Abstract
The horizontal system of enforcement is largely dependent upon bilateral and multilateral extradition treaties. Whereas multilateral treaties generally target specific crimes, States are increasingly extraditing on the basis of regional treaties. Some rules are phrased in a mandatory way throughout certain treaties, but other similar rules are more leniently (flexibly) drafted within other treaties, leaving therein a considerable amount of discretion upon States. A mandatory provision contrasts sharply with the discretionary nature of another provision, even when like is compared to like, that is, when the aut dedere aut judicare rule is under scrutiny. Indeed the obligation to extradite or prosecute may either be alternative or subsidiary. There may be many reasons to favour the prioritization of the judicare limb over the dedere limb. Yet, practice shows that a prosecution being conducted in the forum conveniens, besides being a very common occurrence, is more likely to be both effective and fair. The dedere limb should be favoured especially when extradition to the forum conveniens is to be undertaken. However, it is equivocal since treaties which either render universal jurisdiction mandatory, facultative, or which seem to permit universal jurisdiction, whilst stipulating the aut dedere aut judicare rule, do not shed a light as to whether such extradition should be effected to the requesting State, to another State party to the treaty, to another State which enjoys non-universal jurisdiction over the extraditee, or to any other State which is willing to exercise universal jurisdiction notwithstanding no connection at all with the crime.
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Notes
- 1.
van der Wilt 2005, p. 71.
- 2.
van der Wilt 2005, p. 80.
- 3.
Boister 2016, p. 5.
- 4.
Boister 2016, p. 5.
- 5.
This means that treaties are the most important source of extradition law in Italy (Dean et al. 2003, p. 499).
- 6.
ICJ, Continental Shelf Case (Libya Arab Jamahiriya v Malta), 3 June 1985, [1985] ICJ Rep. 13, para 27.
- 7.
ILC 2011.
- 8.
ICJ, Legality of the Threat or Use of Nuclear Weapons (Nuclear Weapons Advisory Opinion ), 8 July 1996, ICJ Rep. 1996, p. 226, para 82.
- 9.
Wolfke 1993, pp. 112–113.
- 10.
Most jurists have categorized such variables in a distinctively mathematical way, tagging them as ‘formulae ’, a term also used by myself [see Sect. 13.2].
- 11.
For example, Elagab states that ‘the most comprehensive and far reaching obligations imposed on States came with the adoption of the Hostages Convention of 1979’ (Elagab 1995, p. 517).
- 12.
To extradite or prosecute.
- 13.
(the requested State undertakes criminal proceedings for the act if it refused to extradite: first extradite, second prosecute: my translation), see Dean et al. 2003, p. 518.
- 14.
Kolb 2004, p. 257.
- 15.
These include the fact that, as shall be postulated shortly, whereas prosecution is a direct system of enforcement since it necessitates no further steps, id est a one-stop shop, extradition is the preliminary step leading to eventual prosecution. Prosecution is thus a faster way of consummating justice. Additionally, it could also be more favourable to the charged individual since by being prosecuted in the requested State, he is more likely to be tried without undue delay, id est within a reasonable time, rather than after the execution of an extradition process to the requesting State.
- 16.
Analysing the verdict of the trial by jury delivered by the Central Criminal Court in the case of Faryadi Sarwar Zardad [Central Criminal Court (Old Bailey), London, Regina v Faryadi Sarwar Zardad , 18 July 2005, 200505339/D3], Cedric Ryngaert states that such a case ‘highlighted the practical problems encountered in trials on the basis of universal jurisdiction , where much of the evidence and many witnesses are located abroad, in the State where the crimes occurred’ (Ryngaert 2005, p. 608).
- 17.
Henzelin 2000, p. 298.
- 18.
European Convention on the Suppression of Terrorism (1977).
- 19.
Primo dedere secundo prosequi.
- 20.
Kai Ambos makes the step from ‘right’ to ‘duty’ when he upholds that ‘international treaty and customary law provides for a general duty of States to investigate, prosecute and punish international core crimes’ (Ambos 2010, p. 55).
- 21.
Article 49 of the First Geneva Convention , Article 50 of the Second Geneva Convention, Article 129 of the Third Convention and Article 146 of the Fourth Geneva Convention .
- 22.
Articles 4(b) and 5 of the International Convention on the Suppression and Punishment of the Crime of Apartheid signed in NY on 30 November 1973.
- 23.
Article 4 sub-article 2 (h) and Article 8 sub-article 4 of the Organization of African Unity Convention on the Prevention and Combating of Terrorism (1999); Article 7 of the Convention for the Suppression of Unlawful Acts Against the Safety of Civil Aviation (1971); Article 8 of the Convention Against the Taking of Hostages (1979); Article 10 sub-article 1 of the Convention for the Suppression of Unlawful Acts Against the Safety of Maritime Navigation (1988); Article 8 sub-article 1 of the Convention for the Suppression of Terrorist Bombings (1997), and Article 10 sub-article 1 of the Convention for the Suppression of the Financing of Terrorism (1999).
- 24.
Ubi lex voluit lex dixit .
- 25.
Article 31 sub-article 3 in Paust et al. 2007, p. 511.
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Soler, C. (2019). The Reliance of the Horizontal System of Enforcement on the Corpus Juris Relating to Extradition. In: The Global Prosecution of Core Crimes under International Law. T.M.C. Asser Press, The Hague. https://doi.org/10.1007/978-94-6265-335-1_14
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