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The Sources, Objectives and Principles of EC Law

  • Chapter
The Principle of Legal Certainty in EC Law

Part of the book series: Law and Philosophy Library ((LAPS,volume 64))

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Abstract

The Sources of EC law have roughly been divided into the categories of primary law,1 secondary law and case law. The emphasis is on the EC and EU Treaties, binding secondary legislation and the preliminary rulings of the ECJ. The Treaty establishing the European Community (EC Treaty), as amended, among others, by the Single European Act (SEA),2 the Treaty on European Union (the EU Treaty),3 the Amsterdam Treaty4 or most recently by the Nice Treaty,5 is the most important source of primary law. The Treaties can from the practical point of view be referred to as the constitution of the Community, because their provisions take priority over all other sources of law within the EC, they define the limits of the EC’s competence to act and provide the legal basis for secondary legislation. The EC Treaty sets out the basic objectives, principles, foundations and policy of the Community and the rules which govern its institutions. It establishes a European Community with legal personality.6 The protocols annexed to the EC Treaty form an integral part of it.7 The EC Treaty is essentially a framework Treaty (traité cadre), which leaves its institutions, namely the Commission and Council with increased consultation and sometimes through co-decisions with the European Parliament, to fill in the gaps by means of secondary legislation.8

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Reference

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  49. See Klami 1997, p. 12. The leading case is cited again and again in the subsequent case law, and after a while that may be the only case referred to as evidence of a consistent line of judgments. An example of a leading case is the case 8/74 Dassonville (1974) ECR 837 in the light of the subsequent case law, e.g. the German Beer case 178/84 Commission v. Germany (1987) ECR 1227, esp. p. 1269, para. 27. One might argue, however, that in the context of Article 28 EC (ex-Article 30 EC) also the Cassis de Dijon-case 120/78 ReweZentral (1979) ECR 649 is so important that it can be perceived as a leading case as well.

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  50. Such a situation is often at hand in the context of the principles, which I have designated as “principles based on the case law of the ECJ”.

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  60. The human rights and fundamental freedoms as well as democracy and the rule of law are protected as objectives of a common foreign and security policy as defined in Article 11 EU (ex-Article J.1 EU). Therefore the actual status of human rights as objectives or underlying general principles of the EC requires more specific study than just a mere referral to the wording of the Article 2 EC. Still, the so-called hard values relating to economic growth are still present as far as the objectives of the EC Treaty are concerned.

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  80. It can be doubted, though, if the general principles in practice can be derived from the legal systems of all the Member States, but as inaccurate as it may be, a certain sufficient generality may suffice now for the purposes of this study. On the derivation of the general principles see Craig-de B¨²rga, pp. 306¡ª 330 and the case in which this problem is apparent: 155/79 AM and S v Commission (1982) ECR 1575.

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  110. See C-415/93 Bosman (1995) ECR I-4921, esp. p.1–4926 and I-5065, which is one of the few cases in which the subsidiarity principle has been weighed in the context of other principles.

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  112. On the term `heuristics’, i.e. the way the decision is actually made, see Klami 1997, p. 13.

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  113. See C-267/91 and C-268/91 Keck and Mithouard (1993) ECR I-6097.

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  117. ibid., p. 485.

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  118. See the German Beer case 178/84 Commission v Germany (1987) ECR 1227, esp. p. 1270, para. 32.

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  119. See Bull. EC 12 ¡ª 1992, points I-15¡ªI.23.

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  120. See Emiliou, pp. 140–142.

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  121. See the Proposal for a Regulation of the European Parliament and of Council on unbundled access to local loop, Brussels, 12 July 2000, COM(2000) 394, p. 5, para. 11: “In accordance with the principles of subsidiarity and proportionality as set out in Article 5 of the Treaty, the objective of achieving a harmonised framework for unbundled access to the local loop in order to enable the competitive provision of an inexpensive, world-class communications infrastructure and a wide range of services for all businesses and citizens in the Community cannot be achieved by the Member States in a secure, harmonised and timely manner under current national or Community law and, therefore, can be better achieved by the Community. This Regulation confines itself to the minimum required in order to achieve those objectives and does not go beyond what is necessary for that purpose.”

