Skip to main content

Responsible Innovation in the US, UK and Denmark: Governance Landscapes

  • Chapter
  • First Online:
Responsible Innovation 2

Abstract

This chapter explores the notion of responsible innovation (RI) as it is currently being imagined in policy and governance practice. It does this in the context of three different countries: the UK, US and Denmark. We ask how RI is being constituted within policy discussion. What is it understood as being? What kinds of actors are implicated in it? And what is its scope, or field of action? In exploring these questions we argue that responsible innovation is currently a largely international discourse, and that it remains unclear, from current policy discussion, how it should be put into practice. Though it is tied to a linear model of science and technology, in which both the process and outputs of scientific research are, through RI, imbued with responsibility, the actors involved and the fields in which they are assumed to operate are exceedingly general. As such, RI appears to be a fundamentally de-individualised process.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 84.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    See project website: http://mef.ku.dk/forskning/fokusomraaderogprojekter/forskningenssamfundsmaessigeansvarlighed/. The SSR project is funded by The Danish Council for Independent Research: Social Sciences.

  2. 2.

    The web search therefore focused on English language discussion of responsible innovation.

  3. 3.

    See http://www.innovateuk.org.

  4. 4.

    Of course, both the UK and Denmark are part of the European Union, and therefore part of Commission discussion of and policy on responsible innovation. Anecdotal evidence from early empirical work suggests that this may in fact be influencing the context of discussions of responsibility through assumptions of a division of labour. In such assumptions, the EU is seen as a key player in the articulation of policy on emerging technology (and indeed is both a key funder of such technological research—Shapira and Wang (2010)—and, as we have outlined, the primary source of the language of responsible innovation), such that there is little sense in replicating these discussions. In national scientific and policy imaginations of responsible research and innovation, then, some responsibility for responsibility may itself be being delegated to supra-national institutional arrangements.

  5. 5.

    The present volume will, of course, offer many more practical instances of RI than we could readily find at the time of the research (2012); see Part III of this volume in particular.

  6. 6.

    CSR is now an enormous field, both in terms of academic research and as an industry in its own right, which we cannot do justice to here. The key point is that there is an extant tradition around responsibility, which emerged from industry but which has now been enthusiastically taken up by policy actors such as the European Commission (Midttun et al. 2012) as a means of governance, which so far seems not to have been tapped by work on responsible research and innovation. The degree to which it might be a helpful model for practices of RI, and the possibilities for successfully connecting to existing CSR activity and EC/government policy, deserves an essay in itself.

  7. 7.

    See http://www.unilever-esa.com/innovation/innovationinunilever/responsibleinnovation/.

  8. 8.

    See http://www.karimnetwork.eu/Pages/Responsible-Innovation.aspx.

  9. 9.

    Quoted from the website for the Franco-British Workshop on Responsible Innovation, http://www.ambafrance-uk.org/Franco-British-workshop-on,18791.

  10. 10.

    Similarly, critiques of public engagement—which is, in the UK, at least, a key forerunner of RI (Stilgoe 2012)—have pointed out the intermeshing of participation and neoliberal regimes (Thorpe and Gregory 2010).

  11. 11.

    Taken from http://www.medical-technologies.co.uk/support-for-innovation/responsible-innovation/.

  12. 12.

    In addition, the accuracy of the linear model is itself highly questionable: innovation rarely flows straightforwardly from science to technology to product, but rather forms a complex web in which many different factors interact (cf Joly and Kaufman 2008; see Chap. 2). Relying on this model as a way of structuring responsible innovation seems likely to create expectations that cannot be met.

References

  • Anderson, Benedict. 2006. Imagined communities: Reflections on the origin and spread of nationalism. Verso Books.

    Google Scholar 

  • Bauer, Martin W., Nick Allum, and Steve Miller. 2007. What can we learn from 25 years of PUS survey research? Liberating and expanding the agenda. Public Understanding of Science 16(1): 79–95.

