Skip to main content

The Ghana Model for Resilience Enhancement in Semiarid Ghana: Conceptualization and Social Implementation

  • Chapter
  • First Online:
Strategies for Building Resilience against Climate and Ecosystem Changes in Sub-Saharan Africa

Abstract

Many government agencies, nongovernmental organizations, and academic and research institutions have over the past two decades conducted studies and implemented actions aimed at developing frameworks, models, and tools to assess the resilience to climate and ecosystem changes of vulnerable communities. However, actions and studies encompassing empirical field tests of the assessment instruments are relatively few. This chapter reports the outcomes of an empirically applied resilience assessment framework, hereafter referred to as the “Ghana Model,” which was initiated as part of the “Enhancing Resilience to Climate and Ecosystem Changes in Semi-Arid Africa: An Integrated Approach (CECAR-Africa)” project, implemented in Ghana’s semiarid ecosystem. The chapter provides a concise description of the “Ghana Model” as an integrated resilience assessment framework as underpinned by seven principles while highlighting the concrete actions and steps taken in operationalizing it. As a clinically valid approach for resilience assessment, the Ghana Model provides valuable evidence to aid decision and policymakers in Ghana in designing and implementing adaptation strategies for climate change in vulnerable communities and households. As a resilience assessment template, it can be applied in other ecosystems within other sub-Saharan African countries as well as other developing economies. The Ghana Model can enrich ongoing discourse on global sustainability as well as provide relevant output toward the achievement of Sustainable Development Goals.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 84.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  • Adger WN (2000) Social and ecological resilience: are they related? Prog Hum Geogr 24:347–364

    Google Scholar 

  • Adger WN (2006) Vulnerability. Glob Environ Chang 16:268–281

    Google Scholar 

  • Antwi EK, Otsuki K, Saito O, Obeng FK, Gyekye KA, Boakye-Danquah J, Boafo YA, Kusakari Y, Yiran GAB, Owusu AB, Asubonteng KO, Dzivenu T, Avornyo VK, Abagale FK, Jasaw GS, Lolig V, Ganiyu S, Donkoh SA, Yeboah R, Kranjac-Berisavljevic G, Gyasi EA, Minia Z, Ayuk E, Matsuda H, Ishikawa H, Ito O, Takeuchi K (2014) Developing a community-based resilience assessment model with reference to northern Ghana. J Integr Disaster Risk Manag 4:73–92

    Article  Google Scholar 

  • Berkes F, Colding J, Folke C (2003) Navigating social-ecological systems: building resilience for complexity and change. Cambridge University Press, Cambridge. (393 pages)

    Google Scholar 

  • Bhui K (2014) A fine balance in the science of risk and resilience. Br J Psychiatry 204:413–414

    Article  Google Scholar 

  • Biggs R, Schluter M, Schoon ML (2015) Principles for building resilience sustaining ecosystem services in social-ecological systems. Cambridge University Press, Cambridge. 978-1-107-08265-6

    Book  Google Scholar 

  • Boakye-Danquah J, Antwi EK, Saito O, Abekoe MK, Takeuchi K (2014) Impact of farm management practices and agricultural land use on soil organic carbon storage potential in the savannah ecological zone of northern Ghana. J Disaster Res, JDR 9(4):484–500

    Article  Google Scholar 

  • Boal A (1979) Theatre of the oppressed. Pluto Press, London

    Google Scholar 

  • Boyd E, Osbahr H, Ericksen PJ, Tompkins E, Lemos MC, Miller F. (2008) Resilience and ‘climatizing’ development: examples and policy implications. Development. 51(3):390–396

    Google Scholar 

  • Bruneau M, Chang S, Eguchi R, Lee G, O’Rourke T, Reinhorn A, Shinozuka M, Tierney K, Wallace W, von Winterfelt D (2003) A framework to quantitatively assess and enhance the seismic resilience of communities. EERI Spectra J 19(4):733–752

    Article  Google Scholar 

  • CARE (2002) Household livelihood security assessments. A Toolkit for Practitioners. July 2002

    Google Scholar 

  • Carpenter SR, Walker BH, Anderies JM, Abel N (2001) From metaphor to measurement: resilience of what to what? Ecosystems 4:765–781

    Article  Google Scholar 

  • Davidson-Hunt I, Berkes F (2003) Learning as you journey: Anishinaabe perception of socialecological environments and adaptive learning. Conserv Ecol 8(1):5