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  122. See the Protocol on the application of the principles of subsidiarity and proportionality, OJ No. C 340, 10.11.1997, p. 105 and esp. p. 106.

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  123. ibid., p. 107, in which there is a statement: “Where the application of the principle of subsidiarity leads to no action being taken by the Community, Member States are required in their action to comply with the general rules laid down in Article 5 of the Treaty, by taking all appropriate measures to ensure fulfilment of their obligations under the Treaty and by abstaining from any measure which could jeopardise the attainment of the objectives of the Treaty.”

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  124. See Weatherill 2000, pp. 1–20.

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  125. See Article 220 EC (ex-Article 164 EC) and its interpretation in Joutsamo 1987, pp. 39–40, Tähti, p. 480 or Hartley 1998, p. 131. The word `law’ in Article 220 EC refers to something over and above the EC Treaty itself, e.g. to the general principles of law.

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  126. In some cases for annulment of the EC measures the pleas based on the infringements of the general principles of EC law have had little practical impact on the outcome of the cases. See 130/75 Prais (1976) ECR 1589 (freedom of religion in Article 9 of the ECHR) or 44/79 Hauer (1979) ECR 3727 (right to trade and to property).

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  127. See 237/82 Jongeneel Kaas (1984) ECR 483, 201and202/85 Klensch (1986) ECR 3477 or 5/88 Wachauf (1989) ECR 2609.

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  128. See 5/71 Schöppenstedt (1971) ECR 975.

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  129. See Steiner, pp. 61–62.

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  130. See Schermers-Waelbroeck, p. 22.

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  131. ibid., pp. 27–29.

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  132. See 8/56 Alma (1957–58) ECR 98.

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  133. See Schermers-Waelbroeck, p. 29 and p. 145, in which they refer to the terminology used in case 43/75 Defrenne v Sabena (1976) ECR 474.

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  134. See 13/61 Bosch (1962) ECR 45, esp. p. 52, which is, according to the CELEX-database, the first case in which the term `legal certainty’ has been mentioned in the index of the judgment. The principles of legitimate expectations, acquired rights or non-retroactivity of legislation are intertwined with that of legal certainty.

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  135. See C-314/91 Weber (1993) ECR I-1093, esp. p. I-1109, para. 8.

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  136. See 7/56 and 3–7/57 Algera (1957) ECR 39, esp. pp. 54–56 or Rec. de la C.E.C.A. (1957), Vol. III, p. 81, esp. pp. 114–116.

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  137. See 32/62 Alvis (1963) ECR 49, esp. p. 55.

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  138. See 3/54 ASSIDER (1954–56) ECR 63, esp. pp. 69–71 or Rec. de la C.E.C.A. (1954–56), Vol.1, p. 123, esp. pp. 138–141, 8/55 F¨¦d¨¦char (1954–56) ECR 245, esp. pp. 256–258 and 3 and 4/64 Chambre Syndicale de la Sid¨¦rurgie Française (1965) ECR 441, esp. pp. 454–455 and esp. pp. 459–462 (Opinion of A-G Roemer).

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  147. See T-105/95 WWF UK v Commission (1997) ECR II-313, esp. p. li-314 or II-336. 159 See 155/79 AM and S v Commission (1982) ECR 1575, esp. pp. 1605–1609.

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  148. See 46/87 and 227/88 Hoechst v Commission (1989) ECR 2859, esp. pp. 2922–2924 and esp. paras. 17–19 or 85/87 Dow Benelux (1989) ECR 3137, esp. pp. 3156–3157.

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  149. See 44/79 Hauer (1979) ECR 3727, esp. p. 3749, para. 30 and C-44/89 von Deetzen (1991) ECR I-5119, esp. p. 1–5156, para. 26.

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  150. See C-162/96 Racke (1998) ECR 1–3655, esp. p. I-3705, para. 49.