    Article  Google Scholar 

  • Bell, Larry. 2008. Engaging the public in technology policy: A new role for science museums. Science Communication 29(3): 386–398. doi:10.1177/1075547007311971.

    Article  Google Scholar 

  • Benz, Arthur, and Yannis Papadopoulos (eds.). 2007. Governance and democracy: Comparing national, European and international experiences. London: Taylor and Francis.

    Google Scholar 

  • Besley, J.C. 2010. Imagining public engagement. Public Understanding of Science. doi:10.1177/0963662510379792.

    Google Scholar 

  • Brown, Mark B. 2009. Science in democracy: Expertise, institutions, and representation. Massachusetts: MIT Press.

    Google Scholar 

  • Burchell, Kevin, Sarah Franklin, and Kerry Holden. 2009. Public culture as professional science: Final report of the scope project (Scientists on public engagement: From communication to deliberation). London: LSE.

    Google Scholar 

  • Davies, Sarah R. 2013. Constituting public engagement meanings and genealogies of PEST in two U.K. studies. Science Communication 35(6): 687–707. doi:10.1177/1075547013478203.

  • Davies, Sarah R., Cecilie Glerup, and Maja Horst. 2014. On being responsible: Multiplicity in responsible development. In Responsibility in nanotechnology development, ed. Simone Arnaldi, Arianna Ferrari, Paolo Magaudda, and Francesca Marin, 143–159. Netherlands: Springer.

    Chapter  Google Scholar 

  • Department for Innovation Universities and Skills. 2008. A vision for science and society: A consultation on developing a new strategy for the UK. London. Available at: http://interactive.dius.gov.uk/scienceandsociety/site/.

  • DG Research. 2011. DG research workshop on responsible research and innovation in Europe. Brussels.

    Google Scholar 

  • Drenth, P.J.D. 2006. Responsible conduct in research. Science and Engineering Ethics 12(1): 13–21.

    Google Scholar 

  • Etzkowitz, H., A. Webster, C. Gebhardt, and B.R.C. Terra. 2000. The future of the university and the university of the future: Evolution of ivory tower to entrepreneurial paradigm. Research Policy 29(2): 313–330.

    Article  Google Scholar 

  • Fairclough, Norman. 2003. Analysing discourse: Textual analysis for social research. Abingdon: Routledge.

    Google Scholar 

  • Falkner, Robert, and Nico Jaspers. 2012. Regulating nanotechnologies: Risk, uncertainty and the global governance gap. Global Environmental Politics 12(1): 30–55.

    Article  Google Scholar 

  • Ferrari, Arianna, and Alfred Nordmann. 2010. Beyond conversation: Some lessons for nanoethics. NanoEthics 4(2): 171–181. doi:10.1007/s11569-010-0098-3.

  • Fischer, Frank. 2009. Democracy and expertise: Reorienting policy inquiry. Oxford: OUP.

    Book  Google Scholar 

  • Frankel, M.S. 2000. Scientific societies as sentinels of responsible research conduct. Proceedings of the Society for Experimental Biology and Medicine 224(4): 216–219. doi:10.1046/j.1525-1373.2000.22424.x.

    Article  Google Scholar 

  • Glerup, Cecilie, and Maja Horst. 2014. Mapping ‘social responsibility’ in science. Journal of Responsible Innovation, 1–20. doi:10.1080/23299460.2014.882077.

  • Gregory, Jane, and Simon Jay Lock. 2008. The evolution of ‘public understanding of science’: Public engagement as a tool of science policy in the UK. Sociology Compass 2(4): 1252–1265.

    Article  Google Scholar 

  • Groves, Chris, Lori Frater, Robert Lee, and Elen Stokes. 2011. Is there room at the bottom for CSR? Corporate social responsibility and nanotechnology in the UK. Journal of Business Ethics. doi:10.1007/s10551-010-0731-7.

