Skip to main content

Convergence and Divergence in Research, Higher Education and Innovation Policies: An Analysis of Nine European Countries

  • Chapter
Global University Rankings

Abstract

Since the late 1990s, European countries have sought to renew their research and higher education systems along the lines of increasing Europeanization, which has especially been driven by the Lisbon Strategy (2000) and the Bologna Declaration (1999). The European Commission has seen higher education and research as particularly important elements of the Lisbon Strategy. In this vein, it has urged national governments to modernize their national higher education and research systems by ensuring sufficient autonomy, better governance and accountability of universities, with an aim to increase European competitiveness in an increasingly knowledge-driven global economy (European Commission, 2006).

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 39.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 54.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 54.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Preview

Unable to display preview. Download preview PDF.

Unable to display preview. Download preview PDF.

References

  • Academy of Finland (2010) The State and Quality of Scientific Research in Finland 2009, http://www.aka.fi/Tiedostot/Tiedostot/Julkaisut/SIGHT_2009_English_eBook. pdf, date accessed 20 December 2012.

    Google Scholar 

  • Academy of Finland (2011) Tiedettä yhteiskunnan ja ihmiskunnan parhaaksi: Suomen Akatemia ja suuret haasteet, http://www.aka.fi/Tiedostot/Strategiat/Akatemia_Suuret_ Haasteet_ 2011%20.pdf, date accessed 22 November 2012.

    Google Scholar 

  • Aksnes, D., M. Benner, S. B. Borlaug, H. F. Hansen, E. Kallerud, E. Kristiansen, L. Langfeldt, A. Pelkonen and G. Sivertsen (2012) ‘Centres of Excellence in the Nordic Countries: A Comparative Study of Research Excellence Policy and Excellence Centre Schemes in Denmark, Finland, Norway and Sweden’, NIFU Working Paper, 4/2012 (Oslo: Nordic Institute for Studies in Innovation, Research and Education), http://www.nifu.no/Norway/Publications/ 2012/PEAC%20-%20NIFU%20 Working%20Paper%204%202012%20-%2010%20Feb%202012.pdf, date accessed 20 December 2012.

    Google Scholar 

  • Arnold, E. and P. Boekholt (2003) ‘Research and Innovation Governance in Eight Countries’, The Technopolin, 1/2003, 1–2, http://www.technopolis-group.com/resources/downloads/Technopolitanl.pdf, date accessed 20 December 2012.

    Google Scholar 

  • Auranen, O. and M. Nieminen (2010) ‘University Research Funding and Publication Performance: An International Comparison’, Research Policy, 39(6), 822–34.

    Article  Google Scholar 

  • Benner, M. and S. Sörlin (2007) ‘Shaping Strategic Research: Power, Resources, and Interests in Swedish Research Policy’, Minerva, 45(1), 31–48.

    Article  Google Scholar 

  • Berkhout, E., T. Smid and M. Volkerink (2010) Wat beweegt kennismigranten?, http://www.seo.nl/uploads/media/2010–03_Wat_beweegt_kennismigranten.pdf, date accessed 22 November 2012.

    Google Scholar 

  • Bertilsson, M. (2004) Governance of Science and Technology: The Case of Denmark, STAGE, country note, unpublished.

    Google Scholar 

  • Bodewes, H. (2009) The Dutch Country Profile, Erawatch Research Inventory, European Commission’s Directorates-General for Research and Joint Research Centre/IPTS, in collaboration with CORDIS, http://cordis.europa.eu/erawatch/ index.cfm?fuseaction=ri.content&topiclD=4&countryCode=NL, date accessed 3 May 2009.

    Google Scholar 

  • de Boer, H. and J. File (2009) Higher Education Governance Reforms across Europe (Brussels: ESMU), http://www.utwente.nl/mb/cheps/publications/Publications %202009/C9HdB101%20MODERN%20PROJECT%20REPORT.pdf, date accessed 20 December 2012.

    Google Scholar 

  • Braun, D. (2008) ‘Organising the Political Coordination of Knowledge and Innovation Policies’, Science and Public Policy, 35(4), 227–39.

    Article  Google Scholar 

  • Bruno, I., S. Jacquot and L. Mandin (2006) ‘Europeanization Through its Instrumentation: Benchmarking, Mainstreaming and the Open Method of Co-ordination & Toolbox or Pandora’s Box?’, Journal of European Public Policy, 13(4), 519–36.

    Article  Google Scholar 

  • Carlsson, B. (2006) ‘Internationalization of Innovation Systems: A Survey of the Literature’, Research Policy, 35(1), 56–67.

    Article  Google Scholar 

  • Dawson, J., J. van Steen and B. van der Meulen (2009) Science Systems Compared: A First Description of Governance Innovations in Six Science Systems, Science System Assessment Report 0914 (Den Haag: Rathenau Instituut).

