Skip to main content
Log in

An Examination of the Relationship Between Competency to Stand Trial, Competency to Waive Interrogation Rights, and Psychopathology

  • Published:
Law and Human Behavior

Abstract

This study compared the legal abilities of defendants (N = 212) with current primary psychotic disorders (n = 44), affective disorders (n = 42), substance abuse disorders (n = 54), and no diagnosed major mental illness (n = 72). Defendants with primary psychotic disorders demonstrated more impairment than did other defendants in their understanding of interrogation rights, the nature and object of the proceedings, the possible consequences of proceedings, and their ability to communicate with counsel. Psychosis was of limited value as a predictor however, and high rates of legal impairment were found even in defendants with no diagnosed major mental illness. Sources of within-group variance were examined to further explain this finding. Policy and clinical implications of these results are discussed.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

REFERENCES

  • Abramovitch, R., Higgins-Biss, K. L., & Biss, S. R. (1993). Young persons' comprehension of waivers in criminal proceedings. Canadian Journal of Criminology, 35, 309-322.

    Google Scholar 

  • Abramovitch, R., Peterson-Badali, M., & Rohan, M. (1995). Young people's understanding and assertion of their rights to silence and legal counsel. Canadian Journal of Criminology, 37, 1-18.

    Google Scholar 

  • Abramson, M. L. (1972). The criminalization of mentally disordered behavior: Possible side effects of a new mental health law. Hospital and Community Psychiatry, 23, 101-105.

    Google Scholar 

  • Appelbaum, P. S. (1999). Ought we to require emotional capacity as part of decisional competence? Kennedy Institute Ethics Journal, 8, 377-387.

    Google Scholar 

  • Appelbaum, B. C., Appelbaum, P. S., & Grisso, T. (1998). Competence to consent to voluntary psychiatric hospitalization: A test of a standard proposed by APA. Psychiatric Services, 49, 1193-1196.

    Google Scholar 

  • Appelbaum, P. S., Grisso, T., Frank, E., O'Donnell, S., & Kupfer, D. J. (1999). Competence of depressed patients for consent to research. American Journal of Psychiatry, 156, 1380-1384.

    Google Scholar 

  • Boddy, J., Roesch, R., Zapf, P., & Eaves, D. (2000, March). Characteristics of defendants remanded for fitness assessments. Poster presented at the American Psychology and Law Society Conference, New Orleans.

  • Bonnie, R. J. (1992). The competence of criminal defendants: A theoretical reformulation. Behavioral Sciences and the Law, 10, 291-316.

    Google Scholar 

  • Bonnie, R. J. (1993). The competence of criminal defendants: Beyond Dusky and Drope. University of Miami Law Review, 47, 539-601.

    Google Scholar 

  • Bonnie, R. J., & Grisso, T. (2000). Adjudicative competence and youthful offenders. In T. Grisso and R. G. Schwartz (Eds.), Youth on trial:Adevelopmental perspective on juvenile justice (pp. 73-103). Chicago: University of Chicago Press.

    Google Scholar 

  • Bonovitz, J. C., & Bonovitz, J. S. (1981). Diversion of the mentally ill into the criminal justice system: The police intervention perspective. International Journal of Psychiatry, 138, 973-976.

    Google Scholar 

  • Bursztajn, H. J., Harding, H. P., Gutheil, T. G., & Brodsky, A. (1991). Beyond cognition: The role of disordered affective states in impairing competence to consent to treatment. Bulletin of the American Academy of Psychiatry and the Law, 19, 383-388.

    Google Scholar 

  • Buss, E. (2000). The role of lawyers in promoting juveniles' competence as defendants. In T. Grisso & R. G. Schwartz (Eds.), Youth on trial: A developmental perspective on juvenile justice (pp. 243-265). Chicago: University of Chicago Press.

    Google Scholar 

  • Canadian Charter of Rights and Freedoms, being Part I of the Constitution Act 1982 being Schedule B to the Canadian Act 1982, U.K., 1982, c. 11, as amended.

