The last three years has seen a sea change in the number and interaction of regulatory frameworks across the globe. Whether they are reactive to events, as with the Sarbanes-Oxley Act of 2002 in the United States, or pre-emptive, as with the European directives on data protection dating back to the late 1990s, the result is the same: an expanding system of rules by which financial firms and their clients must abide.
KeywordsCorporate Governance Regulatory Framework Institutional Investor Hedge Fund Regulatory Compliance
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