 

  • Baldwin R, Cave M (1999) Understanding regulation: theory, strategy, and practice. Oxford University Press, Oxford

    Google Scholar 

  • Baldwin R, McCrudden C (1987) Regulation and public law. Weidenfeld and Nicolson, London

    Google Scholar 

  • Bernstein MH (1955) Regulating business by independent commission. Princeton University Press, Princeton

    Book  Google Scholar 

  • Black J (1996) Constitutionalising self-regulation. Mod Law Rev 59(1):24–55

    Article  Google Scholar 

  • Braithwaite J (2000) The new regulatory state and the transformation of criminology. Br J Criminol 40(2):222–238

    Article  Google Scholar 

  • Büthe T, Mattli W (2011) The new global rulers: the privatization of regulation in the world economy. Princeton University Press, Princeton

    Book  Google Scholar 

  • Cheung ABL (2005) The politics of administrative reforms in Asia: paradigms and legacies, paths and diversities. Governance 18(2):257–282

    Article  Google Scholar 

  • Drezner DW (2001) Globalization and policy convergence. Int Stud Rev 3(1):53–78

    Article  Google Scholar 

  • Haines F (1997) Corporate regulation: beyond ‘punish or persuade’. Clarendon, Oxford

    Google Scholar 

  • Hawkins K (1984) Environment and enforcement: regulation and the social definition of pollution. Clarendon, Oxford

    Book  Google Scholar 

  • Hood C (1986) Administrative analysis: an introduction to rules, enforcement, and organizations. Wheatsheaf Books, Brighton

    Google Scholar 

  • Hood C, Rothstein H, Baldwin R (2001) The government of risk: understanding risk regulation regimes. Oxford University Press, New York

    Book  Google Scholar 

  • Hsueh R (2011) China’s regulatory state: a new strategy for globalization. Cornell University Press, Ithaca

    Book  Google Scholar 

  • Huntington SP (1952) The marasmus of the ICC: the commission, the railroads, and the public interest. Yale Law J 61(4):467–509

    Article  Google Scholar 

  • Kagan R, Scholz J (1984) The ‘criminology of the corporation’ and regulatory enforcement strategies. In: Hawkins K, Thomas JM (eds) Enforcing regulation. Kluwer-Nijhoff, Boston, pp 67–95

    Chapter  Google Scholar 

  • Kelman S (1981) Regulating America, regulating Sweden: a comparative study of occupational safety and health policy. MIT Press, Cambridge, MA

    Google Scholar 

  • Landis JM (1938) The administrative process. Yale University Press, New Haven

    Google Scholar 

  • Levi-Faur D (2005) The global diffusion of regulatory capitalism. Ann Am Acad Pol Soc Sci 598(1):12–32

    Article  Google Scholar 

  • Liu P (2010) From decentralized developmental state towards authoritarian regulatory state: a case study on drug safety regulation in china. Chin: Int J 8(1):110–138

    Google Scholar 

  • Lodge M, Wegrich K (2012) Managing regulation: regulatory analysis, politics and policy. Palgrave Macmillan, Basingstoke

    Google Scholar 

  • Majone G (1997) From the positive to the regulatory state: causes and consequences of changes in the mode of governance. J Pub Policy 17(2):139–167

    Article  Google Scholar 

  • Makkai T, Braithwaite J (1992) In and out of the revolving door: making sense of regulatory capture. J Pub Policy 12(1):61–78

    Article  Google Scholar 

  • Mattli W (2015) Beyond the state: are transnational regulatory institutions replacing the state? In: Leibfried S, Huber E, Lange M, Levy JD, Stephens JD (eds) The Oxford handbook of transformations of the state. Oxford University Press, New York, pp 286–301

    Google Scholar 

  • McBarnet D, Whelan C (1991) The elusive spirit of the law: formalism and the struggle for legal control. Mod Law Rev 54(6):848–873

    Article  Google Scholar 

  • Mitnick BM (1980) The political economy of regulation: creating, designing, and removing regulatory forms. Columbia University Press, New York

    Google Scholar 

  • Ogus AI (1995) Rethinking self- regulation. Oxf J Leg Stud 15(1):97–108

    Article  Google Scholar 

  • Olson M (1965) The logic of collective action: public goods and the theory of group. Harvard University Press, Cambridge

    Google Scholar 

  • Pearson MM (2005) The business of governing business in China: institutions and norms of the emerging regulatory state. World Polit 57(2):296–322

    Article  Google Scholar 

  • Peltzman (1976) Toward a more general theory of regulation. J Law Econ 19:211–240

    Article  Google Scholar 

  • Redford ES (1952) Administration of national economic control. Macmillan, New York

    Google Scholar 

  • Rodrik D (1998) Has globalization gone too far? Challenge 41(2):81–94

    Article  Google Scholar 

  • Romano E (1985) Law as product: some pieces of the incorporation puzzle. J Law Econ Organ 1(2):225

    Google Scholar 

  • Stigler GJ (1970) The optimum enforcement of laws. J Polit Econ 78(3):526–536

    Article  Google Scholar 

  • Stigler GJ (1971) The theory of economic regulation. Bell J Econ Manag Sci 2(1):3–21

    Article  Google Scholar 

  • Streeck W, Schmitter PC (1985) Private interest government: beyond market and state. Sage, London

    Google Scholar 

  • van Rooij B, Stern RE, Fürst K (2016) The authoritarian logic of regulatory pluralism: understanding China’s new environmental actors. Regul Gov 10(1):3–31

    Article  Google Scholar 

  • Vogel D (1995) Trading up: consumer and environmental regulation in a global economy. Harvard University Press, Cambridge, MA

    Google Scholar 

  • Vogel D (1997) Trading up and governing across: transnational governance and environmental protection. J Eur Pub Policy 4(4):556–571

    Article  Google Scholar 

  • Williams RJ (1976) Politics and the ecology of regulation. Public Admin 54(3):319–331

    Article  Google Scholar 

  • Wilson GK (1984) Social regulation and explanations of regulatory failure. Polit Stud 32(2):203–225

    Article  Google Scholar 

  • Yang DM (2002) Can the Chinese state meet its WTO obligations? Am Asian Rev 20(2):191–221

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to May Chu .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2016 Springer International Publishing AG

About this entry

Cite this entry

Chu, M. (2016). Regulatory Policy. In: Farazmand, A. (eds) Global Encyclopedia of Public Administration, Public Policy, and Governance. Springer, Cham. https://doi.org/10.1007/978-3-319-31816-5_2562-1

Download citation

  • DOI: https://doi.org/10.1007/978-3-319-31816-5_2562-1

  • Received:

  • Accepted:

  • Published:

  • Publisher Name: Springer, Cham

  • Online ISBN: 978-3-319-31816-5

  • eBook Packages: Springer Reference Economics and FinanceReference Module Humanities and Social SciencesReference Module Business, Economics and Social Sciences

Publish with us

Policies and ethics