    Google Scholar 

  • Guston, David H. 1999. Evaluating the first U.S. consensus conference: The impact of the citizens’ panel on telecommunications and the future of democracy. Science Technology and Human Values 24(4): 451–482. doi:10.1177/016224399902400402.

  • Guston, David H. 2010. The anticipatory governance of emerging technologies. Journal of the Korean Vacuum Society 19(6): 432–441.

    Article  Google Scholar 

  • Guston, David H., and Daniel Sarewitz. 2002. Real-time technology assessment. Technology in Society 24(1–2): 93–109. doi:10.1016/S0160-791X(01)00047-1.

    Article  Google Scholar 

  • Harder, Peter, Carl Bache, Mogens Flensted-Jensen, Mikael Rørdam, and Nina Smith. 2010. Samfundets BevÃ¥genhed - Universiteternes Ansvarlighed. Hvad Kan Forskerne, Universiteterne Og ForskningsrÃ¥dene Selv Gøre? Forskningspolitisk Ã¥rsmøde 2010. Det Kongelige Danske Videnskabernes Selskab.

    Google Scholar 

  • Hellström, Tomas. 2003. Systemic innovation and risk: Technology assessment and the challenge of responsible innovation. Technology in Society 25(3): 369–384. doi:10.1016/S0160-791X(03)00041-1.

  • Higher Education Funding Council for England, Scottish Funding Council, Higher Education Funding Council for Wales, and Department for Employment and Learning, Northern Ireland. 2010. Research excellence framework impact pilot exercise: Findings of the expert panels. A report to the UK higher education funding bodies by the chairs of the impact pilot panels. Bristol: HEFCE.

    Google Scholar 

  • Horst, Maja. 2007. Public expectations of gene therapy: Scientific futures and their performative effects on scientific citizenship. Science Technology and Human Values 32(2): 150–171.

    Article  Google Scholar 

  • Horst, Maja. 2012. Deliberation, dialogue or dissemination: Changing objectives in the communication of science and technology in Denmark. In The development of public communication of science and technology studies—A comparative approach, edited by Michel Claessens, Bernard Schiele, and Shi Sunke. Berlin: Springer.

    Google Scholar 

  • Horst, Maja, and Alan Irwin. 2010. Nations at ease with radical knowledge: On consensus, consensusing and false consensusness. Social Studies of Science 40(1): 105–126.

    Google Scholar 

  • House of Lords. 2000. Third report: Science and society. London: The Stationery Office, Parliament.

    Google Scholar 

  • Irwin, Alan. 2006. The politics of talk: Coming to terms with the ‘new’ scientific governance. Social Studies of Science 36(2): 299–320.

    Article  Google Scholar 

  • Irwin, Alan, Torben Elgaard Jensen, and Kevin E. Jones. 2012. The good, the bad and the perfect—Criticizing engagement practice. Social Studies of Science. doi:10.1177/0306312712462461.

  • Jackson, R., Fiona Barbagallo, and Helen Haste. 2005. Strengths of public dialogue on science-related issues. Critical Review of International Social and Political Philosophy 8(3): 349–358.

    Article  Google Scholar 

  • Jasanoff, Sheila. 2005. Designs on nature: Science and democracy in Europe and the United States. Princeton: Princeton University Press.

    Google Scholar 

  • Jasanoff, Sheila, and Sang-Hyun Kim. 2009. Containing the atom: Sociotechnical imaginaries and nuclear power in the United States and South Korea. Minerva 47(2): 119–146. doi:10.1007/s11024-009-9124-4.

  • Joly, Pierre Benoit, and Alain Kaufmann. 2008. Lost in translation? The need for upstream engagement with nanotechnology on trial. Science as Culture 17(3): 225–247.

    Article  Google Scholar 

  • Jones, Kevin E. 2004. BSE and the Philips report: A cautionary tale about the uptake of ‘risk’. In The governance of knowledge, 161–186. New Brunswick and London: Transaction Publishers.