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  151. See 4–13/59 Mannesmann (1960) ECR 113, esp. p. 128 or 43, 45 and 48/59 Lachmüller (1960) ECR 463, esp. p. 464 and 476.

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  152. See 4–13/59 Mannesmann (1960) ECR 113, esp. pp. 126,130,131 and 133, in which the defendant of the case maintained that the provisions of the German law of unjustified enrichment (Ungerechtfertigte Bereicherung) are not applicable in the case at hand and the ECJ appears to have accepted the view in its judgment. The ECJ referred to an infringement of the rule of law relating to the application of the Treaty instead of German general principles.

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  153. See Article 6 EU (ex-Article F EU) and cases 29/69 Stauder v. City of Ulm (1969) ECR 419, esp. p. 425, 11/70 Internationale Handelsgesellschaft (1970) ECR 1125, esp. p. 1134, 4/73 Nold (1974) ECR 491, esp. p. 507 or 222/84 Johnston (1986) ECR 1651, esp. p. 1682.

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  154. See also Joutsamo 1979, pp. 34–37 or Joutsamo 1991, pp. 63–65. Joutsamo has divided the general principles into those which are predominantly procedural in nature and those which are predominantly substantial principles. He has designated legal certainty as a procedural principle of law, whereas I find that it is a material principle as well

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  155. See, e.g. 6/64 Costa v. ENEL (1964) ECR 585, esp. pp. 593–594, 14/68 Walt Wilhelm (1969) ECR 1, esp. p. 14, para. 6, 167/73 Commission v. France (1974) ECR 359, esp. p. 371, para. 35, 148/78 Ratti (1979) ECR 1629, esp. pp. 1641–1642, paras. 18–24 and p. 1644, para. 38 or 152/84 Marshall (1986) ECR 723, esp. p. 747, para. 41.

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  156. See, e.g. 26/62 Van Gend en Loos (1963) ECR 1, esp. p. 13, 57/65 Lütticke (1966) ECR 205, esp. pp. 210–211, 28/67 Molkerei–Zentrale (1968) ECR 143, esp. pp. 155–156, 13/68 Salgoil (1968) ECR 453, esp. pp. 462–463, 9/70 Grad (1970) ECR 825, esp. pp. 836–839, 43/71 Politi (1971) ECR 1039, esp. p. 1048, para. 9, 41/74 Van Duyn (1974) ECR 1338, esp. pp. 1347–1349, 87/75 Bresciani (1976) ECR 129, esp. p. 139, 43/75 Defrenne v. Sabena (1976) ECR 455, esp. pp. 479–480, 51/76 Verbond van Nederlandse Ondernemingen (1977) ECR 113, esp. pp. 126–128, 38/77 Enka (1977) ECR 2203, esp. pp. 2211–2212, paras. 8–11, 148/78 Ratti (1979) ECR 1629, esp. pp. 1640–1647, 8/81 Becker (1982) ECR 53, esp. pp. 70–71 and 76, para. 47, 152/84 Marshall (1986) ECR 723, esp. pp. 747–750, 80/86 Kolpinghuis (1987) ECR 3969, esp. p. 3986, para. 10 and C–91/92 Faccini Dori (1994) ECR I–3325, esp. p. I–3355, para. 20, C–430/93 and C–431/93 van Schijndel (1995) ECR I–4705, esp. p.1–4736 or the WTO case C–149/96 Portugal v. Council (1999) ECR 1–8395, esp. pp. I–8427–1–8451. In the case law mentioned above the ECJ has not expressly designated the direct effect as a principle of EC law.

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  157. See, e.g. 43/75 Defrenne v Sabena (1976) ECR 455, esp. p.474, para. 24 compared with p. 476, para. 41 and p. 478, para. 59, 106/77 Simmenthal (1978) ECR 629, esp. pp. 633–634 or 643, para. 14 and 111/75 Mazzalai (1976) ECR 657, esp. p. 665, para. 7/9.

