Skip to main content

Introduction: Han Fei and the Han Feizi

  • Chapter
  • First Online:
Book cover Dao Companion to the Philosophy of Han Fei

Part of the book series: Dao Companions to Chinese Philosophy ((DCCP))

Abstract

This introduction to the volume distinguishes between Han Fei, the man, and Han Feizi, the text purporting to contain his writings. While most modern scholars, including the contributors to this collection, accept the bulk of the Han Feizi as genuine, one cannot simply assume that Han Fei was the author of everything in its pages. Moreover, even if Han Fei is responsible for the lion’s share of the extant Han Feizi, a reader must be careful not to identify the philosophy of Han Fei himself with the philosophy (or philosophies) advanced in the Han Feizi, as though these were necessarily the same thing. What Han Fei said varied with his expected audience, a point that most scholarship on the Han Feizi—from the beginnings right down to the present day—has not taken seriously into account.

The rest of the introduction is devoted to an overview of Han Fei’s political philosophy and unresolved interpretive problems. One specific conclusion is that Han Fei’s political recommendations would not have been considered revolutionary in his own day, but his observations on rhetoric and the philosophy of language were truly unprecedented.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Institutional subscriptions

Notes

  1. 1.

    See Sima Qian 1959: 43.1813–15.

  2. 2.

    See Xu Yuangao 2002: 8.275–81.

  3. 3.

    A synecdoche for the state.

  4. 4.

    Nor do I think the usage of gong in Springs and Autumns of Mr. Lü 呂氏春秋 (e.g., Chen Qiyou 2002: 1.44–46), to which the Han Feizi is often compared, is identical. In Springs and Autumns of Mr. Lü, which envisions a single ruler governing a united and uncontested empire, the interests of the sovereign and those of all humanity begin to converge. Han Feizi still seems to conceive of the ruler as but one competitor among many.

  5. 5.

    The Mohist Canons explain fa as instruments, including “such three things as ideas, compasses, and circles” (Wu Yujiang 1993: 10A.40/42.477  =  A 70), that help determine whether something conforms to a standard. An object is round, for example, if it conforms to a circle (Graham 2003: 316–17). The chapter “Standards and Models” (“Fayi” 法儀), similarly, discusses fa as models, inspired by those used by craftsmen, that can be used to bring order to the world (Wu Yujiang 1993: 1.4.29–35). I am grateful to an anonymous referee for suggesting a correspondence between fa in the Han Feizi and Mohist usage.

  6. 6.

    I borrow this phrase from Watson 1964: 81.

  7. 7.

    See Sima Qian 1959: 32.1512.

  8. 8.

    The details of this affair are not found in any source known to me, but there is an interesting passage in the Zuozhuan 左傳 (Yang Bojun 1981: 1157) in which Zihan asks Lord Ping for permission to dispense extra grain in order to save the people during a famine. The similarity to what is said above of Tian Chang seems too uncanny to be coincidental.

  9. 9.

    A similar example: “With respect to dispensing rewards, unlocking discretionary funds, or opening the heaping granaries, all things that benefit the populace must emerge from the lord. Do not allow ministers to privatize rewards” (Chen Qiyou 2000: 2.9.190).

  10. 10.

    The basis of this belief is unknown; some commentators suspect that the text is garbled here.

  11. 11.

    Much of the same logic applies to the game of poker (e.g., Caro 2003). Similarly, in chess, some players at the highest level have adopted a style “to have no evident plan,” in response to the ability of strong computers to analyze and then demolish specific strategies (Max 2011).

  12. 12.

    Cf. also Chen Qiyou 2000: 17.40.946.

  13. 13.

    Shen Dao alludes to lotteries for horses and fields elsewhere too; little is known about the practice.

  14. 14.

    Consider also: “If [the ruler] has a desire to show off his wisdom and ability, present him with different proposals of the same general type, so as to leave him a wide swath; this will make him support proposals tending toward our side—but pretend that you are unaware, so that he exercises his own wisdom” (Chen Qiyou 2000: 4.12.261; cf. 18.48.1075).

  15. 15.

    Compare Chen Qiyou 2000: 8.23.520.

  16. 16.

