Regulatory Overview

  • Ross K. McGill
  • Terence A. Sheppey
Part of the Finance and Capital Markets Series book series (FCMS)


In this chapter we analyze several sets of regulatory structures in some detail. The format, as indicated in the preface, is based on a summary table, followed by some contextual explanation of the particular regulations, followed by some practical tips for investors and intermediaries on how to achieve best practice or support their best interests.


Europe Income Brittleness Marketing Assure 


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Copyright information

© Ross K. McGill and Terence A. Sheppey 2005

Authors and Affiliations

  • Ross K. McGill
    • 1
  • Terence A. Sheppey
    • 2
  1. 1.Bath UniversityEngland
  2. 2.Precision Texts LtdUK

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