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  158. See Hartley 1998, pp. 211–215 about the concept of indirect effect and cases 51/76 Verbond van Nederlandse Ondernemingen (1977) ECR 113, esp. pp. 127–129, 14/83 Von Colson (1984) ECR 1891, esp. pp. 1901–1910, 79/83 Harz (1984) ECR 1921, esp. pp. 1935–1944, 157/86 Mary Murphy (1988) ECR 673, esp. p.690, para. 11, 80/86 Kolpinghuis (1987) ECR 3969, esp. pp. 3986–3987, paras. 11–15, C-106/89 Marleasing (1990) ECR I-4135, esp. p. 1–4159, para. 8 and C-334/92 Wagner Miret (1993) ECR I-6911, esp. p. I-6932, paras. 20–21.

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  159. See, e.g. C–6/90 and C–9/90 Francovich (1991) ECR I–5357, pp. I–5413–I–5418, esp. p. I–5414, para. 35, C–46/93 and C–48/93 Brasserie du P¨ºcheur and Factortame III (1996) ECR I–1029, esp. pp. I–1135–I–1155, esp. p.I–1144, para. 31, C–392/93 British Telecommunications (1996) ECR I–1631, esp. pp. I–1667–1–1669, C–5/94 Hedley Lomas (1996) ECR I–2553, esp. pp. I–2612–I–2614, C–178/94, C–179/94, C–188/94 and C–190/94 Dillenkofer (1996) ECR I–4845, esp. pp.1–4877–1–4880 and C–238/94, C–291/94 and C–292/94 Denkavit (1996) ECR 1–5063, pp. 1–5099–I–5102, esp. p. I–5100, para. 47. The term principle is also used in the literature, for example in Aalto 1997, p. 151, Aalto 1999, pp. 159–172 or Raitio 1998c, pp. 630–650.

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  160. See Mäenpää, p. 196.

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  161. See Article 133 EC.

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  162. See 43/75 Defrenne v. Sabena (1976) ECR 455, esp. p. 474, para. 28.

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  163. See 6/64 Costa v. ENEL (1964) ECR 585, esp. p. 593.

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  164. ibid., p. 594.

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  165. See the European Communities Act 1972, S.I. 1972, No. 1590. In Section 2 of the European Communities Act 1972 it has been stated: “(1) All such rights, powers, liabilities, obligations and restrictions from time to time created or arising by or under the Treaties, and all such remedies and procedures from time to time provided for by or under the Treaties, as in accordance with the Treaties are without further enactment to be given legal effect or used in the United Kingdom shall be recognised and available in law, and be enforced, allowed pp. 21–26. 10 See Dicey, pp. 183–205.

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  166. See R v. Secretary of State for Transport, ex parte Factortame, (1990) 2 AC 85.

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  167. See Hartley 1998, p. 255 and Macarthys Ltd v. Smith (1979) 3 All ER 325, esp. p. 329 and Garland v. British Rail Engineering Ltd (1983) 2 AC 751.

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  168. See Barling-Davies-Stratford, p. 83 and R v. Secretary of State for Transport, ex parte Factortame (No. 2), (1991) AC 603.

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  169. See Bebr 1974, pp. 3–37, Joutsamo 1979, pp. 211–260 or Raitio 1994, pp. 13–31.

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  170. See the “Solange” case Internationale Handelsgesellschaft mbH v. Einfuhr- und Vorratsstelle für Getreide und Futtermittel, 29 May 1974, (1974) 2 CMLR 540, Steinige and Weinlig, 25 July 1979, (1980) 2 CMLR 531 and Wünsche Handelsgesellschaft, 22 October 1986, (1987) 3 CMLR 225.

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  171. See 106/77 Simmenthal (1978) ECR 629, esp. p. 643, para. 17, in which there is a term `the principle of precedence of Community law’.

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  172. See 106/77 Simmenthal (1978) ECR 629, esp. p. 644, paras. 21 and 22 and Barling-DaviesStratford, pp. 82–83.

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  173. See Winter, p. 425.

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  174. See 26/62 Van Gend en Loos (1963) ECR 1, esp. p. 12. The same kind of argumentation is also in 6/64 Costa v. ENEL (1964) ECR 585, esp. p. 593.

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  175. See Joutsamo 1979, p. 224.