    Article  Google Scholar 

  • Dawda TD, Dapilah F (2013) Challenges of the collaboration between formal local government actors and the Chieftaincy Institution in Ghana: lessons from the Sissala East District of the Upper West Region of Ghana. Int J Hum Soc Sci 3(12):238–246, [The Special Issue on Humanities and Behavioral Science] Center for Promoting Ideas, USA. www.ijhssnet.com

  • DFID (Department for International Development) (2012) Programming for Resilience in Ethiopia – a model. DFID Ethiopia

    Google Scholar 

  • Dipholo KB (2002) Trends in participatory development. J Soc Dev Afr 17(1):59–79

    Google Scholar 

  • FAO (2011) Resilient livelihoods – disaster risk reduction for food and nutrition security framework programme. Food and Agriculture Organization of the United Nations, Rome

    Google Scholar 

  • FAO, WFP, IFAD (2012) The state of food insecurity in the world 2012. Economic growth is necessary but not sufficient to accelerate reduction of hunger and malnutrition. FAO, Rome

    Google Scholar 

  • Folke C (2006) Resilience: the emergence of a perspective for social-ecological systems analyses. Glob Environ Chang 16(2006):253–267

    Article  Google Scholar 

  • Fraser E (2006) Food system vulnerability: using past famines to help understand how food systems may adapt to climate change. Ecol Complex 3:328–335

    Article  Google Scholar 

  • Gray R, Sinding C, Ivonoffski V, Fitch M, Hampson A, Greenberg M (2000) The use of research-based theatre in a project related to metastatic breast cancer. Health Expect 3:137–144

    Article  Google Scholar 

  • Gunderson LH, Holling CS (eds) (2002) Panarchy: understanding transformations in human and natural systems. Island Press, Washington, DC

    Google Scholar 

  • Harris K (2011) Resilience in practice: operationalising the ten characteristics of resilience through the case of greening Darfur, Strengthening climate resilience paper 10. IDS, Brighton

    Google Scholar 

  • Hashhagen S, Kennedy J, Patterson A, Sharp C (2011) Doing with, not to: community resilience and co-production; the implications for NHS for Scotland. SCDC, Glasgow, p 27

    Google Scholar 

  • Holling CS (1973) Resilience and stability of ecological systems. Annu Rev Ecol Syst 4:1–23

    Google Scholar 

  • Holling CS (1986) The resilience of terrestrial ecosystems, local surprise and global change. In: Clark WC, Munn RE (eds) Sustainable development of the biosphere. Cambridge University Press, Cambridge, pp 292–317

    Google Scholar 

  • Hollnagel E, Parie’s J, Woods DD, Leveson N (eds) (2006) Resilience engineering: concepts and precepts. Ashgate Publishing, Aldershot

    Google Scholar 

  • Hollnagel E, Woods DD, Wreathall J (eds) (2011) Resilience engineering in practice: a guidebook. Ashgate Publishing, Surrey

    Google Scholar 

  • IPCC (2014) Climate change 2014: impacts, adaptation and vulnerability. Part a: global and sectoral aspects. In: Field CB, Barros VR, Dokken DJ, Mach KJ, Mastrandrea MD, Bilir TE, Chatterjee M, Ebi KL, Estrada YO, Genova RC, Girma B, Kissel ES, Levy AN, MacCracken S, Mastrandrea PR, White LL (eds) Contribution of working group II to the fifth assessment report of the Intergovernmental Panel on Climate Change. Cambridge University, Cambridge

    Google Scholar 

  • Joerin J, Shaw R (2011) Mapping climate and disaster resilience in cities. In: Community, environment and disaster risk management, vol 6. Emerald Publications, Bingley, pp 47–61

    Google Scholar 

  • Klein RJT, Nicholls RJ, Thomalla F (2003) Resilience to natural hazards: how useful is this concept? Environ Hazards 5:35–45

    Article  Google Scholar 

  • Lang DJ, Wiek A, Bergmann M, Stauffacher M, Martens P, Moll P, Swilling M, Thomas CJ (2012) Transdisciplinary research in sustainability science: practice, principles, and challenges. Sustain Sci 7(Supplement 1):25–43

    Article  Google Scholar 

  • Langridge R, Christian-Smith J, Lohse KA (2006) Access and resilience: analyzing the construction of social resilience to the threat of water scarcity. Ecol Soc 11(2):18. http://www.ecologyandsociety.org/vol11/iss2/art18/

    Article  Google Scholar 

  • Laryea ON (1994) Challenges and prospects of community management in Ghana UNPD/GWSC rural water and sanitation project. WEDC Publication, Colombo

