Introduction

The New Global Regulatory Landscape
  • Ross K. McGill
  • Terence A. Sheppey
Part of the Finance and Capital Markets Series book series (FCMS)

Abstract

The last three years has seen a sea change in the number and interaction of regulatory frameworks across the globe. Whether they are reactive to events, as with the Sarbanes-Oxley Act of 2002 in the United States, or pre-emptive, as with the European directives on data protection dating back to the late 1990s, the result is the same: an expanding system of rules by which financial firms and their clients must abide.

Keywords

Europe Income Marketing 

Preview

Unable to display preview. Download preview PDF.

Unable to display preview. Download preview PDF.

Copyright information

© Ross K. McGill and Terence A. Sheppey 2005

Authors and Affiliations

  • Ross K. McGill
    • 1
  • Terence A. Sheppey
    • 2
  1. 1.Bath UniversityEngland
  2. 2.Precision Texts LtdUK

Personalised recommendations