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  176. ibid., p. 225.

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  177. See Usher 1981, p. 21.

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  178. See OJ No. C 177, 4.7.1983, p. 13.

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  179. See 9/70 Grad (1970) ECR 825, esp. pp. 836–839, 38/77 Enka (1977) ECR 2203, esp. pp. 2211–2212, paras. 8–11 and 148/78 Ratti (1979) ECR 1629, esp. p. 1642, paras. 23–24.

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  180. See Raitio 1994, pp. 57–62 and cases 28/67 Molkerei-Zentrale (1968) ECR 143, esp. p. 156 and 13/68 Salgoil (1968) ECR 453, esp. p. 461.

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  181. See Kapteyn, p. 532.

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  182. See Article 249 EC.

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  183. See 9/70 Grad (1970) ECR 825, esp. p. 837, para. 5.

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  184. See Article 234 EC.

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  185. See 41/74 Van Duyn (1974) ECR 1338, esp. p. 1348, para. 12.

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  186. ibid.

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  187. See Usher 1981, p. 23.

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  188. See 152/84 Marshall (1986) ECR 723, esp. p. 724, para. 4.

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  189. ibid., esp. p. 749, para. 48 and C-91/92 Faccini Dori (1994) ECR I-3325, esp. p.1–3355, para. 20.

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  190. See Haapaniemi, pp. 6–18 and 84–105, Maunu, pp. 333–342 or Raitio 1999a, pp. 82–101 and, e.g. the cases C-72/95 Kraaijeveld (1996) ECR I-5403 and C-76/97 Tögel (1998) ECR I-5357.

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  191. See Kapteyn p. 526 and the cases 28/67 Molkerei-Zentrale (1968) ECR 143, esp. p. 156 or 43/75 Defrenne v Sabena (1976) ECR 455, esp. p. 471 compared with p. 474, para. 24.

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  192. See 111/75 Mazzalai (1976) ECR 657, esp. p. 665, para. 7/9, in which the ECJ stated: “Under Article 177, the Court of Justice has jurisdiction to give preliminary rulings concerning the interpretation of acts of the institutions of the Community, regardless of whether they are directly applicable.”

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  193. See Bebr 1970, p. 257, Winter, pp. 425–438, Dashwood, pp. 229–245, Toth 1978, pp. 61–64, Usher 1981, pp. 23–25, Prechal, pp. 246–305 or the discussion in the FIDE Congress 1998 on which see Timmermans, pp. 16–37 and Barav, 418–458.

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  194. See Timmermans, pp. 18–21.

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  195. See 32/74 Haaga (1974) ECR 1201, esp. pp. 1207–1208, 111/75 Mazzalai (1976) ECR 657, esp. p. 665, para. 10/11 or 51/76 Verbond van Nederlandse Ondernemingen (1977) ECR 113, esp. p. 127, para. 29. toi See 14/83 Von Colson (1984) ECR 1891, esp. p. 1906, para. 14 and 79/83 Harz (1984) ECR 1921, esp. p. 1939, para. 14.

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  196. See 14/83 Von Colson (1984) ECR 1891, esp. p. 1909, para. 26.

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  197. See 157/86 Mary Murphy (1988) ECR 673, esp. p. 690, para. 11, in which the judgment was given in the context of Article 141 EC (ex-Article 119 EC).

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  198. See 14/83 Von Colson (1984) ECR 1891, esp. p. 1909, para. 28.

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  199. See C-106/89 Marleasing (1990) ECR I-4135, esp. p. 1–4159, para. 8.

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  200. See 80/86 Kolpinghuis (1987) ECR 3969, esp. p. 3986, para. 13.

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  201. See Ojanen 1993, p. 100 and Raitio 1994, p. 101.

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  202. See 14/86 Pretore di Salo (1987) ECR 2545, esp. p. 2570, paras. 18–20, 80/86 Kolpinghuis (1987) ECR 3969, esp. p. 3987, para. 13 and C-168/95 Arcaro (1996) ECR I-4705, esp. p. 4730, para. 42.

