Skip to main content

Towards a New Assessment? Contextual Elements in the Rome Statute

  • Chapter
  • First Online:
  • 586 Accesses

Part of the book series: International Criminal Justice Series ((ICJS,volume 17))

Abstract

This chapter examines the orientation of the Rome Statute towards a new assessment of the contextual elements of the crime of genocide. The Elements of Crimes represented a novel addition with very little guidance on its status or interpretation, or what purpose it intended to serve in light of the identical reproduction of the Genocide Convention’s definition of genocide. This chapter evaluates the substantive and normative nature of the contextual elements of genocide in light of these new developments in the Rome Statute. It examines the need for the concept of the EoC through its evolution during the drafting process. Then, the contextual element is interpreted through the provisions of the Rome Statute to determine its legal position according to the current wording of Articles 9 and 21. The chapter puts forward a case for new assessment, and confirms that the contextual element of Article 6 of the Rome Statute adds nothing to the definition of genocide and thus can only be explained by two roles: first, by the need for jurisdictional limitation of the new court—the ICC—and second, to avoid trivialization of the court by allowing prosecution of a lone génocidaire. Hence, the only way that the last common element of the EoC of genocide can be reconciled with the definition of genocide, is to consider this element as a jurisdictional element, thus the court can apply it as such to filter the admissibility of small-scale and lone-perpetrator crimes to the ICC.

This is a preview of subscription content, log in via an institution.

Notes

  1. 1.

    The Rome Statute of the International Criminal Court (last amended 2010), 17 July 1998, 2187 UNTS 910/37 ILM 1002 (1998)/(2002) ATS 15, Article 5. Note that jurisdiction over the crime of aggression is exercisable only when a provision is adopted in accordance with Articles 121 and 123.

  2. 2.

    Resolution F of the Final Act of the Rome Conference, 17 July 1998, UN Doc A/CONF.183/10 required that the Preparatory Commission should elaborate the EoC before 30 June 2000.

  3. 3.

    Article 9 of the Rome Statute of the International Criminal Court, 17 July 1998. The EoC structure starts with a general introduction and is followed by specific introductions to the elements of the three categories of crimes within the jurisdiction of the courts—genocide, crimes against humanity, and war crimes. The general introduction describes the structure of the elements of each crime: first, the conduct, consequences and circumstances associated with each crime (generally listed in that order), followed by a certain mental element and, lastly, any contextual circumstances.

  4. 4.

    Oosterveld 2001, p. 42. The only addition was ‘for the purpose of this statute’, added at the beginning of the definition.

  5. 5.

    The crime of aggression is not considered here because its position is not yet clarified. The EoC also made no provision for the crime of aggression.

  6. 6.

    International Criminal Court, Elements of Crimes, 2011, Article 6. http://www.refworld.org/docid/4ff5dd7d2.html. Accessed 9 April 2016.

  7. 7.

    Pfirter 1999, p. 502; Triffterer 1999, p. 514.

  8. 8.

    Preparatory Committee on the Establishment of an International Criminal Court, 25 March–12 April 1996, A/AC.249/Crp.2/Rev.1, 9 April 1996, Draft Summary Rapporteur: Mr. Jun Yoshida (Japan), para 5; Von Hebel 2001a, 7–8.

  9. 9.

    In the case of the crime of genocide, the EoC lists the forms of genocide and starts with the specific element of each crime, then sets out the circumstances and particular intent, and finally the contextual elements. The specific introduction of genocide provides further explanation, including the mental element.

  10. 10.

    Preparatory Committee on the Establishment of an International Criminal Court, 25 March–12 April 1996.

  11. 11.

    Report of the Ad Hoc Committee on the Establishment of an International Criminal Court GAOR 50th Sess. Supp. No. 22, UN Doc A/50/22, 1995, pp. 60–61. Note there were numerous previous attempts to modify the definition of genocide, but none of them succeeded in achieving consensus.

  12. 12.

    The first was a US proposition; Annex on Definitional Elements for Part Two Crimes UN Doc A/CONF.183/C.1/L.10 at 1. However, it was followed by a proposition from Spain: UN Doc PCNICC/1999/DP.9, France: UN Doc PCNICC/1999/WGEC/DP.1, Colombia: UN Doc PCNICC/1999/WGEC/DP.2, and the Arab Group SEE: UN Doc PCNICC/1999/WGEC/DP.4.

  13. 13.

    Proposal submitted by the United States: Draft Elements of Crimes, UN Doc PCNICC/1999/DP.4, 4 February 1999, p. 7.

  14. 14.

    Ibid.

  15. 15.