    Google Scholar 

  • Dill, D. D. (2006) ‘Convergence and Diversity: The Role and Influence of University Rankings’, Keynote address presented at the Consortium of Higher Education Researchers’ 19th Annual Research Conference, 9 September 2006, University of Kassel, Germany.

    Google Scholar 

  • Dutch Ministry of Education, Culture and Science (2007) Strategic Agenda for Higher Education, Research and Science Policy (The Hague: Ministry of Education, Culture and Science).

    Google Scholar 

  • Edler, J., S. Kuhlmann and R. Smits (2003) New Governance for Innovation: The Need for Horizontal and Systemic Policy Co-ordination (Karlsruhe: Fraunhofer Institute for Innovation Research).

    Google Scholar 

  • Edquist, C. and L. Hommen (2008) Small Country Innovation Systems: Globalization, Change and Policy in Asia and Europe (Cheltenham and Northampton, MA: Edward Elgar Publishing).

    Book  Google Scholar 

  • Erkkilä, T. and O. Piironen (2013) ‘Global University Rankings, Politics and Reflexivity of Institutional Autonomy and Accountability’ in this volume.

    Book  Google Scholar 

  • Estermann, T. and T. Nokkala (2009) University Autonomy in Europe I: Exploratory Study (Brussels: European University Association).

    Google Scholar 

  • Etzkowitz, H. and L. Leydesdorf (2000) ‘The Dynamics of Innovation: From National Systems and “Mode 2” to a Triple Helix of University—Industry—Government Relations’, Research Policy 29(2), 109–23.

    Article  Google Scholar 

  • European Commission (2006) Delivering on the Modernisation Agenda for Universities: Education, Research and Innovation, COM(2006) 208 final (Brussels: European Commission).

    Google Scholar 

  • European Commission (2009) Progress towards the Lisbon Objectives in Education and Training: Indicators and Benchmarks 2009, Commission staff working document (Brussels: European Commission), http://ec.europa.eu/education/lifelong-learning-policy/doc/report09/report_en.pdf, date accessed 21 December 2012.

    Google Scholar 

  • European Commission (2010) Europe 2020: A Strategy for Smart, Sustainable and Inclusive Growth, COM(2010) 2020 final (Brussels: European Commission).

    Google Scholar 

  • European Commission (2011) Horizon 2020: The Framework Programme for Research and Innovation, COM(2011) 808 final (Brussels: European Commission).

    Google Scholar 

  • Eurydice (2008) Higher Education Governance in Europe: Policies, Structures, Funding and Academic Staff (Brussels: Eurydice).

    Google Scholar 

  • Feinze, T. (2008) ‘How to Sponsor Ground-Breaking Research: A Comparison of Funding Schemes’, Science and Public Policy, 35(5), 302–18.

    Article  Google Scholar 

  • Fougner, T. (2008) ‘Neoliberal Governance of States: The Role of Competitiveness Indexing and Country Benchmarking’, Millennium: Journal of International Studies, 37(2), 303–26.

    Article  Google Scholar 

  • Godin, B. (2004) ‘The New Economy: What the Concept Owes to the OECD’, Research Policy, 33(5), 679–90.

    Article  Google Scholar 

  • Government of the Netherlands (2007) Working Together, Living Together: Policy Pro-gramme for 2007–2011 of the Cabinet Balkenende IV (The Hague: Government of the Netherlands).

    Google Scholar 

  • Government of the Netherlands (2012) Attracting More Researchers to the Netherlands, http://www.government.nl/issues/science/attracting-more-researchers-to-the-netherlands, date accessed 22 November 2012.

    Google Scholar 

  • Hagendijk, R. and A. Irwin (2006) Public Deliberation and Governance: Engaging with Science and Technology in Contemporary Europe’, Minerva, 44(2), 167–84.

    Article  Google Scholar 

  • Häyrinen-Alestalo, M. and U. Peltola (2006) ‘The Problem of a Market-Oriented University’, Higher Education, 52(2), 251–81.

    Article  Google Scholar 

  • Harvey, D. (2005) A Brief History of Neoliberalism (Oxford: Oxford University Press).

    Google Scholar 

  • High Level Group (2004) Increasing Human Resources for Science and Technology in Europe: Report of the High Level Group on Human Resources for Science and Technology in Europe (Brussels: European Commission).

    Google Scholar 

  • HM Treasury (2008) Science and Innovation Investment Framework: Annual Report 2008 (London: Stationery Office).

    Google Scholar 

  • Ishikawa, M. (2009) ‘University Rankings, Global Models, and Emerging Hegemony: Critical Analysis from Japan’, Journal of Studies in International Education, 13(2), 159–73.

    Article  Google Scholar 

  • Juhl, H. J. and M. Christensen (2008) ‘Quality Management in a Danish Business School: A Head of Department Perspective’, Total Quality Management and BusinessExcellence, 19(7), 719–32.