    Google Scholar 

  • Ludwig D, Walker BH, Holling CS (1997) Sustainability, stability and resilience. Conserv Ecol 1(1):1–27

    Article  Google Scholar 

  • McGarry MG (1991) Water supply and sanitation in the 1990s. Geneva Water Int 16:153–160

    Article  Google Scholar 

  • McNeill D, García-Godos J, Gjerdåker A (eds) (2001) Interdisciplinary research on development and the environment, SUM report no. 10. 2001. Centre for Development and the Environment, University of Oslo, Oslo, p 56

    Google Scholar 

  • Osbahr H, Twyman C, Adger WN, Thomas DSG (2010) Evaluating successful livelihood adaptation to climate variability and change in southern Africa. Ecol Soc 15(2):27. http://www.ecologyandsociety.org/vol15/iss2/art27/

    Article  Google Scholar 

  • Pasteur K (2011) From vulnerability to resilience: a framework for analysis and action to build community resilience. Practical Action, Rugby

    Book  Google Scholar 

  • Paton D, Johnson D (2001) Disasters and communities: vulnerability, resilience and preparedness. Disaster Prev Manag 10(4):270–277

    Article  Google Scholar 

  • Peacock WG, Brody SD, Seitz WA, Merrell WJ, Vedlitz A, Zahran S, Harris C, Stickney R (2010) Advancing resilience of coastal local- ities: developing, implementing, and sustaining the use of coastal resilience indicators: a final report. Hazard reduction and recovery center. final report for NOAA CSC grant no. NA07NOS4730147

    Google Scholar 

  • Perrings C (2006) Resilience and sustainable development. Environ Dev Econ 11(4):417–427

    Article  Google Scholar 

  • Prentki T (1998) Must the show go on? The case for theatre for development. Dev Pract 8(4):419–429

    Article  CAS  Google Scholar 

  • Resilience Alliance (2012) http://www.resalliance.org/index.php/resilience. Accessed 7 Oct 2014

  • Ruosteenoja K, Carter TR, Jylhä K, Tuomenvirta H (2003) Future climate in world regions: an intercomparison of model-based projections for the new IPCC emissions scenarios’, The Finnish Environment 644, Finnish Environment Institute, 83 p

    Google Scholar 

  • Rutter M (1993) Resilience: some conceptual considerations. J Adolesc Health 14(8):626–631

    Article  CAS  Google Scholar 

  • Sabates-Wheeler R, Mitchell T, Ellis F (2008) Avoiding repetition: time for CBA to engage with the livelihoods literature? IDS Bull 39(4):53–59

    Article  Google Scholar 

  • Scoones I (1999) New ecology and the social sciences: what prospects for a fruitful engagement? Annu Rev Anthropol 28(1):479–507

    Article  Google Scholar 

  • Sherrieb K, Norris FH, Galea S (2010) Measuring capacities for community resilience. Soc Indic Res 99(2):227–247

    Article  Google Scholar 

  • Smit B, Wandel J (2006) Adaptation, adaptive capacity and vulnerability. Glob Environ Chang 16(3):282–292

    Article  Google Scholar 

  • Thompson M, Ellis R, Wildarsky A (1990) Cultural theory. Westview Press, Boulder

    Google Scholar 

  • Tusaie K, Dyer J (2004) Resilience: a historical review of the construct. Holist Nurs Pract 18(1):3–10

    Article  Google Scholar 

  • UN (United Nations) (2011) Global drylands: a UN system-wide response. United Nations Environment Management Group, Bonn

    Google Scholar 

  • UN/ISDR (2005) Hyogo framework for 2005–2015: building the resilience of the nations and communities to disasters [Electronic Version]. Retrieved December 7 2016, from http://www.unisdr.org/2005/wcdr/intergover/official-doc/L-docs/Hyogo-framework-for-action-english.pdf

  • Walker BH, Holling CS, Carpenter SR, Kinzig A (2004) Resilience, adaptability and transformability in social-ecological systems. Ecol Soc 9(2):5

    Article  Google Scholar 

  • Walsh F (1996) The concept of family resilience: crisis and challenge. Fam Process 35(3):81–85

    Article  Google Scholar 

  • Wamsler C (2007) Bridging the gaps: stakeholder-based strategies for risk reduction and financing for the urban poor. Environ Urban 19(1):115–142

    Article  Google Scholar 

  • World Health Organisation (1996) Community management of rural water supply and sanitation system. Points for Practitioners. Geneva, Environment Documentation Centre

    Google Scholar 

  • Xu L, Marinova D, Guo X (2015) Resilience thinking: a renewed system approach for sustainability science. Sustain Sci 10:123–138

    Article  Google Scholar 

  • Zimmerer KS (1994) The “new ecology” and human geography: the prospect and promise of integration. Ann Assoc Am Geogr 84(1):108–125

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding authors

Correspondence to Osamu Saito or Effah Kwabena Antwi .

