Abstract
Four lines of evidence out of physics would seem to have direct relevance to the question, how did the universe come into being? (1) Gravitational collapse speaks for the mutability of the laws and structure of physics. (2) No way is evident how physics can bottom out in a smallest object or most basic field or continue on to forever greater depths; and the third possibility presents itself that the observer himself closes up full circle the links of interdependence between the successive levels of structure. (3) What is the explanation for the ‘anthropic principle’ of Dicke and Carter? Carter’s ‘ensemble of universes’, in only a very small fraction of which life and consciousness are possible? Or is the very mechanism for the universe to come into being meaningless or unworkable or both unless the universe is guaranteed to produce life, consciousness and observership somewhere and for some little time in its history-to-be? (4) The quantum principle shows that there is a sense in which what the observer will do in the future defines what happens in the past - even in a past so remote that life did not then exist, and shows even more, that ‘observership’ is a prerequisite for any useful version of ‘reality’. One is led by these considerations to explore the working hypothesis that ‘observership is the mechanism of genesis’. Testable, ‘falsifiable’, consequences may never flow from this concept unless and until one discovers how to derivefrom it the existence and structure of quantum mechanics.
Preparation for publication assisted in part by National Science Foundation Grant GP30799X to Princeton University.
Invited contribution given August 30, 1975 at the Fifth International Congress of the Division of Logic, Methodology and History of Science of the International Union of History and Philosophy of Science at the University of Western Ontario, London, Ontario, originally under the title, “How Did the Universe Come Into Being: Forever Beyond Explanation?”, as updated for publication March 15, 1976 in the light of many much appreciated discussions both at the London meeting and after similar presentations (also under the original title) at the University of Florida, Gainesville, January 26, 1976; the University of Waterloo, Ontario, January 29; and the Columbia University Seminar on the Philosophy of Science, New York City, January 30. A portion of the present report was presented (in reoriented form) at the annual meeting of the American Association for the Advancement of Science, February 23, 1976, under the titIe, “What is Missing from the Quantum Story?”
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Preview
Unable to display preview. Download preview PDF.
Bibliography
Alfvén, H., and G. Arrhenius, 1975, The Structure and Evolutionary History of the Solar System, Reidel, Dordrecht.
Allen, C, W., 1964, Astrophysical Quantities, The Athlone Press, University of London, London (second edition 1964).
Bastin, T., ed., 1971, Quantum Theory and Beyond, Cambridge University Press [cited under Weizsäcker (1971)].
Bekenstein, J., 1972a, “Nonexistence of baryon number for static black holes”, Phys. Rev. D5, 1239–1246.
Bekenstein, J., 1972b, “Nonexistence of baryon number for static black holes, II”, Phys. Rev. D5, 2403–2412.
Belinsky, V. A., E. M. Lifshitz and I. M. Khalatnikov, 1971, “Oscillatory mode of approach to a singularity in homogeneous cosmological models with rotating axes”, Zh. Eksp. & Teor. Fiz. 60, 1969–1979.
English trans, in Sov. Phys. — JETP 33, 1061-1066 (1971).
Bohr, N., 1949, “Discussion with Einstein on epistemological problems in atomic physics”, pp. 201-241 in Schilpp (1949); reprinted in Bohr (1958), pp. 32-66.
Bohr, N., 1958, Atomic Physics and Human Knowledge, John Wiley and Sons, New York.
Bohr, N., 1963, Essays 1958–1962 on Atomic Physics and Human Knowledge, Wiley-Interscience, New York.
Carter, B., 1974, “Large number coincidences and the anthropic principle in cosmology”, in M. S. Longair (1974), pp. 291-298.
Collins, C. B., and S. W. Hawking, 1973a, “The rotation and distortion of the universe”, Mon. Not. Roy. Astron. Soc. 162, 307–320.
Collins, C. B., and S. W. Hawking, 1973b, “Why is the universe isotropic”, Astrophys. J. 180, 317–334.
Criss, T. B., R. A. Matzner, M. P. Ryan, Jr. and L. C. Shepley, 1975, “Modern theoretical and observational cosmology”, in Shaviv, G. and J. Rosen (1975), 33-107.