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  203. See C-334/92 Wagner Miret (1993) ECR I-6911, esp. p. 1–6932, para. 21. In the 1990s the ECJ has thus used the term `principle’ in the context of the indirect effect.

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  204. See C-177/88 Dekker (1990) ECR I-3941, esp. p. 1–3975, para. 23.

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  205. See Raitio 1999a, pp. 90–101 about cases C-188/95 Fantask (1997) ECR I-6783 and C-72/95 Kraaijeveld (1996) ECR I-5403.

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  206. See 33/76 Rewe-Zentral (1976) ECR 1989, esp. p. 1997, para. 5.

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  207. See C-213/89 Factortame (1990) ECR I-2433, esp. p. I-2473¡ªI-2474.

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  208. See Usher 1998a, pp. 85–87 and 222/84 Johnston (1986) ECR 1651.

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  209. See 33/76 Rewe-Zentral (1976) ECR 1989, esp. p. 1998 or 45/76 Comet (1976) ECR 2043, esp. p. 2053.

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  210. See Klami 1997, pp. 12–13.

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  211. See The sixteenth Annual Report on monitoring the application of Community law, 1998, OJ No. C 354, 7.12.1999, p. 1, esp. p. 183.

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  212. See KKO 1997: 105, D: S-96/2410; E:11.6.1997; T: 2287; A: 27.6.1997 and originally the Case L 95/1106 of the District Court at Pieksämäki (Pieksämäen käräjäoikeus), judgment No. 1975 on 19 December 1995.

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  213. See OJ No. L 61, 5.3.1977, p. 26.

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  214. See more specifically Raitio-Aalto, pp. 220 and 223–225, Raitio 2000a, pp. 311–312 and Raitio 2000b, pp. 444–445.

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  215. See Klami 1986, pp. 55–56 and Klami 1997, p. 32.

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  216. See C-6/90 and C-9/90 Francovich (1991) ECR I-5357, esp. p. I-5418..

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  217. ibid., esp. p. I–5415, para. 37. The designation as principle has been confirmed in subsequent case law, e.g. in C–46/93 and C–48/93 Brasserie du P¨ºcheur and Factortame III (1996) ECR I–1029, esp. p. I–1144–1–1145, paras. 31–32, C–392/93 British Telecommunications (1996) ECR 1–1631, esp. p. I–1667, para. 38, C–5/94 Hedley Lomas (1996) ECR I–2553, esp. p. I–2612, para. 24 and C–178/94, C–179/94, C–188/94 and C–190/94 Dillenkofer (1996) ECR I–4845, esp. pp. I–4878, para. 20.

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  218. On the background of State liability in the framework of the Treaty before the Francovichcase see Aalto 1999, pp. 35–51, Junkkari, pp. 368–369 and cases 6/60 Humblet (1960) ECR 559, esp. p. 569, 4/69 Lütticke (1971) ECR 325, esp. p. 337, para. 10, 5/71 Zuckerfabrik Schöppenstedt (1971) ECR 975, esp. p. 984, para. 11, 39/72 Commission v Italian Republic (1973) ECR 101, esp. p. 112, para. 11, 60/75 Russo v AIMA (1976) ECR 45, esp. p. 56, para. 9 and 83/76, 94/76, 4/77, 15/77 and 40/77 HNL (1978) ECR 1209, esp. p. 1224, paras. 5–6.

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  219. See Raitio 1998c, p. 643 and A-G L¨¦ger in C-5/94 Hedley Lomas (1996) ECR I-2553, esp. pp. I-2578-I-2581 and esp. paras. 100–106.

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  220. See C-6/90 and C-9/90 Francovich (1991) ECR I-5357, esp. p.1–5413, para. 31 and the cases 26/62 Van Gend en Loos (1963) ECR 1 or 6/64 Costa v ENEL (1964) ECR 585.

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  221. See C-6/90 and C-9/90 Francovich (1991) ECR I-5357, esp. p. 1–5414, para. 33.