    Proposal submitted by Colombia: Comments on the Proposal Submitted by the United States of America on Article 6: The Crime of Genocide (PCNICC/1999/DP.4) PCNICC/1999/WGEC/DP.2, 18 February 1999.

  16. 16.

    Resolution F of the United Nations Conference of Plenipotentiaries on the Establishment of an International Criminal Court.

  17. 17.

    Draft Elements of Crimes, para 1.

  18. 18.

    Discussion paper proposed by the coordinator, Article 6 PCNICC/1999/WGEC/RT.1, 25 February 1999, Article 6: the crime of genocide. Oosterveld contended that this construction is loosely based on various passages from the Akayesu case: Oosterveld 2001, p. 46.

  19. 19.

    Ibid., pp. 46–47.

  20. 20.

    Draft Elements of Crimes, para 1.

  21. 21.

    Oosterveld 2001, p. 45.

  22. 22.

    Ibid.; similar views were echoed by Cassese 2013.

  23. 23.

    Ibid.

  24. 24.

    Rome Statute of the International Criminal Court (last amended 2010), 17 July 1998, 2187 UNTS 910/37 ILM 1002 (1998)/(2002) ATS 15, Articles 7, 8.

  25. 25.

    Prosecutor v Omar Hassan Ahmad Al Bashir, Decision on the Prosecution’s Application for a Warrant of Arrest against Omar Hassan Ahmad Al Bashir, Situation in Darfur, Sudan, 4 March 2009, ICC-02/05-01/09, Pre-Trial Chamber 1, para 124.

  26. 26.

    Ibid.

  27. 27.

    Lietzau 2001, p. 112.

  28. 28.

    United States Delegation Redraft of the International Law Commission, Article 20 on ICC jurisdiction with Proposed Elements General Jurisdiction, 22 March 1996; United States Delegation for Annex to Statute Elements Related to Article on Genocide 26 March 1996. Also note during the same Bureau Meeting, the Crimes of Genocide Summary of Suggestions 27 March 1996 proposed two alternatives to the definition of genocide, one with reference to interpretation and application being based on relevant international conventions and other sources of international law, and one without any such reference.

  29. 29.

    Report of the Preparatory Committee on the Establishment of the International Criminal Court, vol. 1 (Proceedings of the committee during April and August 1996 General Assembly Official Record Fifty-first Session Supplement No. 22) (A/51/22), para 53; Von Hebel 2001c, p. 5.

  30. 30.

    Press release L/2672, Preparatory Committee for the Establishment of International Criminal Court Discusses Definition of ‘Genocide’ and ‘Crimes against Humanity’, 25 March 1996. http://www.legal-tools.org/uploads/tx_ltpdb/doc41567.htm. Accessed 9 April 2016.

  31. 31.

    Ibid.

  32. 32.

    Ibid.

  33. 33.

    Report of the Preparatory Committee on the Establishment of the International Criminal Court, vol. 1, para 56; UN Doc A/CONF.183/C.1/SR.4, para 50.

  34. 34.

    Proposal Submitted by the United States of America, Elements of Offences for the International Criminal Court A/AC.249/1998/DP.11, 2 April 1998; United States Delegation, Statement of the United States Delegation on Elements of Offences, 3 April 1998. http://www.iccnow.org/documents/USElementsofOffensesApril98.pdf. Accessed 9 April 2016.

  35. 35.

    Report of the Preparatory Committee on the Establishment of the International Criminal Court, Addendum A/CONF.183/2/Add.114, April 1998, Article 52.

  36. 36.

    The United States was fully aware that the EoC could not be agreed upon until the crimes within the jurisdiction of the court were agreed, but it believed that if numerous proposals were tabled, this would help in achieving its objective of attaching the EoC to the Rome Statute.

  37. 37.

    Proposal Submitted by the United States of America, Elements of Offences for the International Criminal Court A/AC.249/1998/DP.11, 2 April 1998, para 2.

  38. 38.

    United States Delegation, Statement of the United States Delegation on Elements of Offences, 3 April 1998.

  39. 39.

    ICJ Brief No. l to the UN Diplomatic Conference of Plenipotentiaries on the Establishment of an International Criminal Court, Rome Definition of Crimes, 15 June–17 July 1998, p. 3.

  40. 40.

    International Committee of the Red Cross: Statement of 8 July relating to the Bureau Discussion Paper A/CONF.183/C.1/L.53, A/CONF.183/INF/10, 13 July 1998, para 5.

  41. 41.