Darwin, C., 1863, March 29 letter from Down to Joseph Dalton Hooker; in Darwin, F. (1919), p. 203. Warm appreciation is expressed to Frederick Burckhardt for locating this source of the cited passage.
Darwin, F., ed., 1919, The Life and Letters of Charles Darwin, Including an Autobiographical Chapter, Appleton, New York and London.
Debever, R., ed., 1974, Astrophysics and Gravitation; Proceedings of the Sixteenth Solvay Conference on Physics, Editions de l’Université de Bruxelles, Brussels.
Dicke, R. H., 1961, “Dirac’s cosmology and Mach’s principle”, Nature 192, 440–441.
Eigen, M., and R. Winkler, 1975, Das Spiel; Naturgesetze steuern den Zufall, München, Piper.
Einstein, A., B. Podolsky, and N. Rosen, 1935. “Can quantum-mechanical description of physical reality be considered complete”, Phys. Rev. 47, 777–780.
Ellis, G. F. R. and A. R. King, 1974, “Was the big bang a whimper?”, Comm. Math. Phys. 38, 119–156.
Finkelstein, D., G. Frye and L. Susskind, 1974, “Space-time code V”, listed as “Phys. Rev., to be published, 1974”; June 1974 preprint of D. Finkelstein, “Space-time code, VI”; and prior papers of D. Finkelstein cited in V.
Føllesdal, D., 1975, “Meaning and experience”, pp. 25-44 in S. Guttenplan, ed., 1975.
Freedman, S. J., and R. A. Holt, 1975, “Test of local hidden-variable theories in atomic physics”, Comments Atom. Mol. Phys. 5, 55–62.
Gott, J. R. III, J. E. Gunn, D. N. Schramm and B. M. Tinsley, 1974, “An unbound universe?,” Astrophys. J. 194, 543–553.
Guttenplan, S., ed., 1975, Mind and Language, Clarendon Press, Oxford [cited under Føllesdal (1975)].
Hartle, J. B., 1971, “Long-range neutrino forces exerted by Kerr black holes”, Phys. Rev. D3, 2938–2940.
Hartle, J. B., 1972, “Can a Schwarzschild black hole exert long-range neutrino forces?” in Klauder 1972.
Hawking, S. W., 1975, “Particle creation by black holes”, Commun. Math. Phys. 43, 199.
Hawking, S. W., and R. Penrose, 1969, “The singularities of gravitational collapse and cosmology”, Proc. Roy. Soc. London A314, 529–548.
Henderson, L. J., 1913, The Fitness of the Environment, Macmillan, New York; 1958 reprint, with an introduction by George Wald, Beacon Press, Boston.
Hojman, S. A., K. Kuchař and C. Teitelboim, 1973, “New approach to general relativity”, Nature Physical Science 245, 97–98.
Hooker, C. A., ed., 1973, Contemporary Research in the Foundations and Philosophy of Quantum Theory, Reidel, Dordrecht [cited under Wigner (1975)].
Hume, D., 1779, Dialogues Concerning Natural Religion, Robinson, London; 1947 reprint by Thomas Nelson, London; U.S. edition thereof, Bobbs-Merrill, Indianapolis and New York; p. 148 in latter edition. I thank Wesley Salmon for this reference.
Isham, C. J., R. Penrose and D. W. Sciama, eds. 1975, Quantum Gravity; an Oxford Symposium, Clarendon Press, Oxford [cited under Patton and Wheeler (1975)].
Israel, W., ed. 1973, Relativity, Astrophysics and Cosmology, Reidel, Dordrecht and Boston [cited under Kuchař (1973)].
James, W., 1911, Some Problems of Philosophy, New York, pp. 38-40. I owe this quotation to Gary Miller.
Jammer, M., 1974, The Philosophy of Quantum Mechanics, Wiley, New York.
Klauder, J., ed., 1972, Magic without Magic: John Archibald Wheeler, W. H. Freeman, San Francisco [cited under Hartle (1972)].
Knox, R., undated, limerick quoted in Bertrand Russell, A History of Western Philosophy, p. 648.
Kuchař, K., 1973, “Canonical quantization of gravity”, in Israel (1973).
Kuchař, K., 1974, “Geometrodynamics regained: a Lagrangian approach”, J. Math. Phys. 15, 708–715.