  • Clare, I., & Gudjonsson, G. H. (1991). Recall and understanding of the caution and rights in police detention among persons of average intellectual ability and persons with a mild mental handicap. Issues in Criminological and Legal Psychology, 1, 34-42.

    Google Scholar 

  • Clarkson v. The Queen, 1 S.C.R. § 383 (1986).

  • Cohen, J. (1988). Statistical power analysis for the behavioral sciences (2nd ed.). New York: Academic Press. Colorado v. Connelly, 107 S. Ct. 515 (1986).

    Google Scholar 

  • Cooke, D. J., & Philip, L. (1998). Comprehending the Scottish caution: Do offenders understand their right to remain silent? Legal and Criminological Psychology, 3, 13-27.

    Google Scholar 

  • Criminal Code, R.S.C. 1985, c. C-46, as amended.

  • Dusky v. U.S., 362 U.S. 402 (1960).

  • Everington, C., & Fulero, S. M. (1999). Competence to confess: Measuring understanding and suggestibility of defendants with mental retardation. Mental Retardation, 37, 212-220.

    Google Scholar 

  • Feld, B. C. (2000). Juveniles' waiver of legal rights: Confessions, Miranda, and the right to counsel. In T. Grisso & R. G. Schwartz (Eds.), Youth on trial: A developmental perspective on juvenile justice (pp. 105-138). Chicago: University of Chicago Press.

    Google Scholar 

  • Ferguson, A. B., & Douglas, A. C. (1970). A study of juvenile waiver. San Diego Law Review, 7, 39-54.

    Google Scholar 

  • Fulero, S. M., & Everington, C. (1995). Assessing competency to waive Miranda rights in defendants with mental retardation. Law and Human Behavior, 19, 533-543.

    Google Scholar 

  • Gold, J. M., & Harvey, P. D. (1993). Cognitive deficits in schizophrenia. Psychiatric Clinics of North America, 16, 295-312.

    Google Scholar 

  • Goldstein, A. M., & Burd, M. (1990). Role of delusions in trial competency evaluations: Case law and implications for forensic practice. Forensic Reports, 3, 361-386.

    Google Scholar 

  • Grisso, T. (1980). Juveniles' capacities to waive Miranda rights: An empirical analysis. California Law Review, 68, 1134-1166.

    Google Scholar 

  • Grisso, T. (1981). Juveniles' waiver of rights: Legal and psychological competence. New York: Plenum Press.

    Google Scholar 

  • Grisso, T. (1992). Five-year research update (1986-1990): Evaluations for competence to stand trial. Behavioral Sciences and the Law, 10, 353-369.

    Google Scholar 

  • Grisso, T. (1998). Instruments for assessing understanding and appreciation of Miranda rights. Sarasota, FL: Professional Resource Press/Professional Resource Exchange.

    Google Scholar 

  • Grisso, T. (in press). Evaluating competencies: Forensic assessments and instruments (2nd ed.). New York: Kluwer Academic/Plenum Press.

  • Grisso, T., & Appelbaum, P. S. (1995). The MacArthur Treatment Competence Study. III: Abilities of patients to consent to psychiatric and medical treatments. Law and Human Behavior, 19, 149-174.

    Google Scholar 

  • Grisso, T., & Seigel, S. K. (1986). Assessment of competency to stand criminal trial. In W. J. Curran, A. L. McGarry, & S. A. Shah (Eds.), Forensic psychiatry and psychology: Perspectives and standards for interdisciplinary practice (pp. 145-165). Philadelphia: F. A. Davis.

    Google Scholar 

  • Grove, W. M., Andreasen, N. C., McDonald-Scott, P., Keller, M. B., & Shapiro, R. W. (1981). Reliability studies of psychiatric diagnosis. Archives of General Psychiatry, 38, 408-413.

    Google Scholar 

  • Gudjonsson, G. (1992). The psychology of interrogations, confessions and testimony. Chichester: Wiley.

    Google Scholar 

  • Gudjonsson, G. (1993). Confession evidence, psychological vulnerability and expert testimony. Journal of Community and Applied Social Psychology, 3, 117-129.