    UN Doc A/CONF.183/C.1/SR.2, para 43, Japan; UN Doc A/CONF.183/C.1/SR.25, para 32, Japan; UN Doc A/CONF.183/C.1/SR.26, para 115, Egypt; UN Doc A/CONF.183/C.1/SR.25, para 36, China; UN Doc A/CONF.183/C.1/SR.26, para 103, Iran; UN Doc A/CONF.183/C.1/SR.27, para 6, Algeria; UN Doc A/CONF.183/C.1/SR.27, para 12, Uruguay; UN Doc A/CONF.183/C.1/SR.27, para 14, Colombia; UN Doc A/CONF.183/C.1/SR.27, para 35, Israel; UN Doc A/CONF.183/C.1/SR.26, para 44, Lithuania; UN Doc A/CONF.183/C.1/SR.27, para 40, Dominican Republic; UN Doc A/CONF.183/C.1/SR.28, para 56, Spain.

  42. 42.

    Press release L/2672, Preparatory Committee for the Establishment of International Criminal Court Discusses Definition of ‘Genocide’ ‘Crimes against Humanity’.

  43. 43.

    Prosecutor v Tadić, Opinion and Judgment, 7 May 1997, IT-94-1-T, para 627. The same nexus appeared in the ICTR Statute as ‘widespread and systematic’ in Article 3.

  44. 44.

    UN Doc A/CONF.183/C.1/SR.2, para 43, Japan; UN Doc A/CONF.183/C.1/RS.25, para 32, Japan.

  45. 45.

    Politi 2002, p. 448.

  46. 46.

    Bureau Discussion Paper, UN Doc A/CONF.183/C.1/L.53.

  47. 47.

    Kirsch and Oosterveld 2002, p. 97.

  48. 48.

    Kelt and Von Hebel 2001, p. 13.

  49. 49.

    Ibid., p. 15.

  50. 50.

    Proposal submitted by the United States Article 5 Crimes within the jurisdiction of the Court A/CONF.183/C.1/L.8, 19 June 1998.

  51. 51.

    Proposal submitted by the United States Article 20 Applicable Law A/CONF.183/C.1/L.9, 19 June 1998.

  52. 52.

    Proposal submitted by the United States Concerning the Bureau Proposal, UN Doc A/CONF.183/C.1/L.69, 14 July 1998.

  53. 53.

    Kirsch 2001, p. xlviii.

  54. 54.

    UN Doc A/CONF.183/C.1/RS.25, para 32, Japan.

  55. 55.

    UN Doc A/CONF.183/C.1/SR.26, para 115, Egypt.

  56. 56.

    UN Doc A/CONF.183/C.1/RS.25, para 36, China.

  57. 57.

    UN Doc A/CONF.183/C.1/SR.34, para 16, Jamaica; UN Doc A/CONF.183/C.1/SR.35, para 49, United Republic of Tanzania.

  58. 58.

    UN Doc A/CONF.183/C.1/SR.26, para 56, Republic of Korea; UN Doc A/CONF.183/C.1/SR.25, para 43, Sweden; UN Doc A/CONF.183/C.1/SR.25, para 74, Botswana; UN Doc A/CONF.183/C.1/SR.25, para 78, Australia; UN Doc A/CONF.183/C.1/SR.27, para 49, Denmark; UN Doc A/CONF.183/C.1/SR.27, para 67, Vietnam.

  59. 59.

    UN Doc A/CONF.183/C.1/RS.25, para 33, Jordan; UN Doc A/CONF.183/C.1/SR.26, Brazil; UN Doc A/CONF.183/C.1/RS.25, para 76, Croatia; UN Doc A/CONF.183/C.1/SR.26, para 82, Portugal; UN Doc A/CONF.183/C.1/SR.26, para 126, Cameroon; UN Doc A/CONF.183/C.1/SR.26, para 119, Lesotho; UN Doc A/CONF.183/C.1/SR.26, para 92, Samoa; UN Doc A/CONF.183/C.1/SR.27, para 8, Austria; UN Doc A/CONF.183/C.1/SR.28, para 8, Pakistan; UN Doc A/CONF.183/C.1/SR.34, para 49, Turkey.

  60. 60.

    UN Doc A/CONF.183/C.1/SR.25, para 53, Norway; UN Doc A/CONF.183/C.1/SR.25, para 56, Sierra Leone; UN Doc A/CONF.183/C.1/SR.26, para 43, Malawi; UN Doc A/CONF.183/C.1/SR.27, para 17, Finland; UN Doc A/CONF.183/C.1/SR.27, para 52, Czech Republic; UN Doc A/CONF.183/C.1/SR.28, para 22, Brunei Darussalam; UN Doc A/CONF.183/C.1/SR.34, para 23, New Zealand.

  61. 61.