Landau, L. and E. Lifshitz, 1951, The Classical Theory of Fields, translated by M. Hamermesh, Addison-Wesley, Reading, Mass.
Longair, M. S., ed., 1974, Confrontation of Cosmological Theories with Observational Data, I.A.U., Reidel, Dordrecht, [cited under Carter (1974) and Penrose (1974)].
Misner, C. W., K. S. Thorne and J. A. Wheeler, 1973, Gravitation, Freeman, San Francisco.
Misner, C. W. and A. H. Taub, 1968, “A singularity-free empty universe”, Zh. Eksp. & Teor. Fiz. 55, 233. English original in Sov. Phys.— JETP 28, 122, 1969.
Mehra, J., ed., 1973, The Physicist’s Conception of Nature, Reidel, Dordrecht [cited under Wheeler (1973)].
Oort, J. H., 1958, “Distribution of galaxies and the density of the universe”, in Onzième Conseil de Physique Solvay: La Structure et l’évolution de l’univers, Editions Stoops, Brussels.
Oparin, A. I., 1938, The Origin of Life, … with annotations by Sergius Morgulis, New York, Macmillan.
Ostriker, J. P., P. J. E. Peebles, and A. Yahil, 1974, “The size and mass of galaxies and the mass of the universe,” Astrophys. J. Lett. 193, L1–4.
Ostriker, J. P., and P. J. E. Peebles, 1973, “A numerical study of the stability of flattened galaxies; or, can cold galaxies survive?”, Astrophys. J. 186, 467–480.
Patton, C. M., and J. A. Wheeler, 1975, “Is physics legislated by cosmogony?,” pp. 538-605 in Isham, C. J. et al., eds., 1975. This paper lays out for study the idea that the universe is ‘a self-excited circuit’ in which the universe gives rise to the observer and the observer—in development of the ideas of quantum mechanics — gives a meaningful existence to the universe. It recalls the concept of Parmenides of Elia that “what is … is identical with the thought that recognizes it” and the concept of George Berkeley “To be is to be perceived”. However, through the kindness of Prof. B. Kanitscheider and Prof. Baumgartner of the University of Giessen, I have since learned that already in the writings of the philosopher F. W. J. von Schelling (1775–1854) there is an earlier statement, in older language, of the present thesis—as Prof. Kanitscheider puts it — “dass das Universum von vornherein ein ihm immanentes Ziel, eine teleologische Struktur, besitzt und in allen seinen Produkten auf evolutionäre Stadien ausgerichtet ist, die schliesslich die Hervorbringung von Selbstbewusstsein einschliessen, welches dann aber wiederum den Entstehungsprozess reflektiert und diese Reflexion ist die notwendige Bedingung für die Konstitution der Gegenstände des Bewusstseins.” For details he cites M. Schröter (ed.), 1958–1959, Schellings Werke, nach der Originalausgabe in neuer Anordnung herausgegeben, München, Beck, in 6 vols. See especially, in Vol. 5, his ‘Darstellung des Natur-processes’ (fragment of a series of lectures on the principles of philosophy given at Berlin the winter of 1843–1844, from the handwritten literary remains), particularly these words from pp. 428-430: “… Hessen wir die Idee auseinander treten in ihre Momente, damit sie durch Wiederkehr in die Einheit sich verwirkliche. Das Auseinandergehen und successiv Wiedereinswerden dieser Momente ist die Natur. Die Wiederherstellung der Einheit ist ihr Ende und der Zweck der Natur. Die Wiederherstellung der Einheit ist die Verwirklichung der Idee. Die verwirklichte Idee ist der Mensch, und er ist die Intention nach nur diese … der Mensch hat keinen Zweck, denn er ist selbst Zweck, er ist nur, um Bewusstsein zu sein, und das Bewusstsein ist der Zweck; der Mensch ist also nichts als Bewusstsein, und nicht noch etwas anderes … Zu dem Menschen hat das gesammte Weltall mitgewirkt … Weil er das Existirende ist, so waren alle Potenzen des Universums, alle diese getrennten Momente bestimmt, in ihm als in der letzten Einheit zusammenzugehen … der Mensch ist … nicht speciell ein Produkt der Erde — er ist ein Produkt des ganzen Processes — nicht die Erde allein, das ganze Weltall ist bei ihm betheiligt, und wenn aus der Erde, so ist er, … doch nicht ausschliesslich für sie, er ist für alle Sterne, denn er ist für das Weltall, als Endzweck des Ganzen, erschaffen. Wenn er als locales Wesen erscheint, so ist er diess nicht ursprünglich, er ist localisirt worden: wie? diess muss durch die Folge sich zeigen. Er ist, wie gesagt, das universale Wesen, und sollte daher nicht an einem bestimmten Punkt, er sollte im Ganzen wohnen …”
Penrose, R., 1974, “Singularities in cosmology”, in Longair, M. S. (1974), 263-272.