    Google Scholar 

  • Gudjonsson, G. (1995). 'Fitness for interview' during police detention:Aconceptual framework for forensic assessment. Journal of Forensic Psychiatry, 6, 185-197.

    Google Scholar 

  • Gudjonsson, G. H., & Clare, I. C. H. (1994). The proposed new police caution (England andWales): How easy is it to understand? Expert Evidence, 3, 109-112.

    Google Scholar 

  • Gudjonsson, G. H., Clare, I., Rutter, S., & Pearse, J. (1993). Persons at risk during interviews in police custody: The identification of vulnerabilities. London: HMSO, Royal Commission on Criminal Justice.

    Google Scholar 

  • Halleck, S. L., Hoge, S. K., Miller, R. D., Sadoff, R. L., & Halleck, N. H. (1992). The use of psychiatric diagnoses in the legal process: Task force report of the American Psychiatric Association. Bulletin of the American Academy of Psychiatry and the Law, 20, 481-500.

    Google Scholar 

  • Hart, S. D., & Hare, R. D. (1992). Predicting fitness to stand trial: The relative power of demographic, criminal, and clinical variables. Forensic Reports, 5, 53-65.

    Google Scholar 

  • Heinrichs, R. W., & Zakzanis, K. K. (1998). Neurocognitive deficit in schizophrenia: Aquantitative review of the evidence. Neuropsychology, 12, 426-445.

    Google Scholar 

  • Hoge, S. K., Bonnie, R. J., Poythress, N., & Monahan, J. (1992). Attorney-client decision-making in criminal cases: Client competence and participation as perceived by their attorneys. Behavioral Sciences and the Law, 10, 385-394.

    Google Scholar 

  • Hoge, S. K., Bonnie, R. J., Poythress, N., Monahan, J., Eisenberg, M., & Feucht-Haviar, T. (1997). The MacArthur adjudicative competence study: Development and validation of a research instrument. Law and Human Behavior, 21, 141-179.

    Google Scholar 

  • Hoge, S. K., Poythress, N., Bonnie, R. J., Monahan, J., Eisenberg, M., & Feucht-Haviar, T. (1997). The MacArthur adjudicative competence study: Diagnosis, psychopathology, and competence-related abilities. Behavioral Sciences and the Law, 15, 329-345.

    Google Scholar 

  • Horn, J. L., & Hofer, S. M. (1992). Major abilities and development in the adult period. In R. J. Sternberg & C. A. Berg (Eds.), Intellectual development (pp. 44-99). NewYork: Cambridge University Press.

    Google Scholar 

  • James, D. V., Duffield, G., Blizard, R., & Hamilton, L. W. (2001). Fitness to plead: Aprospective study of the inter-relationships between expert opinion, legal criteria and specific symptomatology. Psychological Medicine, 31, 139-150.

    Google Scholar 

  • Kranzler, H. R., Kadden, R. M., Babor, T. F., & Tennen, H. (1996). Validity of the SCID in substance abuse patients. Addiction, 91, 859-868.

    Google Scholar 

  • Lawrence, R. A. (1983). The role of legal counsel in juveniles' understanding of their rights. Juvenile and Family Court Journal, 34, 49-58.

    Google Scholar 

  • Lezak, M. D. (1983). Neuropsychological assessment (2 ed.). New York: Oxford University Press.

    Google Scholar 

  • Matarazzo, J. D. (1983). The reliability of psychiatric and psychological diagnosis. Clinical Psychology Review, 3, 103-145.

    Google Scholar 

  • McGarry, A. L. (1965). Competency for trial and due process via the state hospital. American Journal of Psychiatry, 122, 623-631.

    Google Scholar 

  • Melton, G. B., Petrila, J., Poythress, N. G., & Slobogin, C. (1997). Psychological evaluations for the courts: A handbook for mental health professional and lawyers (2nd ed.). New York: Guilford.

    Google Scholar 

  • Miranda v. Arizona, 384 U.S. 436 (1966).