    UN Doc A/CONF.183/C.1/SR.35, para 67, Canada; A/CONF.183/C.1/SR.25, para 43, Sweden; UN Doc A/CONF.183/C.1/SR.27, para 28, Jamaica; UN Doc A/CONF.183/C.1/SR.25, para 25, Belgium; UN Doc A/CONF.183/C.1/SR.26, para 42, Switzerland; UN Doc A/CONF.183/C.1/SR.25, para 43, Sweden.

  62. 62.

    UN Doc A/CONF.183/C.1/SR.26, para 42, Switzerland.

  63. 63.

    UN Doc A/CONF.183/C.1/SR.35, para 39, Finland; UN Doc A/CONF.183/C.1/SR.35, para 77, Romania.

  64. 64.

    Politi 2002, p. 447.

  65. 65.

    Doc A/CONF.183/C.1/SR.25, para 68, UK; UN Doc A/CONF.183/C.1/SR.25, para 72, Germany; UN Doc A/CONF.183/C.1/C.1/SR.26, para 111, Netherlands; UN Doc A/CONF.183/C.1/SR.27, para 19, Nicaragua; UN Doc A/CONF.183/C.1/SR.27, para 57, Congo; UN Doc A/CONF.183/C.1/SR.27, para 54, Poland; UN Doc A/CONF.183/C.1/SR.27, para 46, Burundi; UN Doc A/CONF.183/C.1/SR.27, para 70, Cyprus; UN Doc A/CONF.183/C.1/SR.28, para 8, Pakistan; UN Doc A/CONF.183/C.1/SR.28, para 81, Venezuela; UN Doc A/CONF.183/C.1/SR.28, para 77, Guinea-Bissau; UN Doc A/CONF.183/C.1/SR.34, para 105, Australia; UN Doc A/CONF.183/C.1/SR.35, para 52, Liechtenstein; UN Doc A/CONF.183/C.1/SR.35, para 81, Ireland; UN Doc A/CONF.183/C.1/SR.36, para 31, Slovenia.

  66. 66.

    UN Doc A/CONF.183/C.1/SR.33, para 19, Switzerland.

  67. 67.

    UN Doc A/CONF.183/C.1/SR.25, para 65, Mexico.

  68. 68.

    UN Doc A/CONF.183/C.1/SR.4, para 56, Germany; UN Doc A/CONF.183/C.1/SR.25, para 72, Germany; UN Doc A/CONF.183/C.1/SR.33, para 69, Germany.

  69. 69.

    Margaret McAuliffe de Guzman, Article 21, in Triffterer 2008, p. 703.

  70. 70.

    UN Doc A/CONF.183/C.1/SR.36, para 3, Norway.

  71. 71.

    Ibid.

  72. 72.

    Ibid., para 40, Bosnia and Herzegovina.

  73. 73.

    Kirsch and Holmes 1999.

  74. 74.

    Von Hebel 2001c, p. 37.

  75. 75.

    Ibid., 8.

  76. 76.

    Schabas 2010, p. 65.

  77. 77.

    Ibid., 265.

  78. 78.

    These issues are covered below in more detail in Sects. 5.3.1 and 5.3.2.

  79. 79.

    UN Doc A/CONF.183/C.1/SR.35, para 59, Philippines.

  80. 80.

    Ibid.

  81. 81.

    UN Doc A/CONF.183/C.1/L.69; UN Doc A/CONF.183/C.1/L.8.

  82. 82.

    OED Online 2015.

  83. 83.

    UN Doc A/CONF.183/C.1/SR.2, para 43, Japan; UN Doc A/CONF.183/C.1/RSR.25, para 32, Japan; UN Doc A/CONF.183/C.1/SR.26, para 115, Egypt; UN Doc A/CONF.183/C.1/SR.25, para 36, China; UN Doc A/CONF.183/C.1/SR.26, para 103, Iran; UN Doc A/CONF.183/C.1/SR.27, para 6, Algeria; UN Doc A/CONF.183/C.1/SR.27, para 12, Uruguay; UN Doc A/CONF.183/C.1/C.1/SR.27, para 14, Colombia; UN Doc A/CONF.183/C.1/SR.27, para 35, Israel; UN Doc A/CONF.183/C.1/SR.26, para 44, Lithuania; UN Doc A/CONF.183/C.1/SR.27, para 40, Dominican Republic; UN Doc A/CONF.183/C.1/SR.28, para 56, Spain.

  84. 84.

    Al Bashir, paras 117–118, 119–120.

  85. 85.

    Rome Statute of the International Criminal Court, Article 2(c).

  86. 86.

    International Criminal Court, Elements of Crimes, 2011, Article 6(c), para 4, n 4. http://www.refworld.org/docid/4ff5dd7d2.html. Accessed 9 April 2016.