    Specific historical examples are sometimes deployed in contradictory ways; for example, Guan Zhong’s deathbed advice to Lord Huan of Qi 齊桓剬 (r. 685–643 B.C.E.) is praised in one chapter (Chen Qiyou 2000: 3.10.228–29) and criticized in another (Chen Qiyou 2000: 15.36.849–52).

  17. 17.

    The most famous example is probably “There is a constancy to Heaven’s processes” 天行有常, the statement with which Xunzi begins his “Discourse on Heaven” (“Tianlun” 天論; Wang Xianqian 1988: 11.17.306). Another illustrative line comes from the anonymous Guodian text for which the editors chose the (untranslatable) title Cheng zhi wen zhi 成之聞之: “Heaven lays down a great constancy with which to rationalize human relations” 天降大常,以理人倫 (strip 31; Liu Zhao 2003: 137); it quickly becomes clear that this “great constancy” is the dao (Goldin 2005a: 44).

  18. 18.

    I am indebted to Yuri Pines for this observation. Sometimes the compiler is thought to be Liu Xiang 劉向 (79–8 B.C.E.), but the evidence for this is not solid (Lundahl 1992: 73).

  19. 19.

    E.g., The Master of Huainan 淮南子 (Major et al. 2010: 13–22). Similarly, the “Tian Zifang” 田子方 chapter of Zhuangzi 莊子 states that beasts that have attained perfect equanimity “may make small changes but do not lose their great constancy” 行小變而不失其大常也, in other words their most basic patterns of behavior (Guo Qingfan 1961: 7B.21.714).

Works Cited

  • Angell, Marcia. 2005. The truth about drug companies: how they deceive us and what to do about it, Revisedth ed. New York: Random House.

    Google Scholar 

  • Bokenkamp, Stephen R. 1997. Early Daoist scriptures. Berkeley: University of California Press.

    Google Scholar 

  • Caro, Mike. 2003. Caro’s Book of poker tells: The psychology and body language of poker. New York: Cardoza.

    Google Scholar 

  • Chen, Qiyou 陳奇猷. 2000. Han Feizi, with new collations and commentary 韓非子新校注. Shanghai: Guji (The standard reference edition used in this volume.)

    Google Scholar 

  • Chen, Qiyou. 2002. Springs and Autumns of Mr. Lü, with new collations and explanations 呂氏春秋新校釋. Shanghai: Guji.

    Google Scholar 

  • Ch’ü, T’ung-tsu. 1961. Law and society in traditional China. Paris/Hague: Mouton.

    Google Scholar 

  • Creel, Herrlee G. 1974. Shen Pu-hai: A Chinese political philosopher of the fourth century B.C. Chicago/London: University of Chicago Press.

    Google Scholar 

  • Dalby, Michael. 1981. Revenge and the law in traditional China. American Journal of Legal History 25(4): 267–307.

    Article  Google Scholar 

  • Goldin, Paul R. 2005a. After Confucius: Studies in early Chinese philosophy. Honolulu: University of Hawaii Press.

    Google Scholar 

  • Goldin, Paul R. 2005b. The theme of the primacy of the situation in classical Chinese philosophy and rhetoric. Asia Major 18(2): 1–25.

    Google Scholar 

  • Goldin, Paul R. 2008. Appeals to history in early Chinese philosophy and rhetoric. Journal of Chinese Philosophy 35(1): 79–96.

    Article  Google Scholar 

  • Goldin, Paul R. 2011. Persistent misconceptions about Chinese ‘Legalism’. Journal of Chinese Philosophy 38(1): 64–80.

    Article  Google Scholar 

  • Graham, A.C. 2003. Later Mohist logic, ethics and science, Revised ed. Hong Kong: Chinese University Press.

    Google Scholar 

  • Grice, Paul. 1989. Studies in the way of words. Cambridge/London: Harvard University Press.

    Google Scholar 

  • Guo, Qingfan 郭慶藩 (1844–1896?). 1961. Zhuangzi, with collected explanations 莊子集釋. Beijing: Zhonghua.

    Google Scholar 

  • Keane, John. 1988. More theses on the philosophy of history. In Meaning and context: Quentin Skinner and his critics, ed. James Tully, 204–217. Princeton: Princeton University Press.