  • Nicholson, R. A., & Johnson, W. G. (1991). Prediction of competency to stand trial: Contribution of demographics, type of offense, clinical characteristics, and psycholegal ability. International Journal of Law and Psychiatry, 14, 287-297.

    Google Scholar 

  • Nicholson, R. A., & Kugler, K. I. (1991). Competent and incompetent criminal defendants:Aquantitative review of comparative research. Psychological Bulletin, 109, 355-370.

    Google Scholar 

  • Nicholson, R. A., Robertson, H. C., Johnson, W. G., & Jensen, G. (1988). A comparison of instruments for assessing competency to stand trial. Law and Human Behavior, 12, 313-321.

    Google Scholar 

  • Nunnally, J. C. (1978). Psychometric theory (2nd ed.). New York: McGraw-Hill.

    Google Scholar 

  • Oberlander, L. B., & Goldstein, N. E. (2001). A review and update on the practice of evaluating Miranda comprehension. Behavioral Sciences and the Law, 19, 453-471.

    Google Scholar 

  • Ogloff, J. R. P., & Olley, M. C. (1992). The Test of Charter Comprehension. Unpublished manuscript, Simon Fraser University, Burnaby, British Columbia, Canada.

  • Ogloff, J. R., Tien, G., Roesch, R., & Eaves, D. (1991). A model for the provision of jail mental health services: An integrative, community-based approach. Journal of Mental Health Administration, 18, 209-222.

    Google Scholar 

  • Ogloff, J. R. P., Wallace, D. H., & Otto, R. K. (1991). Competencies in the criminal process. In D. K. Kagehiro & W. S. Laufer (Eds.), Handbook of psychology and law (pp. 343-360). New York: Springer.

    Google Scholar 

  • Olley, M. C. (1993). Competency to understand Charter cautions:Apreliminary investigation. Unpublished master's thesis, Simon Fraser, Burnaby, British Columbia, Canada.

  • Olley, M. C. (1998). The utility of the test of Charter comprehension for ensuring the protection of accuseds' rights at the time of arrest. Unpublished doctoral dissertation, Simon Fraser, Burnaby, British Columbia, Canada.

  • Olley, M. C., Ogloff, J. R. P., & Jager, L. (1993). Do people understand their rights when arrested? The Test of Charter Comprehension. Rehabilitation Review, 4, 1-2.

    Google Scholar 

  • Otto, R. K., Poythress, N. G., Nicholson, R. A., Edens, J. F., Monahan, J., Bonnie, R. J., et al. (1998). Psychometric properties of the MacArthur Competence Assessment Tool-Criminal Adjudication. Psychological Assessment, 10, 435-443.

    Google Scholar 

  • Pearse, J. (1995). Police interviewing: The identification of vulnerabilities. Journal of Community and Applied Social Psychology, 5, 147-159.

    Google Scholar 

  • Pearse, J., & Gudjonsson, G. (1996). How appropriate are appropriate adults? Journal of Forensic Psychiatry, 7, 570-580.

    Google Scholar 

  • Perlin, M. L. (1992). Fatal assumption: A critical evaluation of the role of counsel in mental disability cases. Law and Human Behavior, 16, 39-59.

    Google Scholar 

  • Peterson-Badali, M., Abramovitch, R., Koegel, C. J., & Ruck, M. D. (1999). Young people's experience of the Canadian youth justice system: Interacting with police and legal counsel. Behavioral Sciences and the Law, 17, 455-465.

    Google Scholar 

  • Pogrebin, M. R., & Poole, E. D. (1987). Deinstitutionalization and increased arrest rates among the mentally disordered. Journal of Psychiatry and Law, 15, 117-127.

    Google Scholar 

  • Poythress, N. G., Bonnie, R. J., Hoge, S. K., Monahan, J., & Oberlander, L. B. (1994). Client abilities to assist counsel and make decisions in criminal cases: Findings from three studies. Law and Human Behavior, 18, 437-452.

    Google Scholar 

  • Rabkin, J. G. (1979). Criminal behavior of discharged mental patients:Acritical appraisal of the research. Psychological Bulletin, 86, 1-27.

