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New University Governance: How the Academic Profession Perceives the Evaluation of Research and Teaching

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The Work Situation of the Academic Profession in Europe: Findings of a Survey in Twelve Countries

Abstract

This chapter is being guided by the following main research question: How does the academic profession perceive the evaluation of research and teaching in higher education? Possible governance references for higher education may be the “New Public Management (NPM)” and “Network Governance”. For further discussion, and based on empirical results of our analysis, we want to formulate three propositions. (1) “Bad NPM” or “good NPM” governance in combination with the evaluation of research and teaching: fair evaluations represent evaluation systems not over-steered by top-down (bureaucratic) governance approaches. Good NPM would be a performance-based, evaluation-based and quality-based governance of higher education in mutual configurations. (2) Different NPM country clusters of governance and evaluation: depending on the applied “dimension” (indicator, indicator package) of governance and evaluation, different country clusters of NPM governance in higher education show up. There does not exist a single map of NPM governance in higher education in Europe. This should be regarded as an argument in favor of the manifold opportunities of developing evaluation creatively. (3) Evaluation-based governance of research and teaching: universities are more inclined toward research-oriented evaluation systems linked to governance, while other higher education institutions often lean toward teaching-oriented evaluation systems. There is a challenge how to “cross-fertilize” evaluation approaches in research and teaching.

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Notes

  1. 1.

    On the idea of “quasi-markets” for academia, see also: Denters et al. (2003) and LeGrand and Bartlett (1993).

  2. 2.

    Let us briefly reflect on the theoretical concepts of knowledge, knowledge production and innovation systems. While earlier theories (models) were narrower, there is now greater sensitivity for context. Considering current theories, we could assert that there is a certain tendency to conceptualise and understand knowledge in a continuously broader sense (see Carayannis and Campbell 2012). Knowledge and knowledge production (research, teaching and education) represent crucial features of and for universities and other HEIs.

  3. 3.

    The means (mean values) in Table 10.2 are calculated as unweighted averages of the different (available) national averages (values), thus representing an average of the national averages. This logic of means also applies to all subsequent tables and to Figs. 10.1 and 10.2.

  4. 4.

    Portugal is the only country where, in a university context, most senior staff (based on their replies) assigned the decisive influence on the evaluation of university research to external governance.

  5. 5.

    For example, one consequence of the evaluation-of-teaching-system at the University of Applied Arts in Vienna is that it has implemented a relationship of mutual trust between lecturers and the leadership of the university, where the lecturers are the “only owners” of the (of their) evaluation results (see Blimlinger et al. 2010).

  6. 6.

    For the discussion of a comprehensive model of the evaluation of university (and university-related) research in Austria, see Campbell and Felderer (1999).

  7. 7.

    An alternative interpretation here may be that respondents of other higher education institutions associated the performance-based and evaluation-based resource allocation (as a concept and term) more closely to research than to teaching.

  8. 8.

    In our following discussion here we also refer to results of the factor analysis in Sect. 10.4.

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Correspondence to David F. J. Campbell .

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Campbell, D.F.J. (2013). New University Governance: How the Academic Profession Perceives the Evaluation of Research and Teaching. In: Teichler, U., Höhle, E. (eds) The Work Situation of the Academic Profession in Europe: Findings of a Survey in Twelve Countries. The Changing Academy – The Changing Academic Profession in International Comparative Perspective, vol 8. Springer, Dordrecht. https://doi.org/10.1007/978-94-007-5977-0_10

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