Editor information

Editors and Affiliations

Appendix: List of CECAR-Africa project peer-reviewed publications

Appendix: List of CECAR-Africa project peer-reviewed publications

S/n

Year of publication

Peer-reviewed articles (jointly published by researchers and scientists from Japan and Ghana)

1

2016

Yaw Agyeman Boafo, Osamu Saito, Godfred Seidu Jasaw, Kei Otsuki, Kazuhiko Takeuchi, Provisioning ecosystem services-sharing as a coping and adaptation strategy among rural communities in Ghana’s semi-arid ecosystem, Ecosystem Services, Volume 19, June 2016, Pages 92–102

2

2016

Mensah, R., Antwi, E.K., Attua, E.M., Chimsah, F.A., Boakye-Danquah, J., Sackey. I. Biodiversity of Woody Species and their Utilization in a Savannah Ecological zone of Northern Ghana. Journal of Biodiversity and Environmental Sciences, 2016, Vol 8 (3), 22–45.

3

2015

Antwi, E.K., Boakye-Danquah, J., Owusu, A.B., Boafo, Y. A., Mensah, R., Apronti, T.P. Community Vulnerability Assessment Index for Flood Prone Savannah Agro-Ecological Zone: A Case Study of Wa West District, Ghana. Weather and Climate Extremes, 2015, Vol 10 (2) 56–69.

4

2015

Subhajyoti Samaddar, F. K. Obeng, Z. Romanus, Muneta Yokomatsu and Hirohiko Ishikawa: What constitutes an effective community participation in disaster risk management? Voices from the fields of Ghana, The 6th Conference of the International Society for Integrated Disaster Risk Management (TIFAC – IDRiM Conference) on “Disaster Risk Reduction: Challenges and Opportunities for Sustainable Growth” New Delhi, India, October 28–30, 2015.

5

2015

Boafo Yaw Agyeman, Saito Osamu, Kato Sadahisa, Kamiyama Chiho, Takeuchi Kazuhiko & Nakahara Miri. 2015. The role of traditional ecological knowledge in ecosystem services management: the case of four rural communities in Northern Ghana. International Journal of Biodiversity Science, Ecosystem Services & Management. vol. 12 (1–2), pp.24–38.

6

2015

Apronti, P.T.; Osamu, S.; Otsuki, K.; Kranjac-Berisavljevic, G. Education for Disaster Risk Reduction (DRR): Linking Theory with Practice in Ghana’s Basic Schools. Sustainability 2015, 7, 9160–9186.

7

2015

Jasaw, G.S., Saito, O. and Takeuchi, K.: Shea (Vitellaria paradoxa) Butter Production and Resource Use by Urban and Rural Processors in Northern Ghana, Sustainability, 2015, 7, 3592–3614

8

2015

Subhajyoti Samaddar, Muneta Yokomatsu, Togbiga Dzivenu, Martin Oteng-Ababio, Mujeeb Rahaman Adams, Frederick Dayour and Hirohiko Ishikawa (2015). Evaluating effective public participation in disaster management and climate change adaptation: insights from northern Ghana through a user-based approach. Risk, Hazards & Crisis in Public Policy, 6 (1), pp. 117–143.

9

2015

Shaibu Abdul-Ganiyu, Benjamin Osei-Mensah, Thomas A. Apusiga, Hirohiko Ishikawa, Gordana Kranjac-Berisavljevic, 2015: Effects of Different Planting Distance on Soil moisture content and Yield of Maize (Zea mays L.) in Tolon District of Northern Region, Ghana, Greener Journal of Agricultural Sciences, 5(7), 265–277.