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  222. ibid., esp. p. 1–5415, para. 42 and the cases 60/75 Russo v AIMA (1976) ECR 45, 33/76 Rewe-Zentral (1976) ECR 1989 and 158/80 Rewe v Hauptzollamt Kiel (1981) ECR 1805.

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  223. See Aalto 1999, p. 35 or Cappelletti, pp. 64–65.

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  224. See C-6/90 and C-9/90 Francovich (1991) ECR I-5357, esp. p. I-5415, para. 40.

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  225. See C-46/93 and C-48/93 Brasserie du P¨ºcheur and Factortame III (1996) ECR I-1029, esp. p. I-1149, para. 51.

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  226. See C-178/94, C-179/94, C-188/94 and C-190/94 Dillenkofer (1996) ECR I-4845, esp. p. I-4891 and comment in Jarvis, p. 396.

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  227. See Tuori 1997a, p. 319.

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  228. The principle of proportionality has frequently been defined as a general principle in some textbooks such as Craig-de B¨²rca, p. 340, Eerola -Mylly -Saarinen, p. 110 or Steiner, p. 65. See also case 8/55 F¨¦d¨¦char (1954–56) ECR 292, esp. p. 302.

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  229. See Emiliou, p. 143.

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  230. See 43, 45 and 48/59 Lachmüller (1960) ECR 463, esp. p.472, in which the Court states that Article 230 EC (ex-Article 173 EC) lays down the general principle that the European Court of Justice shall review the legality of the acts of the Commission other than recommendations and opinions. As a background reasoning for the acts of invalidity can therefore be held the principle of legality, which in turn can be viewed as a general principle of law.

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  231. See C-44/89 von Deetzen (1991) ECR I-5119, esp. p. 5155.

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  232. See Tähti p. 461 and cases 1/72 Frilli (1972) ECR 457, 152/73 Sotgiu (1974) ECR 153 and 168/82 Ferriere Sant’Anna (1983) ECR 1681. After the Treaty of Amsterdam this applies to the principle of equality as well, because the scope of non-discrimination was enlargened by Article 13 of the new EC Treaty. The non-discrimination principle can be perceived as a specific enunciation of the general principle of equality.

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  233. See, e.g. 29/69 Stauder v City of Ulm (1969) ECR 419, esp. p. 423.

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  234. See Tuori 1992, pp. 451–464.

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  235. See references to Article 10 EC in 6/64 Costa v. ENEL (1964) ECR 585, esp. p. 594, 33/76 Rewe-Zentral (1976) ECR 1989, esp. p. 1997, para. 5, 79/83 Harz (1984) ECR 1921, esp. pp. 1921–1922, 152/84 Marshall (1986) ECR 723, esp. p. 747, para. 41,C-213/89 Factortame (1990) ECR I-2433, esp. p. I-2473, para 19, C-106/89 Marleasing (1990) ECR I-4135, esp. p. I-4159, para. 8, C-6/90 and C-9/90 Francovich (1991) ECR I-5357, esp. p. I-5414, para. 36, 91/92 Faccini Dori (1994) ECR I-3325, esp. p. I-3357, para. 26, C-430/93 and C-431/93 van Schijndel (1995) ECR I-4705, esp. p. I-4736, para. 14.

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  236. See 79/83 Harz (1984) ECR 1921.

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  237. See 33/76 Rewe-Zentral (1976) ECR 1989, esp. p. 1997, 45/76 Comet 1976) ECR 2043, esp. p. 2053, 199/82 San Giorgio (1983) ECR 3595, esp. pp. 3613–3614 and C-213/89 Factortame (1990) ECR I-2433, esp. p. 1–2473, para. 19.

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  238. See Mäenpää, pp. 193–200.

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  239. On an elaborate division of human or fundamental rights, see Siltala 200 lb, pp. 739–743.

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  240. See Geddes, p. 107. According to Geddes the right to privacy is not strictly a right which is derived from the general principles of Community law, but is akin to such a right.

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  241. ibid., pp. 105–110. By rights of natural justice he refers to the right to legal representation, protection from self-incrimination, confidentiality of communication between lawyer and client, the right to be heard before a decision affecting the individual concerned is made and the right to be given reasons for that decision as well as the right to an effective judicial remedy.