    Google Scholar 

  • Kauppi, N. and T. Erkkilä (2011) ‘The Struggle Over Global Higher Education: Actors, Institutions, and Practices’, International Political Sociology, 5(3), 314–26.

    Article  Google Scholar 

  • Laudel, G. (2006) ‘The Art of Getting Funded: How Scientists Adapt to Their Funding Conditions’, Science and Public Policy, 33(7), 489–504.

    Article  Google Scholar 

  • Leijten, J., M. Butter, J. Kohl, M. Leis and D. Gehrt (2012) Investing in Research and Innovation for Grand Challenges: Study to Assist the European Research Area Board, http://ec.europa.eu/research/erab/pdf/erab-study-grand-challanages-2012_en.pdf, date accessed 22 November 2012.

    Google Scholar 

  • Lemola, T. (2002) ‘Convergence of National Science and Technology Policies: The Case of Finland’, Research Policy, 31(8–9), 1481–90.

    Article  Google Scholar 

  • Marginson, S. and M. van der Wende (2007) ‘To Rank or To Be Ranked: The Impact of Global Rankings in Higher Education’, Journal of Studies in International Education, 11(3–4), 306–29.

    Article  Google Scholar 

  • Melin, G., T. Fridholm, A. Håkansson, T. Jansson, P. Stern and Nicole Thorell (2011) Erawatch Country Reports: Sweden (Brussels: European Commission), http://erawatch.jrc.ec.europa.eu/erawatch/export/sites/default/gallerie s/generic_file s/file_0194. pdf, date accessed 21 December 2012.

    Google Scholar 

  • Moisio, S. and A. Vasanen (2008) ‘Alueellistuminen valtiomuutoksen kohteena’, Tieteessä tapahtuu, 26(3–4), 20–31.

    Google Scholar 

  • Niukko, S. P. (2006) Yhteistyötä ilman riskejä? OECD:n rooli Suomen koulutuspolitiikassa (Turku: University of Turku).

    Google Scholar 

  • OECD (2008): ‘Science and Innovation: Country Notes. Netherlands’, OECD Science, Technology and Industry Outlook 2008 (Paris: OECD).

    Chapter  Google Scholar 

  • OECD (2011) Main Science and Technology Indicators, Volume 2011/1 (Paris: OECD).

    Google Scholar 

  • Orr, D., M. Jaeger and J. Wespel (2011) ‘New Forms of Incentive Funding for Public Research: A Concept Paper on Research Excellence Initiatives’, OECD, DSTI/STP/RIHR(2011) 9, 17 October 2011.

    Google Scholar 

  • Pelkonen, A. (2006) ‘The Problem of Integrated Innovation Policy: Analyzing the Governing Role of the Science and Technology Policy Council of Finland’, Science and Public Policy, 33(9), 669–80.

    Article  Google Scholar 

  • Pelkonen, A. (2008) The Finnish Competition State and Entrepreneurial Policies in the Helsinki Region (Helsinki: Yliopistopaino).

    Google Scholar 

  • Pelkonen, A., T. Teräväinen, M. Häyrinen-Alestalo, S.-T. Waltari and T. Tuominen (2010) Tiedepolitiikan kansainvälisiä kehitystrendejä 2000-luvulla (Helsinki: Opetusministeriö).

    Google Scholar 

  • Pierre, J. and B. G. Peters (2000) Governance, Politics and the State (London: Palgrave Macmillan).

    Google Scholar 

  • Saari, J. (ed.) (2006) Suomen malli: Murroksesta menestykseen (Helsinki: Yliopistopaino).

    Google Scholar 

  • SER (2007) Strategic Agenda for Higher Education, Research and Science Policy (The Hague: The Social and Economic Council of the Netherlands), http://www.ser.nl/—/media/Files/Internet/Talen/Engels/ 2011/2011_07.ashx, date accessed 21 December 2012.

    Google Scholar 

  • Slaughter, S. and L. Leslie (1997) Academic Capitalism: Politics, Policies and the Entrepreneurial University (Baltimore, MD: The John Hopkins University Press).

    Google Scholar 

  • Utbildningsdepartementet (2000) Forskning och förnyelse, Prop. 2000/01:3.

    Google Scholar 

  • Utbildningsdepartementet (2008) Regeringens satsningar på högskole- och forskning-sområdet, U08:009.

    Google Scholar 

Download references

Authors

Editor information

Editors and Affiliations

Copyright information

© 2013 Antti Pelkonen and Tuula Teräväinen-Litardo

About this chapter

Cite this chapter

Pelkonen, A., Teräväinen-Litardo, T. (2013). Convergence and Divergence in Research, Higher Education and Innovation Policies: An Analysis of Nine European Countries. In: Erkkilä, T. (eds) Global University Rankings. Palgrave Macmillan, London. https://doi.org/10.1057/9781137296870_4

Download citation

Publish with us

Policies and ethics