    Google Scholar 

  • Reeb, R. N. (2000). Classification and diagnosis of psychopathology: Conceptual foundations. Journal of Psychological Practice, 6, 3-18.

    Google Scholar 

  • Redding, R. E. (1997). Depression in jailed women defendants and its relationship to their adjudicative competence. Journal of the American Academy of Psychiatry and the Law, 25, 105-119.

    Google Scholar 

  • Reich, J., & Wells, J. (1985). Psychiatric diagnosis and competency to stand trial. Comprehensive Psychiatry, 26, 421-432.

    Google Scholar 

  • Robertson, G., Pearson, R., & Gibb, R. (1996). Police interviewing and the use of appropriate adults. Journal of Forensic Psychiatry, 7, 297-309.

    Google Scholar 

  • Roesch, R. (1995). Mental health interventions in pretrial jails. In G. M. Davies, S. Lloyd-Bostock, M. Murran, & C. Wilson (Eds.), Psychology, law and criminal justice: International developments in research and practice (pp. 520-531). Berlin: De Greuter.

    Google Scholar 

  • Roesch, R., & Golding, S. L. (1980). Competency to stand trial. Urbana: University of Illinois Press.

    Google Scholar 

  • Roesch, R., Hart, S. D., & Zapf, P. A. (1996). Conceptualizing and assessing competency to stand trial: Implications and applications of the MacArthur Treatment Competence Model. Psychology, Public Policy, and Law, 2, 96-113.

    Google Scholar 

  • Roesch, R., Zapf, P. A., Eaves, D., & Webster, C. D. (1998). Fitness Interview Test (Rev. ed.). Burnaby, BC: Simon Fraser University, Mental Health, Law and Policy Institute.

    Google Scholar 

  • Rogers, R., Gillis, J. R., McMain, S., & Dickens, S. E. (1988). Fitness evaluations: A retrospective study of clinical, criminal, and sociodemographic characteristics. Canadian Journal of Behavioural Science, 20, 192-200.

    Google Scholar 

  • Rosenfeld, B., & Wall, A. (1998). Psychopathology and competence to stand trial. Criminal Justice and Behavior, 25, 443-462.

    Google Scholar 

  • R. v. Evans, 31 S.C.R. 869 (1991).

  • R. v. Whittle, 2 S.C.R. 914 (1994).

  • Ryan, J. J., Utley, A. P., & Worthen, V. E. (1988). Comparison of two IQ conversion tables for the Vocabulary-Block Design short form. Journal of Clinical Psychology, 44, 950-952.

    Google Scholar 

  • Schellenberg, E. G., Wasylenki, D., Webster, C. D., & Goering, P. (1992). A review of arrests among psychiatric patients. International Journal of Law and Psychiatry, 15, 251-264.

    Google Scholar 

  • Segal, D. L., Hersen, M., & Van Hasselt, V. B. (1994). Reliability of the Structured Clinical Interview for DSM-III-R: An evaluative review. Comprehensive Psychiatry, 35, 316-327.

    Google Scholar 

  • Shepherd, E. W., Mortimer, A. K. O., & Mobasheri, R. (1995). The police caution: Comprehension and perceptions in the general population. Expert Evidence, 4, 60-67.

    Google Scholar 

  • Silverstein, A. B. (1982). Two-and four-subtest short forms of the Wechsler Adult Intelligence Scale-Revised. Journal of Consulting and Clinical Psychology, 50, 415-418.

    Google Scholar 

  • Spitzer, R. L., Williams, J. B. W., Gibbon, M., & First, M. B. (1990). Structured clinical interview for DSM-III-R-Patient edition (SCID-P, Version 1.0). Washington, DC: American Psychiatric Press.

    Google Scholar 

  • Teplin, L. A. (1983). The criminalization of the mentally ill: Speculation in search of data. Psychological Bulletin, 94, 54-67.