  87. 87.

    Article 6(a) EoC (1) n 2; Article 6(b) EoC (1) n 3; Article 6(c) EoC (4) n 4; Article 6(e) EoC (1) n 5.

  88. 88.

    Prosecutor v Akayesu, Trial Chamber, 2 September 1998, ICTR-96-4-T, para 731.

  89. 89.

    Ibid., para 500.

  90. 90.

    Schabas 2010, pp. 264–266.

  91. 91.

    Ibid.

  92. 92.

    Ibid.

  93. 93.

    Rome Statute of the International Criminal Court, Article 21(3); Arsanjani 1999, pp. 28–29.

  94. 94.

    Gay News & Lemon v United Kingdom, 7 May 1982, Application No. 8710/79, DR 28, p. 77, para 9; Triffterer 2008, p. 525.

  95. 95.

    Kress 2009, p. 302.

  96. 96.

    Rome Statute of the International Criminal Court, Article 21(3).

  97. 97.

    Ibid., Article 22(2).

  98. 98.

    Lee and Friman 2001, p. 219, lix.

  99. 99.

    Robinson and Von Hebel 2001, p. 224.

  100. 100.

    Ibid.

  101. 101.

    Rome Statute of the International Criminal Court, Article 21(1).

  102. 102.

    Ibid., Article 21(2).

  103. 103.

    Report of the International Commission of Inquiry on Darfur to the United Nations Secretary-General. Pursuant to Security Council Resolution 1564 of 18 September 2004, para 517, the Commission held that there were genocidal patterns but no policy.

  104. 104.

    Akayesu, Trial Judgment, para 353.

  105. 105.

    Universal Declaration of Human Rights GA Res 217 A(III) UN Doc A/810, Article 11(2).

  106. 106.

    For the ICTY, see Prosecutor v Jelisić, Trial Judgment, 14 December 1999, IT-95-10-T, para 400; Akayesu, Trial Judgment, paras 520 and 523. For further details see Chap. 4, Sect. 4.3.

  107. 107.

    Al Bashir, para 44.

  108. 108.

    Ibid., paras 120–121.

  109. 109.

    Ibid., para 121.

  110. 110.

    Triffterer 1999, p. 711.

  111. 111.

    Ibid., p. 705.

  112. 112.

    Von Hebel 2001b.

  113. 113.

    McKay 2006, p. 267.

  114. 114.

    Rome Statute, preamble and Article 17(1)(d) EoC. Last common element of genocide Article 6; Article 53(1) of the Rules of Procedure and Evidence.

  115. 115.

    Robert Jackson comments in the Minutes of the Conference Session of 23 July 1945. http://avalon.law.yale.edu/imt/jack44.asp. Accessed 12 April 2016.

  116. 116.

    Tadić, Trial Judgment, para 627.

  117. 117.

    United States v Josef Altstoetter, reprinted in III Trial of War Criminals before the Nuremberg Military Tribunals under Control Council Law No. 10 (Washington 1951), pp. 954, 982.

  118. 118.

    Prosecutor v Tadić, Decision on the Defence Motion for Interlocutory Appeals on Jurisdiction, Appeals Chamber, 2 October 1995, IT-94-1, paras 140–141; Meron 1995.

  119. 119.

    Rome Statute of International Criminal Court, Article 1.

  120. 120.

    Rome Statute of International Criminal Court, Preamble, tenth operative paragraph and Article 1.

  121. 121.

    Crimes against humanity and war crimes contain a contextual element as a formal element, and genocide is also given a similar element through the EoC, more specifically the last common element.

  122. 122.

    Rome Statute Preamble, operative paragraphs four and five.

  123. 123.

    Nersessian 2007, p. 251; Oosterveld 2001, p. 47.

  124. 124.

    Schaffer 1999.

  125. 125.

    Schabas 2004, p. 701; Sadat 2011; Carden 2000. The United States was hostile to the court even before the conference.

  126. 126.

    UN Doc A/CONF.183/C.1/L.25, 1998; Proposal Submitted by the United States of America: Preliminary ruling regarding admissibility, UN Doc A/AC.249/1998/WG.3/DP.2 on setting admissibility criteria; Kirsch and Holmes 1999, p. 2; Brown 1998, p. 862.

  127. 127.

    Schaffer 1999, pp. 16–17.

  128. 128.

    Ibid., p. 17.

  129. 129.

    Triffterer 2008, p. 407.

  130. 130.

    Robinson and Von Hebel 2001, p. 219.

  131. 131.

    Brown 1998, p. 862, n. 28.

  132. 132.

    Ibid.

  133. 133.

