Skip to main content

Part of the book series: Text, Speech and Language Technology ((TLTB,volume 22))

Abstract

In this paper we consider how control (initiative) is managed in task-oriented dialogues. We propose that control is subordinate to discourse structure. The initiator of a discourse structure segment has control for the entire segment, except occasionally when the non-initiator takes control briefly, then control generally reverts immediately back to the segment initiator, or a new block begins. In analyzing dialogues from the TRAINS corpus we find that inside a segment initiated by one speaker, the other speaker only makes two types of contributions: collaborative completions, in which the non-initiator helps the segment initiator achieve their goal of completing an utterance, and short contributions to the discourse segment purpose. The proposal has important implications for dialogue management: a system only needs to model intentional structure, from which control follows.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 129.00
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 169.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 169.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Preview

Unable to display preview. Download preview PDF.

Unable to display preview. Download preview PDF.

References

  • J. Allen, L. Schubert, G. Ferguson, P. Heeman, C. Hwang, T. Kato, M. Light, N. Martin, B. Miller, M. Poesio, and D. Traum. 1995. The Trains project: A case study in building a conversational planning agent. Journal of Experimental and Theoretical AI, 7:7–48.

    Article  Google Scholar 

  • A. Anderson, M. Bader, E. Bard, E. Boyle, G. Doherty, S. Garrod, S. Isard, J. Kowtko, J. McAllister, J. Miller, C. Sotillo, H. Thompson, and R. Weinert. 1991. The HCRC map task corpus. Language and Speech, 34(4):351–366.

    Google Scholar 

  • J. Chu-Carroll and M. Brown. 1997. Tracking initiative in collaborative dialogue interaction. In Proceedings of the 35th Annual Meeting of the Association for Computational Linguistics.

    Google Scholar 

  • H. Clark and D. Wilkes-Gibbs. 1986. Referring as a collaborative process. Cognition, 22:1–39.

    Article  Google Scholar 

  • P. Cohen and H. Levesque. 1994. Preliminaries to a collaborative model. Speech Communication. 15(3–4): 265–274, December.

    Article  Google Scholar 

  • M. Core and J. Allen. 1997. Coding dialogs with the DAMSL annotation scheme. In Working notes of the AAAI Fall Symposium on Communicative Action in Humans and Machines.

    Google Scholar 

  • G. Flammia. 1998. Discourse segmentation of spoken dialogue: an empirical approach. Doctoral dissertation, Department of Electrical and Computer Science, Massachusetts Institute of Technology.

    Google Scholar 

  • J. Godfrey, E. Holliman, and J. McDaniel. 1992. SWITCHBOARD: Telephone speech corpus for research and development. In Proceedings of the International Conference on Audio, Speech and Signal Processing (ICASSP), pages 517–520.

    Google Scholar 

  • B. Grosz and C. Sidner. 1986. Attention, intentions and the structure of discourse. Computational Linguistics, 12(3): 175–204.

    Google Scholar 

  • P. Harrison, S. Abney, E. Black, D. Flickinger, C. Gdaniec, R. Grishman, D. Hindle, B. Ingria, M. Marcus, B. Santorini, and T. Strzalkowski. 1991. Evaluating syntax performance of parser/grammars of English. In Proceedings of the Workshop on Evaluating Natural Language Processing Systems, 29th Annual Meeting of the Association for Computational Linguistics, Berkeley, CA, pages 71–77.

    Google Scholar 

  • P. Heeman and J. Allen. 1995. The Trains spoken dialog corpus. CD-ROM, Linguistics Data Consortium, April.

    Google Scholar 

  • P. Heeman, F. Yang and S. Strayer. 2002. DialogueView: Towards better visualization of dialogue behavior. Submitted for publication.

    Google Scholar 

  • A. Isaard and J. Carletta. 1995. Transaction and action coding in the MapTask Corpus Research Paper HCRC/RP-65

    Google Scholar 

  • P. Linell. 1998. Approaching dialogue: Talk, interaction and contexts in analogical perspectives. John Benjamins Publishing Company, Amsterdam.

    Google Scholar 

  • C. Nakatani, B. Grosz, D. Ahn, and J. Hirschberg. 1995. Instructions for annotating discourse. Technical Report 21–95, Center for Research in Computing Technology, Harvard University, Cambridge MA, September.

    Google Scholar 

  • C. Nakatani and D. Traum. 1999 Coding discourse structure in dialogue (version 1.0) Technical Report UMIACS-TR-00-03, University of Maryland

    Google Scholar 

  • D. Novick and S. Sutton. 1997. What is mixed-initiative interaction? Papers from the 1997 AAAI Spring Symposium on Computational Models for Mixed Initiative Interaction.

    Google Scholar 

  • R. Passonneau and D. Litman. 1997. Discourse segmentation by human and automated means. Computational Linguistics, 103–139.

    Google Scholar 

  • E. Schegloff and H. Sacks. 1973. Opening up closings. Semiotica, 7:289–327.

    Google Scholar 

  • D. Schiffrin. 1987. Discourse Markers. Cambridge University Press, New York.

    Book  Google Scholar 

  • R. Smith and S. Gordon. 1997. Effects of variable initiative on linguistic behavior in human-computer spoken natural language dialogue. Computational Linguistics, 23(1):141–168.

    Google Scholar 

  • A. Stent. 2000 Rhetorical structure in dialog, in Proceedings of the 2nd International Natural Language Generation Conference (INLG 2000), June 2000. Student paper.

    Google Scholar 

  • S. Strayer and P. Heeman. 2001. Reconciling Initiative and Discourse Structure. In Proceedings of the 2nd SIGdial Workshop on Discourse and Dialogue, pages 153–161.

    Google Scholar 

  • D. Traum and E. Hinkelman. 1992. Conversation acts in task-oriented spoken dialogue. Computational Intelligence, 8(3):575–599. Special Issue on Non-literal language.

    Article  Google Scholar 

  • D. Traum and C. Nakatani. 1999. A two-level approach to coding dialogue for discourse structure: Activities of the 1998 working group on higher-level structures. In Proceedings of the ACL’99 Workshop Towards Standards and Tools for Discourse Tagging, pages 101–108, June.

    Google Scholar 

  • M. Walker and S. Whittaker. 1990. Mixed initiative in dialogue: An investigation into discourse segmentation. In Proceedings of the 28th Annual Meeting of the Association for Computational Linguistics, pages 70–78.

    Google Scholar 

  • S. Whittaker and P. Stenton. 1988. Cues and Control in Expert Client Dialogues. In Proceedings of the 26th Annual Meeting of the Association for Computational Linguistics. pages 123–130.

    Google Scholar 

  • F. Yang, P. Heeman and S. Strayer 2002 ACT: A graphical comparison tool In Proceedings of the 7th International Conference on Spoken Lang

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2003 Springer Science+Business Media Dordrecht

About this chapter

Cite this chapter

Strayer, S.E., Heeman, P.A., Yang, F. (2003). Reconciling Control and Discourse Structure. In: van Kuppevelt, J., Smith, R.W. (eds) Current and New Directions in Discourse and Dialogue. Text, Speech and Language Technology, vol 22. Springer, Dordrecht. https://doi.org/10.1007/978-94-010-0019-2_14

Download citation

  • DOI: https://doi.org/10.1007/978-94-010-0019-2_14

  • Publisher Name: Springer, Dordrecht

  • Print ISBN: 978-1-4020-1615-8

  • Online ISBN: 978-94-010-0019-2

  • eBook Packages: Springer Book Archive

Publish with us

Policies and ethics