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  242. See Joutsamo-Aalto-Kaila-Maunu 1996, pp. 21, 28–46 in comparison with JoutsamoAalto-Kaila-Maunu 2000, pp. 21, 27–43. In the latter Joutsamo has added the requirements of Rechtstaat,or the principle of legality, in his list of leading principles of EC law. On the other hand, he has labelled the principle of subsidiarity as a competence principle.

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  243. See Usher 1998a, p. 12.

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  244. See Hartley 1998, p. 130, Barling-Davies-Stratford, p. 80 and Tähti, pp. 479–481.

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  245. See Arnull 1990, p. 1 and footnote 2, in which he has listed some examples of the literature dealing with the general principles. He has referred to the English literature with one exception, namely the fourth edition of the Schermers ¡ª Waelbroeck published in 1987.

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  246. See Tähti, p. 483 in comparison with Arnull 1990, p. 2. Tähti has referred to Arnull, who actually does not treat the case law of the ECJ in such a literal way as Tähti seems to think. Hence Arnull finds it necessary to study how the ECJ may be influenced by general principles of EC law even where it does not refer to them expressly. According to Arnull, one has to identify not only those areas where particular general principles have played an important role in the development of EC law, but also those in which their impact has been barely perceptible.

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  247. See C-309/89 Codorniu (1994) ECR I-1853.

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  248. See 26/62 Van Gend en Loos (1963) ECR 1, esp. p. 12.

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  249. See Tuori 1998, p. 1008.

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  250. See Tähti p. 506 and Makkonen 1968, p. 144. Tähti has referred to Makkonen to illustrate the imprecision of the general principles. Makkonen has described the general principles as a sea without a shore.

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  251. See C-291/96 Criminal Proceedings against Martino Grado and Shahid Bashir (1997) ECR I-5531.

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  252. See Usher 1998a, p. 8.

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  253. See Joutsamo 1987, pp. 33–49.

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  254. See Letto-Vanamo, pp. 57–58 and pp. 147–159. The Nordic legal culture could, according to her, form the fourth legal culture in EC.

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  255. See 14/61 Hoogovens (1962) ECR 253, esp. pp. 283–284 in which the A-G Lagrange states that the Court is not content to adopt a common denominator between the different systems but chooses from each Member States those solutions which, having regard to the objects of the Treaty, appear to be the best. See also, e.g. 222/83 Differdange v. Commission (1984) ECR 2889, esp. p. 2895, para 5 or 155/79 AM and S v Commission (1982) ECR 1575, esp. pp. 1605–1609 (privacy).

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  256. See Klami 1992, pp. 841–852, esp. p. 843.

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  257. See Tähti, pp. 443–447.

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  258. See the Factortame II case C-221/89 Factortame (1991) ECR I-3905, esp. p. 3964. 263 See 152/73 Sotgiu (1974) ECR 153, esp. p. 162.

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  259. See C-294/89 Commission y French Republic (1991) ECR I-3591, esp. p. I-3605.

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  260. See 63/86 Commission y Italian Republic (1988) ECR 29, esp. p. 53.

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  261. See 13/61 Bosch (1962) ECR 45, esp. p. 52 and C-323/88 Sermes (1990) ECR I-3027, esp. p. 1–3050.

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  262. See Kapteyn, p. 526.

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  263. See Tähti, p. 445.

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  264. On `the dimension of weight’ see Dworkin 1978, pp. 26–28.

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  265. See Dauses, p. 407.

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  266. See Kelsen 1970, pp. 221–222 or Kelsen 1960, p. 228, respectively.

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© 2003 Springer Science+Business Media Dordrecht

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Raitio, J. (2003). The Sources, Objectives and Principles of EC Law. In: The Principle of Legal Certainty in EC Law. Law and Philosophy Library, vol 64. Springer, Dordrecht. https://doi.org/10.1007/978-94-017-0353-6_4

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  • DOI: https://doi.org/10.1007/978-94-017-0353-6_4

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