Abstract
The work of an epistemic community, of academics and of practitioners, like a European network on time-oriented policies, refers, implicitly or explicitly, to the diffusion of ideas and good practices. However, the term ‘good practice’ is ambiguous, as it implies – for subject with learning and transfer objectives – relying on others’ accounts, which often are poor as they leave out significant causal factors (e.g. characteristics internal or/and external to organisations).
With the objective to clarify the theoretical opportunities in studying and to represent good practices in a learning perspective, this contribution presents, initially, a brief review of the public policy literature on lesson drawing and policy transfer. After that, it discusses a proposal to develop an approach based on the theory of causal mechanisms, useful to pursue an extrapolation strategy to adapt good practices in cases characterised by a different context in comparison with the original experience. Finally, a sketched case is illustrated, related to time-oriented projects by the Milan Law Court (Tribunale di Milano).
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Notes
- 1.
- 2.
See Gilardi and Radaelli (2012); May (1992); public policy literature, in the context of very different fields of research, defines learning in four categories: reflexive social learning, instrumental learning, political learning and symbolic learning. For a review, see Freeman (2006) and Grin and Loeber (2007).
- 3.
One of the characteristics of smart practices is ‘getting something for nothing’: ‘Contrary to the dictum that there is no such thing as a free lunch, creative policymakers and policy implementors invest quite a lot of energy in looking for just such comestibles’ (Bardach 2009, p. 96). Here Bardach wants to demonstrate the existence of such practices that cost nothing or relatively little and are highly beneficial nonetheless. See also, for a comparison between Bardach’s proposals and other best practices literature, Veselý (2011).
- 4.
In Bardach and Barzelay writing, the term ‘target-site’ identifies institutions whose working is to be improved, and the term ‘source-site’ identifies institutions providing inspiration for such expected change.
- 5.
See also Bulmer et al. (2007).
- 6.
There is a specific literature about learning and policy learning. See Bardach (2004), Barzelay (2007), Schneider and Ingram (1988), Radaelli (2000), Gilardi and Radaelli (2012);, Zito and Schout (2009), Sahlin-Andersson (2003), Sahlin and Wedlin (2008). See, also, Brunsson (2006) four learning models: rational analysis, emulation, experience and following the rules (tradition).
- 7.
As Rose notes, there is a difference between good practice analysis and the more general objectives of lesson drawing or learning from comparative public policy: ‘Concentrating attention exclusively on best practice overlooks the benefits of learning from worst practice. A better understanding of the causes of failure in other countries can help governors avoid politically fatal mistakes’. See Rose (2005), p. 39. Furthermore, there is a difference between the analysis of best practices and benchmarking. The latter not only deals with the best cases but also with alternative ways of solving a problem (id. 39).
- 8.
- 9.
The simplest image of convergence is that of a number of lines converging on a point. In institutional and administrative terms, this could be thought of as many different jurisdictions adopting similar – or even identical – organisational forms, procedures, processes and instruments. See Pollitt (2000, p. 474), (2002) and (2007), Olsen and Peters (1996), Sahlin-Andersson (2003), Christensen and Lægreid (2003), OECD (2009).
- 10.
Utility refers to the results and impacts obtained by a programme/project in relation to broader societal and economic needs. Utility is a very particular evaluation criterion as it makes no reference to the official objectives of the programme/project. It may be judicious to formulate a question of utility when the objectives of a programme/project have been badly defined or when there are many unexpected impacts.
- 11.
The Common Assessment Framework is the model of organisational self-assessment promoted by the European Community for European public administrations. See Eipa (European Institute of Public Administration) (2006).
- 12.
- 13.
See also the proposal of Dolowitz and Marsh, who distinguish among copying (which involves direct and complete transfer), emulation (which involves transfer of the ideas behind the policy or programme), combinations (which involves mixtures of several different policies) and inspiration (where policy in another jurisdiction may inspire a policy change, but where the final outcome does not actually draw upon the original) (Dolowitz and Marsh 2000, p. 13). See also Dolowitz and Marsh (1996), Dolowitz (2003), (2009), Bulmer et al. (2007). See for a model of isomorphic behaviours DiMaggio and Powell (1991).
- 14.
- 15.
- 16.
If we specify the apparently mild condition that individual elements are contented if at least 50 % (say) of their immediate neighbours are of their own type, and if those who are discontented according to this criterion move to the nearest spaces where they are contented, and this process is repeated until every element is contented, then Schelling showed that the result is extreme segregation, although none of the individuals required it for their contentment and their human counterparts may even have preferred less segregation (Schelling 1969, 2005).
- 17.
Dissonance is stipulated to arise when a person holds two or more ‘cognitions’ that are inconsistent with one another. See Festinger’s theory of cognitive dissonance.
- 18.
The authors underline the fact that environmental, cognitive and relational mechanisms can intertwine.
- 19.
- 20.
- 21.
Methodological aspects and models about how to conduct case studies within a causal mechanisms perspective are discussed in Barzelay and Cortàzar Velarde (2004), Cortàzar (2005), Barzelay (2007), Barzelay and Thompson (2010), Ongaro (2011). See also Abbott (2001), McAdam et al. (2003), Ragin (1987), Stake (1995) for an introduction to case study research.
- 22.
- 23.
See Tribunale di Milano (2011).
- 24.
See also Barbera (2004).
- 25.
- 26.
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Appendix A Non-exhaustive List of Causal Mechanism and Related Definitions
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Vecchi, G. (2013). Studying Good Practices to Lesson Drawing and Transfer: Introduction to the Causal Mechanisms Approach – A Proposal for Exchanges Among European Networks on Time-Oriented Policies. In: Henckel, D., Thomaier, S., Könecke, B., Zedda, R., Stabilini, S. (eds) Space–Time Design of the Public City. Urban and Landscape Perspectives, vol 15. Springer, Dordrecht. https://doi.org/10.1007/978-94-007-6425-5_18
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