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State-of-Charge Estimation of Lithium Batteries Using Compact RBF Networks and AUKF

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Advanced Computational Methods in Energy, Power, Electric Vehicles, and Their Integration (ICSEE 2017, LSMS 2017)

Abstract

A novel framework for the state-of-charge (SOC) estimation of lithium batteries is proposed in this paper based on an adaptive unscented Kalman filters (AUKF) and radial basis function (RBF) neural networks. Firstly, a compact off-line RBF network model is built using a two-stage input selection strategy and the differential evolution optimization (TSS_DE_RBF) to represent the dynamic characteristics of batteries. Here, in the modeling process, the redundant hidden neurons are removed using a fast two-stage selection algorithm to further reduce the model complexity, leading a more compact model in line with the principle of parsimony. Meanwhile, the nonlinear parameters in the radial basis function are optimized through the differential evolution (DE) method simultaneously. The method is implemented on a lithium battery to capture the nonlinear behaviours through the readily measurable input signals. Furthermore, the SOC is estimated online using the AUKF along with an adaptable process noise covariance matrix based the developed RBF neural model. Experimental results manifest the accurate estimation abilities and confirm the effectiveness of the proposed approach.

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Acknowledgments

This paper was partially funded by the NSFC under grant 61673256, 61633016 and 61533010. State Key Laboratory of Alternate Electrical Power System with Renewable Energy Source under grant LAPS17018, and Shanghai Science Technology Commission No. 14ZR1414800.

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Correspondence to Li Zhang or Kang Li .

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Zhang, L., Li, K., Du, D., Fei, M., Li, X. (2017). State-of-Charge Estimation of Lithium Batteries Using Compact RBF Networks and AUKF. In: Li, K., Xue, Y., Cui, S., Niu, Q., Yang, Z., Luk, P. (eds) Advanced Computational Methods in Energy, Power, Electric Vehicles, and Their Integration. ICSEE LSMS 2017 2017. Communications in Computer and Information Science, vol 763. Springer, Singapore. https://doi.org/10.1007/978-981-10-6364-0_40

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  • DOI: https://doi.org/10.1007/978-981-10-6364-0_40

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  • Online ISBN: 978-981-10-6364-0

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