    Nersessian 2007, p. 251, emphasis added.

  134. 134.

    Ibid., emphasis added.

  135. 135.

    Al Bashir, para 124.

  136. 136.

    Robinson and Von Hebel 2001, p. 228.

  137. 137.

    Al Bashir, para 53.

  138. 138.

    Lietzau 1999, pp. 486–487.

  139. 139.

    Schabas 1999, pp. 163–164.

  140. 140.

    Al Bashir, para 124.

  141. 141.

    Ibid.

  142. 142.

    Ibid., para 121.

  143. 143.

    Ibid., paras 117–130.

  144. 144.

    Ibid., para 131.

  145. 145.

    Robinson and Von Hebel 2001, p. 228.

  146. 146.

    Ibid., p. 230.

  147. 147.

    Kaminski and Nalepa 2006, p. 402.

  148. 148.

    Neuffer 2015, p. 256; Stahn 2005; Gready 2005, p. 13.

  149. 149.

    Schabas 2003, p. 15.

  150. 150.

    A similar point was made by Kress 2010.

  151. 151.

    Kress 2009, p. 302.

  152. 152.

    Vest 2007, p. 782, n. 12.

  153. 153.

    Ibid., p. 790, n. 29.

  154. 154.

    SC Res 1674, para 8, UN Doc S/RES/1674, 28 April 2006; SC Res 1820, preamble, UN Doc S/RES/1820, 19 June 2008; SC Res 1261 para 4, UN Doc S/RES/1261, 25 August 1999.

  155. 155.

    Rome Statute of the International Criminal Court (last amended 2010), 17 July 1998, preamble.

  156. 156.

    Ibid.

  157. 157.

    Ibid.

  158. 158.

    Boas et al. 2007, p. 16.

  159. 159.

    Article 228 of the Peace Treaty of Versailles recognized the right of the Allies to bring those Germans to justice.

  160. 160.

    Prosecutor v Francis Kirimi Muthaura, Uhuru Muigai Kenyatta and Mohammed Hussein Ali, Decision, 23 January 2012, ICC-01/09-02/11; Decision on the Confirmation of Charges Pursuant to Article 61(7)(a) and (b) of the Rome Statute, Pre-Trial Chamber II, para 36.

  161. 161.

    Iontchesa Turner 2005.

  162. 162.

    Report of the Ad Hoc Committee on the Establishment of an International Criminal Court General Assembly Official Records, Fiftieth Session Supplement No. 22 (A/50/22), 6 September 1995, para 81. The committee removed some crimes such as terrorism to avoid trivialization of the court.

  163. 163.

    Preparatory Committee on the Establishment of an International Criminal Court, para 1.

  164. 164.

    Oosterveld 2001, p. 45.

  165. 165.

    See Sect. 5.2.3 above.

  166. 166.

    Elements of Crimes Article 6 ICC-ASP/1/3 at 108 UN Doc PCNICC/2000/1/Add.2, 2000.

  167. 167.

    Oosterveld 2001, p. 45.

  168. 168.

    Al Bashir, para 121.

  169. 169.

    Lee and Friman 2001, p. lvi.

  170. 170.

    Kress 2009, p. 302.

  171. 171.

    Rome Statute of the International Criminal Court, Articles 5, 17.

  172. 172.

    Rome Statute of the International Criminal Court (last amended 2010), 17 July 1998, preamble Articles 17(1)(d), 53(1)(c).

  173. 173.

    The Rules of Procedure and Evidence are reproduced from the Official Records of the Assembly of States Parties to the Rome Statute of the International Criminal Court, First session, New York, 3–10 September 2002 (ICC-ASP/1/3 and Corr.1), part II.A.

  174. 174.

    Elements of Crimes, Article 6, the last common element or the contextual elements of Article 6.

  175. 175.

    Rome Statute of the International Criminal Court (last amended 2010), 17 July 1998, preamble.

  176. 176.

    United Nations Security Council Resolution 1534, 2004, adopted by the Security Council at its 4935th meeting on 26 March 2004, S/RES/1534 (2004).

  177. 177.

    Situation in the Democratic Republic of Congo, Decision on the Prosecutor’s Application for Warrants of Arrest, Article 58 ICC-01/04-01/07, para 64.

  178. 178.

    Year Book of the International Law Commission, 1984, vol. 2, part 2, paras 46–48, 69.

  179. 179.

    Year Book of the International Law Commission, 1983, vol. 2, part 2, para 48; and Year Book of the International Law Commission, 1984, vol. 2, part 2, para 34.

  180. 180.

