Skip to main content

3D Face Recognition using Kernel-based PCA Approach

  • Conference paper
  • First Online:
Computational Science and Technology

Part of the book series: Lecture Notes in Electrical Engineering ((LNEE,volume 481))

Abstract

Face recognition is commonly used for biometric security purposes in video surveillance and user authentications. The nature of face exhibits non-linear shapes due to appearance deformations, and face variations presented by facial expressions. Recognizing faces reliably across changes in facial expression has proved to be a more difficult problem leading to low recognition rates in many face recognition experiments. This is mainly due to the tens degree-of-freedom in a non-linear space. Recently, non-linear PCA has been revived as it posed a significant advantage for data representation in high dimensionality space. In this paper, we experimented the use of non-linear kernel approach in 3D face recognition and the results of the recognition rates have shown that the kernel method outperformed the standard PCA.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 169.00
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 279.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 219.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Preview

Unable to display preview. Download preview PDF.

Unable to display preview. Download preview PDF.

References

  1. Agianpuye, A. S., & Minoi, J. L.: Synthesizing neutral facial expression on 3D faces using Active Shape Models. In Region 10 Symposium, 2014 IEEE (pp. 600-605). IEEE. (2014).

    Google Scholar 

  2. Wen, Y., Lu, Y., Shi, P., & Wang, P. S.: Common Vector Based Face Recognition Algorithm. In Pattern Recognition, Machine Intelligence and Biometrics (pp. 335-360). Springer Berlin Heidelberg. (2011).

    Google Scholar 

  3. Hassabalah, M. & Aly, S.: Face Recognition: Challenges, Achievements and Future Directions. In IET Computer Vision Journals, Vol. 9, Iss. 4, pp. 614-626. (2015).

    Google Scholar 

  4. Chen, W., Yuen, P. C., Fang, B., & Wang, P. S.: Linear and Nonlinear Feature Extraction Approaches for Face Recognition. In Pattern Recognition, Machine Intelligence and Biometrics (pp. 485-514). Springer Berlin Heidelberg. (2011).

    Google Scholar 

  5. M. Kirby & L. Sirovich.: Application of the Karhunen-Lòeve procedure for the characterization of human faces. IEEE Transactions on Pattern Analysis and Machine Intelligence 12(1):103-108. (1990).

    Google Scholar 

  6. Devi, R., B., Laishram, R., & Singh, Y., J.: Modelling Objects Using Kernel Principal Component Analysis. ADBU Journal of Engineering Technology 2.1. (2015).

    Google Scholar 

  7. Shah, J., H., et al.: A Survey: Linear and Nonlinear PCA Based Face Recognition Techniques. Int. Arab J. Inf. Technol. 10.6: 536-545. (2013).

    Google Scholar 

  8. Lee, C, S. & Elgammal, A.: Non-linear Factorized Dynamic Shape and Appearance Model for Facial Expression Analysis and Tracking. In IET Computer Vision, Vol. 6, Iss. 6, pp. 567-580. (2012).

    Google Scholar 

  9. Schölkopf, B., Smola, A., & Müller, K. R.: Nonlinear component analysis as a kernel eigen-value problem. Neural computation, 10(5), 1299-1319. (1998).

    Google Scholar 

  10. Schölkopf, B., Sung, K., Burges, C., Girosi, F., Niyogi, P., Poggio, T. & Vapnik. V.: Comparing support vector machines with gaussian kernels to radial basis function classifiers. IEEE Trans. Sign. Processing, 5:2758 –2765. (1997).

    Google Scholar 

  11. Schölkopf, B., Smola, A., & Müller, K. R.: Kernel principal component analysis. In International Conference on Artificial Neural Networks (pp. 583-588). Springer Berlin Heidelberg. (1997).

    Google Scholar 

  12. Wang, Q.: Kernel principal component analysis and its applications in face recognition and active shape models. arXiv preprint arXiv:1207.3538. (2012).

  13. Alaíz, C. M., Fanuel, M., & Suykens, J. A.: Convex Formulation for Kernel PCA and Its Use in Semisupervised Learning. IEEE Transactions on Neural Networks and Learning Systems. (2017).

    Google Scholar 

  14. Yang M. H.: Face Recognition Using Kernel Methods. Advances in Neural Information Processing Systems. MIT Press, 13: 960 – 966. (2001).

    Google Scholar 

  15. Imperial College London 3D face database. (n.d).

    Google Scholar 

  16. García-Pedrajas, N., del Castillo, J. A. R., & Cerruela-García, G.: A Proposal for Local k Values for k-Nearest Neighbor Rule. IEEE transactions on neural networks and learning systems, 28(2), 470-475. (2017).

    Google Scholar 

  17. Okuwobi, I. P., Chen, Q., Niu, S., & Bekalo, L.: Three-dimensional (3D) facial recognition and prediction. Signal, Image and Video Processing, 10(6), 1151-1158. (2016).

    Google Scholar 

  18. Ouamane, A., Chouchane, A., Boutellaa, E., Belahcene, M., Bourennane, S., & Hadid, A.: Efficient tensor-based 2d+ 3d face verification. IEEE Transactions on Information Forensics and Security, 12(11), 2751-2762. (2017).

    Google Scholar 

  19. Cui, J., Zhang, H., Han, H., Shan, S., & Chen, X.: Improving 2D face recognition via discriminative face depth estimation. Proc. ICB, 1-8. (2018).

    Google Scholar 

  20. Tran, L., & Liu, X.: Nonlinear 3D Face Morphable Model. arXiv preprint arXiv:1804.03786. (2018).

  21. Villarrubia, G., De Paz, J. F., Chamoso, P., & De la Prieta, F.: Artificial neural networks used in optimization problems. Neurocomputing, 272, 10-16. (2018).

    Google Scholar 

  22. Papatheodorou, T.: 3d face recognition using rigid and non-rigid registration. PhD Thesis, Imperial College. (2006).

    Google Scholar 

Download references

Acknowledgement

The authors would like to thank Suriani Ab Rahman, Phoon Jai Hui for contributing to the research in this paper, and Newton Fund for the financial support for the publication.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Marcella Peter .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2019 Springer Nature Singapore Pte Ltd.

About this paper

Check for updates. Verify currency and authenticity via CrossMark

Cite this paper

Peter, M., Minoi, JL., Hipiny, I.H.M. (2019). 3D Face Recognition using Kernel-based PCA Approach. In: Alfred, R., Lim, Y., Ibrahim, A., Anthony, P. (eds) Computational Science and Technology. Lecture Notes in Electrical Engineering, vol 481. Springer, Singapore. https://doi.org/10.1007/978-981-13-2622-6_8

Download citation

  • DOI: https://doi.org/10.1007/978-981-13-2622-6_8

  • Published:

  • Publisher Name: Springer, Singapore

  • Print ISBN: 978-981-13-2621-9

  • Online ISBN: 978-981-13-2622-6

  • eBook Packages: EngineeringEngineering (R0)

Publish with us

Policies and ethics