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Annual Developments in Securities Regulation

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Development of China's Financial Supervision and Regulation

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Abstract

This chapter describes developments in the reform of supervision and regulation of the securities sector in China. The shift from approval system to registration system, the opening of the capital market, and consumer protection issues are covered.

Xiaochuan Zhang and Yongdong Pan are special researchers at RCFLR, CASS.

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Notes

  1. 1.

    Data from CSRC, http://www.csrc.gov.cn/pub/newsite/zjhxwfb/xwdd/201307/t20130712_230675.html.

  2. 2.

    Data from http://finance.people.com.cn/stock/n/2015/0318/c67815-26714125.html.

  3. 3.

    Data from Wind.

  4. 4.

    Data from http://www.ccstock.cn/stock/gupiaoyaowen/2015-01-19/A1421604872812.html.

  5. 5.

    Data from http://www.ccstock.cn/stock/gupiaoyaowen/2015-01-19/A1421604872812.html.

  6. 6.

    http://fund.stockstar.com/SS2014122300002889.shtml.

  7. 7.

    Research group for China financial stability report: China Financial Stability Report (2015), Beijing: China Financial Publishing House, Mai 2015.

  8. 8.

    Data from Wind.

  9. 9.

    Mao, Qizheng. 2015. “Report on Financial Markt (2014).” China Finance, Vol. 3, 2015, pp 57.

  10. 10.

    Data from Wind.

  11. 11.

    Data from http://www.chinabond.com.cn/Info/19762422.

  12. 12.

    Data from Wind.

  13. 13.

    Research group for China financial stability report: China Financial Stability Report (2015), Beijing: China Financial Publishing House, Mai 2015.

  14. 14.

    Data from China Futures Association, http://www.cfachina.org.

  15. 15.

    Data from China Securities Regulatory Commission.

  16. 16.

    http://www.chinairn.com/news/20141113/100917140.shtml.

  17. 17.

    http://finance.ifeng.com/a/20140804/12855072_0.shtml.

  18. 18.

    http://www.chinadaily.com.cn/hqcj/zgjj/2014-11-18/content_12731607.html.

  19. 19.

    CSRC, http://www.csrc.gov.cn/pub/newsite/zjhxwfb/xwdd/201404/t20140410_246762.html.

  20. 20.

    Data from Wind.

  21. 21.

    http://sc.stock.cnfol.com/gppdgdzx/20141118/19483799.shtml.

  22. 22.

    Data from Wind.

  23. 23.

    Data from Wind.

  24. 24.

    Data from Wind.

  25. 25.

    Data from Wind.

  26. 26.

    Data from Wind.

  27. 27.

    http://stock.cngold.org/c/2014-12-26/c2961854.html.

  28. 28.

    Data from Wind.

  29. 29.

    Data from Wind.

  30. 30.

    http://www.csrc.gov.cn/pub/newsite/zjhxwfb/xwdd/201407/t20140704_257271.html.

  31. 31.

    http://www.csrc.gov.cn/pub/newsite/zjhxwfb/xwdd/201407/t20140704_257271.html.

  32. 32.

    Data from Wind.

  33. 33.

    http://www.csrc.gov.cn/pub/newsite/zjhxwfb/xwdd/201501/t20150109_266364.html.

References

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Author information

Authors and Affiliations

  1. Boshi Fund Management, Beijing, China

    Xiaochuan Zhang

  2. China Securities Regulatory Commission, Beijing, China

    Yongdong Pan

Authors
  1. Xiaochuan Zhang
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  2. Yongdong Pan
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Editor information

Editors and Affiliations

  1. Chinese Academy of Social Sciences, Beijing, China

    Bin Hu

  2. Chinese Academy of Social Sciences, Beijing, China

    Zhentao Yin

  3. Chinese Academy of Social Sciences, Beijing, China

    Liansheng Zheng

Copyright information

© 2016 The Editor(s) (if applicable) and The Author(s)

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Cite this chapter

Zhang, X., Pan, Y. (2016). Annual Developments in Securities Regulation. In: Hu, B., Yin, Z., Zheng, L. (eds) Development of China's Financial Supervision and Regulation. Palgrave Macmillan, New York. https://doi.org/10.1057/978-1-137-52225-2_4

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  • DOI: https://doi.org/10.1057/978-1-137-52225-2_4

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  • Publisher Name: Palgrave Macmillan, New York

  • Print ISBN: 978-1-137-52224-5

  • Online ISBN: 978-1-137-52225-2

  • eBook Packages: Economics and FinanceEconomics and Finance (R0)

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