    Report of the Ad Hoc Committee on Establishment of an International Criminal Court, General Assembly Official Records, Fiftieth Session Supplement No. 22 (A/50/22), 6 September 1995, para 56; 1996 Preparatory Committee 1, p. 16 para 51.

  181. 181.

    Politi 2002, p. 445.

  182. 182.

    Resolution 53/105 on establishment of the ICC, of 8 December 1999, operative para 4; Kirsch 2001, p. xlvii.

  183. 183.

    Nersessian 2007, pp. 221, 251, emphasis added.

  184. 184.

    Bassiouni 2008, p. 92.

  185. 185.

    Oosterveld 2001, p. 42.

  186. 186.

    Resolution F of the Final Act of the Rome Conference, 17 July 1998, UN Doc A/CONF.183/10.

  187. 187.

    Decision Pursuant to Article 15 of the Rome Statute on the Authorization of an Investigation into the Situation in the Republic of Kenya, Pre-Trial Chamber II ICC-01/09, 31 March 2010, para 10, Dissenting opinion of Judge Hans-Peter Kaul.

  188. 188.

    For general considerations on gravity, see SáCouto and Cleary 2007, p. 807.

  189. 189.

    Robinson and Von Hebel 2001, p. 219.

References

  • Arsanjani MH (1999) The Rome Statute of the International Criminal Court. AJIL 93(2)

    Google Scholar 

  • Bassiouni MC (2008) International Criminal Law, vol. 1, Sources, Subjects, and Contents. Martinus Nijhoff Publishers

    Google Scholar 

  • Boas G, Bischoff JL, Reid NL (2007) International Criminal Law Practitioner Library, vol. II. Cambridge University Press

    Google Scholar 

  • Brown BS (1998) US Objections to the Statute of the International Criminal Court: A Brief Response. NYUJILP 31:855

    Google Scholar 

  • Carden RS (2000) The New International Criminal Court: An Uneasy Revolution. The Georgetown Law Journal 88(3)

    Google Scholar 

  • Cassese A (2013) International Criminal Law, 3rd edn. Oxford University Press

    Google Scholar 

  • Gready P (2005) Analysis: Reconceptualising Transitional Justice: Embedded and Distanced Justice. Conflict, Security & Development 5(1):3–21

    Google Scholar 

  • Iontchesa Turner J (2005) Nationalisation of International Law. SJIL 1

    Google Scholar 

  • Kaminski MM, Nalepa M (2006) Judging Transitional Justice: A New Criterion for Evaluating Truth Revelation Procedures. Journal of Conflict Resolution 50(3):383–408

    Google Scholar 

  • Kelt M, Von Hebel H (2001) What are the Elements of Crimes? In: Lee RS, Friman H (eds) The International Criminal Court: Elements of Crimes and Rules of Procedure and Evidence. Transnational Publishers

    Google Scholar 

  • Kirsch P (2001) The Work of the Preparatory Commission. In: Lee RS, Friman H (eds) The International Criminal Court: Elements of Crimes and Rules of Procedure and Evidence. Transnational Publishers

    Google Scholar 

  • Kirsch P, Holmes JT (1999) The Rome Conference on an International Criminal Court: The Negotiating Process. AJIL 93(1):2–12

    Google Scholar 

  • Kirsch P, Oosterveld V (2002) The Post-Rome Conference Preparatory Commission. In: Cassese A, Gaeta P, Jones JRWD (eds) The Rome Statute of the International Criminal Court: A Commentary, vol. 1. Oxford University Press

    Google Scholar 

  • Kress C (2009) The Crime of Genocide and Contextual Elements: A Comment on the ICC Pre-Trial Chamber’s Decision in the Al Bashir Case. JICJ 7(2):297–306

    Google Scholar 

  • Kress C (2010) On the Outer Limits of Crimes against Humanity: The Concept of Organization within the Policy Requirement: Some Reflections on the March 2010 ICC Kenya Decision. LJIL 23(4):855–873

    Google Scholar 

  • Lee RS, Friman H (eds) (2001) The International Criminal Court: Elements of Crimes and Rules of Procedure and Evidence. Transnational Publishers

    Google Scholar 

  • Lietzau WK (1999) Checks and Balances and Elements of Proof: Structural Pillars for the International Criminal Court. Cornell Intl LJ 32(3):477–488

    Google Scholar 

  • Lietzau WK (2001) International Criminal Law After Rome: Concerns from a US Military Perspective. L&CP 64:119–140

    Google Scholar 

  • McKay L (2006) Characterising the System of the International Criminal Court: An Exploration of the Role of the Court through the Elements of Crimes and the Crime of Genocide. International Criminal Law Review 6(2):257–274

