Regulatory Overview

  • Ross K. McGill
  • Terence A. Sheppey
Part of the Finance and Capital Markets Series book series (FCMS)


In this chapter we analyze several sets of regulatory structures in some detail. The format, as indicated in the preface, is based on a summary table, followed by some contextual explanation of the particular regulations, followed by some practical tips for investors and intermediaries on how to achieve best practice or support their best interests.


Corporate Governance International Financial Reporting Standard Safe Harbor Financial Service Authority Internal Revenue Service 
These keywords were added by machine and not by the authors. This process is experimental and the keywords may be updated as the learning algorithm improves.


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Copyright information

© Ross K. McGill and Terence A. Sheppey 2005

Authors and Affiliations

  • Ross K. McGill
    • 1
  • Terence A. Sheppey
    • 2
  1. 1.Bath UniversityEngland
  2. 2.Precision Texts LtdUK

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