    Google Scholar 

  • Jones, Richard. 2008. When it pays to ask the public. Nature Nanotechnology 3(10): 578–579. doi:10.1038/nnano.2008.288.

  • Kearnes, Matthew B, and Arie Rip. 2009. The emerging governance landscape of nanotechnology. In Jenseits Von Regulierung: Zum Politischen Umgang Mit Der Nanotechnologie, edited by S Gammel, A Losch, and Alfred Nordmann. Berlin: Akademische Verlagsgesellschaft.

    Google Scholar 

  • Kjølberg, Kamilla Lein, and Roger Strand. 2011. Conversations about responsible nanoresearch. NanoEthics 5(1): 99–113. doi:10.1007/s11569-011-0114-2.

  • Kleinman, Daniel Lee. 1995. Politics on the endless frontier: Postwar research policy in the United States. Durham: Duke University Press.

    Google Scholar 

  • Law, John. 1994. Organising modernity: Social ordering and social theory. New York: Wiley.

    Google Scholar 

  • Macnaghten, Phil, and Julia S. Guivant. 2011. Converging citizens? Nanotechnology and the political imaginary of public engagement in Brazil and the United Kingdom. Public Understanding of Science 20(2): 207–220. doi:10.1177/0963662510379084.

  • Macnaghten, Phil, and Richard Owen. 2011. Good governance for climate-engineering. Nature 479: 293.

    Article  Google Scholar 

  • Mahlouji, H., and N. Anaraki. 2009. Corporate social responsibility towards social responsible innovation: A dynamic capability approach. International Review of Business Research Papers 5(6): 185–194.

    Google Scholar 

  • McCallie, Ellen, L Bell, T Lohwater, J Falk, Jane L. Lehr, B.V. Lewenstein, C Needham, and B Wiehre. 2009. Many experts, many audiences: Public engagement with science and informal science education: A CAISE inquiry group report. Washington DC: Center for Advancement of Informal Science Education (CAISE).

    Google Scholar 

  • Mejlgaard, Niels. 2009. The trajectory of scientific citizenship in Denmark: Changing balances between public competence and public participation. Science and Public Policy 36(6): 483–496. doi:10.3152/030234209X460962.

  • Midttun, A., Gjolberg, M., Kourula, A., et al. 2012. Public policies for corporate social responsibility in four nordic countries: Harmony of goals and conflict of means. Business & Society. Available at: http://bas.sagepub.com/cgi/doi/10.1177/0007650312450848. Accessed 26 Feb 2013.

  • Miller, Clark A. 2008. Civic epistemologies: Constituting knowledge and order in political communities. Sociology Compass 2(6): 1896–1919. doi:10.1111/j.1751-9020.2008.00175.x.

  • Miller, Jon D. 1998. The measurement of civic scientific literacy. Public Understanding of Science 7(3): 203–223. doi:10.1088/0963-6625/7/3/001.

  • Miller, Steve. 2001. Public understanding of science at the crossroads. Public Understanding of Science 10(1): 115–120.

    Article  Google Scholar 

  • Morris, Jeff, Jim Willis, Domenico De Martinis, Bjorn Hansen, Henrik Laursen, Juan Riego Sintes, Peter Kearns, and Mar Gonzalez. 2010. Science policy considerations for responsible nanotechnology decisions. Nature Nanotechnology 6(2): 73–77. doi:10.1038/nnano.2010.191.

  • Nye, David E. 2004. America as second creation: Technology and narratives of new beginnings. Massachusetts: MIT Press.

    Google Scholar 

  • Owen, Richard, David Baxter, Trevor Maynard, and Michael Depledge. 2009. Beyond regulation: Risk pricing and responsible innovation. Environmental Science and Technology 43(18): 6902–6906. doi:10.1021/es803332u.