    Google Scholar 

  • Meron T (1995) International Criminalization of Internal Atrocities. AJIL 89(3):554–577

    Google Scholar 

  • Nersessian DL (2007) Comparative Approaches to Punishing Hate: The Intersection of Genocide and Crimes against Humanity. Stan JIL 43(2):221–264

    Google Scholar 

  • Neuffer E (2015) The Key to My Neighbor’s House: Seeking Justice in Bosnia and Rwanda. Picador

    Google Scholar 

  • Oosterveld V (2001) The Elements of Genocide. In: Lee RS, Friman H (eds) The International Criminal Court: Elements of Crimes and Rules of Procedure and Evidence. Transnational Publishers

    Google Scholar 

  • OED Online (Oxford English Dictionary) (2015). Oxford University Press

    Google Scholar 

  • Pfirter D (1999) The Position of Switzerland with Respect to the ICC Statute and in Particular the Elements of Crimes. Cornell Intl L J 32(3):499

    Google Scholar 

  • Politi M (2002) Elements of Crimes. In: Cassese A, Gaeta P, Jones JRWD (eds) The Rome Statute of the International Criminal Court: A Commentary, vol. 1. Oxford University Press, 443–473

    Google Scholar 

  • Robinson D, Von Hebel H (2001) Reflections on the Elements of Crimes. In: Lee RS, Friman H (eds) The International Criminal Court: Elements of Crimes and Rules of Procedure and Evidence. Transnational Publishers

    Google Scholar 

  • SáCouto S, Cleary KA (2007) The Gravity Threshold of the International Criminal Court. American Journal of International Law 23(5):807–854

    Google Scholar 

  • Sadat LN (ed) (2011) Forging a Convention for Crimes against Humanity. Cambridge University Press

    Google Scholar 

  • Schabas WA (1999) Follow-Up to Rome: Preparing for Entry into Force of the International Criminal Court Statute. Human Rights Law Journal 20:157–166

    Google Scholar 

  • Schabas WA (2003) National Courts Finally Begin to Prosecute Genocide, the ‘Crime of Crimes’. JICJ 1:39–63

    Google Scholar 

  • Schabas WA (2004) United States Hostility to the International Criminal Court: It’s All about the Security Council. EJIL 15(4):701–720

    Google Scholar 

  • Schabas WA (2010) International Criminal Court: A Commentary on the Rome Statute. Oxford Commentaries on International Law. Oxford University Press

    Google Scholar 

  • Schaffer DJ (1999) The United States and the International Criminal Court. AJIL 93(1):12–22

    Google Scholar 

  • Stahn C (2005) The Geometry of Transitional Justice: Choices of Institutional Design. LJIL 18(3):425–466

    Google Scholar 

  • Triffterer O (1999) Commentary on the Rome Statute of the International Criminal Court: Observers’ Notes: Article by Article. Baden-Baden

    Google Scholar 

  • Triffterer O (2008) Commentary on the Rome Statute of the International Criminal Court. CH Beck/Hart/Nomos

    Google Scholar 

  • Vest H (2007) A Structure-based Concept of Genocidal Intent. JICJ 5(4):781–797

    Google Scholar 

  • Von Hebel H (2001a) Status of Elements of Crimes under the Statute. In: Lee RS, Friman H (eds) The International Criminal Court: Elements of Crimes and Rules of Procedure and Evidence. Transnational Publishers

    Google Scholar 

  • Von Hebel H (2001b) Developing the Elements of Crimes. In: Lee RS, Friman H (eds) The International Criminal Court: Elements of Crimes and Rules of Procedure and Evidence. Transnational Publishers, pp 8–13

    Google Scholar 

  • Von Hebel H (2001c) The Making of the Elements of Crimes. In: Lee RS, Friman H (eds) The International Criminal Court: Elements of Crimes and Rules of Procedure and Evidence. Transnational Publishers

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Nasour Koursami .

Rights and permissions

Reprints and permissions

Copyright information

© 2018 T.M.C. Asser Press and the author(s)

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Koursami, N. (2018). Towards a New Assessment? Contextual Elements in the Rome Statute. In: The 'Contextual Elements' of the Crime of Genocide. International Criminal Justice Series, vol 17. T.M.C. Asser Press, The Hague. https://doi.org/10.1007/978-94-6265-225-5_5

Download citation

  • DOI: https://doi.org/10.1007/978-94-6265-225-5_5

  • Published:

  • Publisher Name: T.M.C. Asser Press, The Hague

  • Print ISBN: 978-94-6265-224-8

  • Online ISBN: 978-94-6265-225-5

  • eBook Packages: Law and CriminologyLaw and Criminology (R0)

Publish with us

Policies and ethics