    Google Scholar 

  • Thompson, A., & Plumridge, S. (1999). Two-and four-subtest short forms of theWAIS-R: A comparative validity study with a normal sample. Psychological Reports, 84, 371-380.

    Google Scholar 

  • Vermeulen, S. C. A. (1997). Legal knowledge and decision-making in adolescents: Plea decisions and competency to waive Charter cautions. Unpublished doctoral dissertation, Simon Fraser University, Burnaby, British Columbia, Canada.

  • Viljoen, J. L., Roesch, R., & Zapf, P. A. (in press). The interrater reliability of the Fitness Interview Test across professional groups. Canadian Journal of Psychiatry.

  • Warren, J. I., Fitch, W. L., Dietz, P. E., & Rosenfeld, B. D. (1991). Criminal offense, psychiatric diagnosis, and psycholegal opinion: An analysis of 894 pretrial referrals. Bulletin of the American Academy of Psychiatry and the Law, 19, 63-69.

    Google Scholar 

  • Wechsler, D. (1981). Manual for Wechsler Adult Intelligence Scale-Revised. New York: Psychological Corporation.

    Google Scholar 

  • Whittemore, K. E., & Ogloff, J. R. P. (1994). Fitness and competency issues in Canadian criminal courts: Elucidating the standards for mental health professionals. Canadian Journal of Psychiatry, 39, 198-210.

    Google Scholar 

  • Whittemore, K. E., Ogloff, J. R. P., & Roesch, R. (1997). An investigation of competency to participate in legal proceedings in Canada. Canadian Journal of Psychiatry, 42, 869-875.

    Google Scholar 

  • Williams, J. B., Gibbon, M., First, M. B., Spitzer, R. L., Davies, M., Borus, J., et al. (1992). The Structured Clinical Interview for DSM-III-R (SCID): II. Multisite test-retest reliability. Archives of General Psychiatry, 49, 630-636.

    Google Scholar 

  • Winick, B. J. (1985). Restructuring competency to stand trial. UCLA Law Review, 32, 921-985.

    Google Scholar 

  • Winick, B. J. (1996). The MacArthur Treatment Competence Study: Legal and therapeutic implications. Psychology, Public Policy, and Law, 2, 137-166.

    Google Scholar 

  • Zapf, P. A. (1998). Elucidating the standards for mental disorder as a prerequisite for legal interventions: A review of case law. Unpublished manuscript, Simon Fraser University, Burnaby, British Columbia, Canada.

  • Zapf, P. A. (1999). An investigation of the construct of competence in a criminal and civil context: A comparison of the FIT, the MacCAT-CA, and the MacCAT-T. Unpublished doctoral dissertation, Simon Fraser, Burnaby, British Columbia, Canada.

  • Zapf, P. A., Viljoen, J. L., Whittemore, K. E., Poythress, N. G., & Roesch, R. (2002). Competency: Past, present, and future. In J. R. P. Ogloff (Ed.), Taking psychology and law into the twenty-first century (pp. 171-198). New York: Plenum.

    Google Scholar 

  • Zapf, P. A., & Roesch, R. (1997). Assessing fitness to stand trial: A comparison of institution-based evaluations and a brief screening interview. Canadian Journal of Community Mental Health, 16, 53-66.

    Google Scholar 

  • Zapf, P. A., & Roesch, R. (2001). Acomparison of theMacCAT-CAand the FIT for making determinations of competency to stand trial. International Journal of Law and Psychiatry, 24, 81-92.

    Google Scholar 

  • Zapf, P. A., Roesch, R., & Viljoen, J. (2001). The utility of the Fitness Interview Test for assessing fitness to stand trial. Canadian Journal of Psychiatry, 46, 426-432.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

About this article

Cite this article

Viljoen, J.L., Roesch, R. & Zapf, P.A. An Examination of the Relationship Between Competency to Stand Trial, Competency to Waive Interrogation Rights, and Psychopathology. Law Hum Behav 26, 481–506 (2002). https://doi.org/10.1023/A:1020299804821

Download citation

  • Issue Date:

  • DOI: https://doi.org/10.1023/A:1020299804821

Navigation