Regge, T., 1971, “S-matrix theory of elementary particles”, pp. 395-402 in Verde, M., ed. 1971; see p. 398 for the cited proposal.
Roger, J., 1963, Les Sciences de la Vie dans la Pensée Française, Armand Colin, Paris. See p. 101 for the reference to Jean-Baptiste von Helmont, 1648, Onus medicineand the story of the mouse. I owe this reference to the kindness of Thomas Hankins.
Schilpp, P. A., ed., 1949, Albert Einstein: Philosopher-Scientist, Library of Living Philosophers, Evanston, Illinois and subsequent paperback reprints elsewhere; cited under Bohr (1949).
Shaviv, G. and J. Rosen, eds., 1975, General Relativity and Gravitation; Proceedings of the Seventh International Conference (GR1), Tel-Aviv University, June23–28, 1974, Wiley, New York [cited under Criss et al. (1975) and under Wheeler (1975b)].
Teitelboim, C., 1972a, “Nonmeasurability of the baryon number of a black hole”, Let. al Nuovo Cimento 3, 326–328.
Teitelboim, C., 1972b, “Nonmeasurability of the lepton number of a black hole”, Let. al Nuovo Cimento 3, 397–400.
Teitelboim, C., 1972c, “Nonmeasurability of the quantum numbers of a black hole”, Phys. Rev. D5, 2941–2954.
Teitelboim, C., 1973a, “How commutators of constraints reflect the spacetime structure”, Ann. Phys. 79, 542–557.
Teitelboim, C., 1973b, “The Hamiltonian structure of spacetime”, Ph.D. thesis, Princeton University.
Verde, M., 1971, Atti del Convegno Mendeleeviano; “Periodicità e Simmetrie nella Struttura elementare della Materia”, Accademia delle Scienze di Torino, Torino, [cited under Regge (1971)].
Weber, J. and J. A. Wheeler, 1957, “Reality of the cylindrical gravitational waves of Einstein and Rosen”, Rev. Mod. Phys. 29, 509–515.
Weizsäcker, C. F. von, 1971, “The Copenhagen interpretation”, pp. 25-31 (cf. p. 26 for the cited quote) in T. Bastin, ed., 1971.
Wheeler, J. A., 1971, “Transcending the law of conservation of leptons”, Atti del Convegno Internazionale sul Tema: The Astrophysical Aspects of the Weak Interactions, Roma, Accademia Nazionale dei Lincei, 133–164.
Wheeler, J. A., 1973, “From relativity to mutability”, pp. 202-247 in Mehra, ed. (1973).
Wheeler, J. A., 1974, “The black hole”, pp. 279-316 in Debever, ed. (1974).
Wheeler, J. A., 1975, “Conference summary: more results than ever in gravitation physics and relativity”, pp. 299-344 in Shaviv and Rosen, eds. (1975).
Wigner, E. P., “Epistemological perspective on quantum theory”, pp. 369-385 in Hooker, ed. (1973).
Author information
Authors and Affiliations
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 1977 D. Reidel Publishing Company, Dordrecht, Holland
About this chapter
Cite this chapter
Archibald Wheeler, J. (1977). Genesis and Observership. In: Butts, R.E., Hintikka, J. (eds) Foundational Problems in the Special Sciences. The University of Western Ontario Series in Philosophy of Science, vol 10. Springer, Dordrecht. https://doi.org/10.1007/978-94-010-1141-9_1
Download citation
DOI: https://doi.org/10.1007/978-94-010-1141-9_1
Publisher Name: Springer, Dordrecht
Print ISBN: 978-94-010-1143-3
Online ISBN: 978-94-010-1141-9
eBook Packages: Springer Book Archive