    Google Scholar 

  • Lewis, Mark Edward. 1990. Sanctioned violence in early China. Albany: State University of New York Press.

    Google Scholar 

  • Li, Linhao 李林浩, and Chen, Sufang 陳蘇方. 2009. An attempt to analyze the set phrases that derive from Han Feizi 試析源自《韓非子》的成語. Journal of Mudanjiang University 牡丹江大學學報 10: 46–48.

    Google Scholar 

  • Liu, Zhao 劉釗. 2003. The Chu manuscripts from Guodian, collated and explained 郭店楚簡校釋. Fuzhou: Fujian renmin.

    Google Scholar 

  • Lundahl, Bertil. 1992. Han Fei Zi: The man and the work. Stockholm: Institute of Oriental Languages, Stockholm University. (The best study in English of the composition of the Han Feizi.)

    Google Scholar 

  • Major, John S., et al. Trans. 2010. The Huainanzi: A guide to the theory and practice of government in early Han China. New York: Columbia University Press. (Translations from the Asian Classics.)

    Google Scholar 

  • Max, D.T. 2011. The Prince’s Gambit. The New Yorker, vol. 87.5, March 21.

    Google Scholar 

  • Peerenboom, R.P. 1993. Law and morality in ancient China: The silk manuscripts of Huang-Lao. Albany: State University of New York Press.

    Google Scholar 

  • Rong, Zhaozu 容肇祖 (1897–1994). 1936. Analyzing the Han Feizi 韓非子考證. Shanghai: Shangwu. (An early and no longer widely accepted study of the authenticity of Han Feizi.)

    Google Scholar 

  • Sima, Qian 司馬遷 (145?–86? B.C.E.). 1959. Records of the historian 史記. Beijing: Zhonghua.

    Google Scholar 

  • Thompson, P.M. 1979. The Shen-tzu fragments. Oxford: Oxford University Press.

    Google Scholar 

  • Wang, Xianqian 王先謙 (1842–1918). 1988. Xunzi, with collected explanations 荀子集解, ed. Shen Xiaohuan 沈嘯寰 and Wang Xingxian 王星賢. Beijing: Zhonghua.

    Google Scholar 

  • Watson, Burton, Trans. 1964. Han Fei Tzu: Basic writings. New York: Columbia University Press. (A beautiful collection of translations, perhaps Watson’s finest, but covers only a fraction of the Han Feizi.)

    Google Scholar 

  • Wu, Yujiang 吳毓江. 1993. Mozi, with collations and commentary 墨子校注, ed. Sun Qizhi 孫啟治. Beijing: Zhonghua.

    Google Scholar 

  • Xu, Yuangao 徐元誥. 2002. Speeches of the states, with collected explications 國語集解, ed. Wang Shumin 王樹民 and Shen Changyun 沈長雲. Beijing: Zhonghua.

    Google Scholar 

  • Yang, Bojun 楊伯峻. 1981. The Zuo tradition of the Springs and Autumns, with commentary 春秋左傳注. Beijing: Zhonghua.

    Google Scholar 

  • Yang, Lien-sheng. 1957. The concept of pao as a basis for social relations in China. In Chinese thought and institutions, ed. John K. Fairbank, 291–309. Chicago: University of Chicago Press.

    Google Scholar 

  • Yang, Yi 楊義. 2011. Restoring Han Feizi to its original form 韓非子還原. Beijing: Zhonghua. (A thoughtful new study of Han Feizi, with an analysis of its internal logic.)

    Google Scholar 

  • Zheng, Liangshu 鄭良樹. 1993. The composition and thought of the Han Feizi 韓非之著書及思想. Taipei: Xuesheng. (The most extensive study in Chinese of the composition of the Han Feizi.)

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Paul R. Goldin .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2013 Springer Science+Business Media Dordrecht

About this chapter

Cite this chapter

Goldin, P.R. (2013). Introduction: Han Fei and the Han Feizi . In: Goldin, P. (eds) Dao Companion to the Philosophy of Han Fei. Dao Companions to Chinese Philosophy. Springer, Dordrecht. https://doi.org/10.1007/978-94-007-4318-2_1

Download citation

Publish with us

Policies and ethics