10

2014

Antwi, E.K., Otsuki, K., Saito, O., Obeng, F.K., Gyekye, K.A., Boakye-Danquah, J., Boafo, Y.A., Kusakari, Y., Yiran, G.A.B., Owusu, A.B., Asubonteng, K.O., Dzivenu, T., Avornyo, V.K., Abagale, F.K., Jasaw, G.S., Lolig, V., Ganiyu, S., Donkoh, S.A., Yeboah, R., Kranjac-Berisavljevic, G., Gyasi, E.A., Minia, Z., Ayuk, E., Matsuda, H., Ishikawa, H., Ito, O., and Takeuchi, K.: Developing a Community-Based Resilience Assessment Model with Reference to Northern Ghana. Journal of Integrated Disaster Risk Management, 2014, Vol. 4, Issue 1, pp. 73–92

11

2014

Antwi, E.K., Boakye-Danquah, J., Boahen, A.S., Yiran, G., Seyram, K.L., Awere, G.K., Abagale, F.K., Asubonteng, K.O., Attua, M.E., and Owusu, A.B.: Land Use and Landscape Structural Changes in the Ecoregions of Ghana, Journal of Disaster Research, 2014, Vol. 9 No. 4, pp. 452–467

12

2014

Avornyo, V.K., Ito, O., Kranjac-Berisavljevic, G., Saito, O., and Takeuchi, K.: Cropping Systems in Some Drought-Prone Communities of the Northern Region of Ghana: Factors Affecting the Introduction of Rice, Journal of Disaster Research, 2014, Vol. 9 No. 4, pp. 475–483

13

2014

Boafo, Y.A., Saito, O., and Takeuchi, K.: Provisioning Ecosystem Services in Rural Savanna Landscapes of Northern Ghana: An Assessment of Supply, Utilization, and Drivers of Change. Journal of Disaster Research, 2014, Vol. 9 No. 4, pp. 501–515

14

2014

Boakye-Danquah, J., Antwi, E.K., Saito, O., Abekoe, M.K., and Takeuchi, K.: Impact of Farm Management Practices and Agricultural Land Use on Soil Organic Carbon Storage Potential in the Savannah Ecological Zone of Northern Ghana, Journal of Disaster Research, 2014, Vol. 9 No. 4, pp. 484–500

15

2014

Kusakari, Y., Asubonteng, K.O., Jasaw, G.S., Dayour, F., Dzivenu, T., Lolig, V., Donkoh, S.A., Obeng, F.K., Gandaa, B., and Kranjac-Berisavljevic, G.: Farmer-Perceived Effects of Climate Change on Livelihoods in Wa West District, Upper West Region of Ghana, Journal of Disaster Research, 2014, Vol. 9 No. 4, pp. 516–528

16

2014

Lolig, V., Donkoh, S.A., Obeng, F.K., Kodwo, A.I.G., Jasaw, G.S., Kusakari, Y., Asubonteng, K.O., Gandaa, B., Dayour, F., Dzivenu, T., and Kranjac-Berisavljevic, G.: Households’ Coping Strategies in Drought- and Flood-Prone Communities in Northern Ghana, Journal of Disaster Research, 2014, Vol. 9 No. 4, pp. 542–553

17

2014

Mohan, G., Matsuda, H., Donkoh, S. A., Lolig, D. V., and Abbeam, G. D.: Effects of Research and Development Expenditure and Climate Variability on Agricultural Productivity Growth in Ghana, Journal of Disaster Research, 2014, Vol. 9 No. 4, pp. 443–451

18

2014

Otsuki, K., Jasaw, G.S., and Lolig, V.: Framing Community Resilience through Mobility and Gender, Journal of Disaster Research, 2014, Vol. 9 No. 4, pp. 554–562

19

2014

Samaddar, S., Yokomatsu, M., Dzivenu, T., Oteng-Abadio, M., Adams, M.R., Dayour, F., and Ishikawa, H.: Assessing Rural Communities Concerns for Improved Climate Change Adaptation Strategies in Northern Ghana, 2014, Journal of Disaster Research, Vol. 9 No. 4, pp. 529–541

20

2014

Sawai, N., Kobayahsi, K., Apip, Takara, K., Ishikawa, H., Yokomatsu, M., Samaddar, S., Juati, A.-N., and Kranjac-Berisavljevic, G.: Impact of Climate Change on River Flows in the Black Volta River, Journal of Disaster Research, Journal of Disaster Research, 2014, Vol. 9 No. 4, pp. 432–442

Rights and permissions

Reprints and permissions

Copyright information

© 2018 Springer Nature Singapore Pte Ltd.

About this chapter

Cite this chapter

Saito, O. et al. (2018). The Ghana Model for Resilience Enhancement in Semiarid Ghana: Conceptualization and Social Implementation. In: Saito, O., Kranjac-Berisavljevic, G., Takeuchi, K., A. Gyasi, E. (eds) Strategies for Building Resilience against Climate and Ecosystem Changes in Sub-Saharan Africa. Science for Sustainable Societies. Springer, Singapore. https://doi.org/10.1007/978-981-10-4796-1_2

Download citation

Publish with us

Policies and ethics