  • Owen, Richard, and Nicola Goldberg. 2010. Responsible innovation: A pilot study with the U.K. Engineering and Physical Sciences Research Council. Risk Analysis 30(11): 1699–1707. doi:10.1111/j.1539-6924.2010.01517.x.

    Article  Google Scholar 

  • Pellizzoni, Luigi. 2004. Responsibility and environmental governance. Environmental Politics 13(3): 541–565. doi:10.1080/0964401042000229034.

  • Roco, Mihail C. 2001. From vision to the implementation of the U.S. national nanotechnology initiative. Journal of Nanoparticle Research 3(1): 5–11.

    Article  Google Scholar 

  • Roco, Mihail C., Barbara Harthorn, David Guston, and Philip Shapira. 2011. Innovative and responsible governance of nanotechnology for societal development. Journal of Nanoparticle Research 13: 3557–3590. doi:10.1007/s11051-011-0454-4.

  • Royal Society. 1985. The public understanding of science. London: The Royal Society.

    Google Scholar 

  • Shapira, P., and J. Wang. 2010. Follow the money. Nature 468(7324): 627–628.

    Google Scholar 

  • Shelley-Egan, Clare. 2009. Mapping ethics in the real world of nanotechnology. In Size matters, legal and social aspects of nanobiotechnology and nano-medicine, ed. J.S. Ach, and C. Weidemann, 147–155. Berlin: LIT Verlag.

    Google Scholar 

  • Shamir, Ronen. 2008. The age of responsibilization: On market-embedded morality. Economy and Society 37(1): 1–19. doi:10.1080/03085140701760833.

  • Stilgoe, Jack. 2012. Taking care of the future—The imperative of responsible innovation. People and Science 22.

    Google Scholar 

  • Stirling, Andy. 2008. ‘Opening up’ and ‘closing down’: Power, participation, and pluralism in the social appraisal of technology. Science Technology and Human Values 33(2): 262–294. doi:10.1177/0162243907311265.

    Article  Google Scholar 

  • Sutcliffe, H. 2011. A report on responsible research and innovation. http://www.matterforall.org/pdf/RRI-Report2.pdf.

  • Technology Strategy Board. 2012. Responsible innovation framework. London: Technology Strategy Board.

    Google Scholar 

  • Thorpe, Charles, and Jane Gregory. 2010. Producing the post-fordist public: The political economy of public engagement with science. Science as Culture 19(3): 273–301. doi:10.1080/09505430903194504.

  • Vallentin, S., and Murillo, D. 2012. Governmentality and the politics of CSR. Organization 19(6): 825–843.

    Google Scholar 

  • Von Schomberg, Rene. 2011. Towards responsible research and innovation in the information and communication technologies and security technologies fields. Brussels: European Commission Services, Directorate General for Research and Innovation.

    Google Scholar 

  • Wilsdon, James, and Rebecca Willis. 2004. See-through science: Why public engagement needs to move upstream. London: Demos.

    Google Scholar 

  • Wynne, Brian. 2006. Public engagement as a means of restoring public trust in science—Hitting the notes, but missing the music? Community Genetics 9(3): 211–220.

    Article  Google Scholar 

  • Wynne, Brian. 2007. Public participation in science and technology: Performing and obscuring a political conceptual category mistake. East Asian Science Technology and Society An International Journal 1(1): 99–110.

    Google Scholar 

Download references

Acknowledgments

We would like to thank Cecilie Glerup and Raffael Himmelsbach for their comments on and help with the preparation of this manuscript.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Sarah R. Davies .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2015 Springer International Publishing Switzerland

About this chapter

Cite this chapter

Davies, S.R., Horst, M. (2015). Responsible Innovation in the US, UK and Denmark: Governance Landscapes. In: Koops, BJ., Oosterlaken, I., Romijn, H., Swierstra, T., van den Hoven, J. (eds) Responsible Innovation 2. Springer, Cham. https://doi.org/10.1007/978-3-319-17308-5_3

Download citation

Publish with us

Policies and ethics