Skip to main content

Urban Climate Change Adaptation in the Context of Transformation: Lessons from Vietnam

  • Conference paper
  • First Online:

Part of the book series: Local Sustainability ((LOCAL,volume 1))

Abstract

The imperative of adapting cities to risks associated with climate change will reveal the strong potential of political and administrative action at the level of local urban governments. Action at this level facilitates adaptation solutions that are closely linked to the specific needs, wants and capacities of local communities and economies. At the same time, the need to adapt to climate related impacts creates new, and in many cases, unprecedented challenges for local governments, often exceeding their current capacities in terms of risk awareness, expert knowledge, access to information, finance, or legal responsibility. This paradox is most apparent in emerging economies that have recently undergone, or are currently experiencing, political and economic transformations, including (re-)orientation towards market-oriented economies, administrative liberalisation, decentralisation, dynamic urbanisation and changing socio-political paradigms. Drawing on empirical research based on coastal and delta cities in Vietnam, focusing particularly on the example of Can Tho City in the Mekong Delta, this paper analyses the challenges local urban governments face with respect to formulating and implementing climate change adaptation strategies for their city in the context of transformation. The paper argues that challenges are particularly evident in the fields of urban growth and expansion, administrative reform and decentralisation, the fragmentation of sector responsibilities, the broadening of the actor spectrum and planning and management paradigms. Lessons learned can be utilised for other local urban governments experiencing similar conditions. Knowledge gaps and future research needs are also explored.

This is a preview of subscription content, log in via an institution.

Buying options

Chapter
USD   29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD   189.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD   249.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD   329.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Learn about institutional subscriptions

Notes

  1. 1.

     Decentralisation endeavours may often be understood in relation to structural adjustment policies largely determined by the Washington Consensus and/or by political and economic transitions (e.g., in the context of post-socialist states).

  2. 2.

     The most important cornerstones are the new Law on Land, the Law on Construction (both effective since 2004), an Amendment to the State Budget Law of 1996 (2002) and more recently the Law on Urban Planning (effective since 2010) (for a more detailed overview see Garschagen 2009; SRV 2002, 2003a, b, 2009).

  3. 3.

     The detailed rights and responsibilities of different administrative levels in the planning and particularly the approval process are differentiated along the lines of the six administrative grades into which urban areas in Vietnam are classified as well as along threshold values for investment volumes, geographical extent of projects and level of detail for the respective plan (compare SRV 2003a, b, 2009).

  4. 4.

     One interviewee, a department leader in a province level planning agency under the People’s Committee in Can Tho City (Mekong Delta), for example, mentioned that “policy making at Ministry level in Hanoi, often lacks a detailed understanding of the Mekong Delta and Can Tho City, and measures proposed in the past have therefore too often been characterised by limited effectiveness and feasibility.”

  5. 5.

     Public participation is encoded in various paragraphs of legislation calling for input to planning processes and feedback on draft versions of urban master plans.

References

  • Adger WN, Hughes T, Folke C, Carpenter S, Rockström J (2005) Social-ecological resilience to coastal disasters. Science 309:1036  –1039

    Article  CAS  Google Scholar 

  • Allenby B, Fink J (2005) Toward inherently secure and resilient societies. Science 309:1034–1036

    Article  CAS  Google Scholar 

  • Bardhan P, Mookherjee D (2006) The rise of local governments: an overview. In: Bardhan P, Mookherjee D (eds) Decentralization and local governance in developing countries. A comparative perspective. MIT Press, Cambridge

    Google Scholar 

  • Birkmann J, Garschagen M, Kraas F, Quang N (2010) Adaptive urban governance – new challenges for the second generation of urban adaptation strategies to climate change. Sustain Sci 5(2):185–206

    Article  Google Scholar 

  • Bovaird T, Löffler E (2002) Moving from excellence models of local service delivery to benchmarking good local governance. Int Rev Adm Sci 68(1):9–24

    Article  Google Scholar 

  • Bull-Kamanga L, Diagne K, Lavell A et al (2003) From everyday hazards to disasters: the accumulation of risk in urban areas. Environ Urban 15:193–204

    Google Scholar 

  • Coulthart A, Quang N, Sharpe H (2006) Urban development strategy. Meeting the challenges of rapid urbanization and the transition to a market oriented economy. Worldbank, Hanoi

    Google Scholar 

  • Crook R, Manor J (1998) Democracy and decentralization in South Asia and West Africa. Participation, accountability and performance. Cambridge University Press, Cambridge

    Google Scholar 

  • de Alcántara CH (1998) Uses and abuses of the concept of governance. Int Soc Sci J 50(155):105–113

    Article  Google Scholar 

  • Dessai S, Hulme M (2007) Assessing the robustness of adaptation decisions to climate change uncertainties: a case study on water resources management in the east of England. Glob Environ Change 17(1):59–72

    Article  Google Scholar 

  • Dessai S, O’Brien K, Hulme M (2007) Editorial: on uncertainty and climate change. Glob Environ Change 17(1):1–3

    Article  Google Scholar 

  • Doornbos M (2001) Good governance: the rise and decline of a policy metaphor? J Dev Stud 37(6):93–108

    Article  Google Scholar 

  • Eander I (2002) Partnerships and urban governance. Int Soc Sci J 54(172):191–204

    Article  Google Scholar 

  • Einig K, Grabher G, Ibert O, Strubelt W (2005) Urban governance. Inf Raumentwickl 9(10):I–IX

    Google Scholar 

  • Elander I (2002) Partnerships and urban governance. Int Soc Sci J 54(172):191–204

    Article  Google Scholar 

  • Garschagen M (2009) Urban climate change adaptation in Vietnam: institutional challenges and research agenda. In: Proceedings of the international conference on the impact of climate change on urban flooding, Ho Chi Minh City, 24–26 June 2009

    Google Scholar 

  • Garschagen M (2010) Potential humanitarian crises and climate change adaptation in the coupled social-ecological systems of the Mekong Delta, Vietnam. In: Shen X, Downing TE, Hamza M (eds) Tipping points in humanitarian crises: from hot spots to hot systems. Source: Studies of the University: Research, Counsel, Education. Publication Series of UNU-EHS, vol 13, pp 45–55

    Google Scholar 

  • Garschagen M, Kraas F (2010) Assessing future resilience to natural hazards – the challenge of capturing dynamic changes under conditions of transformation and climate change. In: Custer R, Sutter C, Ammann W (eds) Proceedings of the international disaster and risk conference 2010, Davos, 30 May to 03 June 2010, pp 209–213

    Google Scholar 

  • Grindle M (2007) Good enough governance revisited. Dev Policy Rev 25(5):553–574

    Article  Google Scholar 

  • Hall P, Pfeiffer U (2000) Urban future 21. A global agenda for twenty-first century cities. Routledge, New York

    Google Scholar 

  • Intergovernmental Panel on Climate Change (IPCC) (2007) Appendix I. Glossary. In: Canziani OF, Hanson CE, Palutikof JP et al (eds) Contribution of working group II to the fourth assessment report of the Intergovernmental Panel on Climate Change. Cambridge University Press, Cambridge

    Google Scholar 

  • Kraas F (2003) Megacities as global risk area. Petermanns Geogr Mitt 147(4):6–15

    Google Scholar 

  • Kraas F (2007) Megacities and global change: key priorities. Geogr J 173:79–83

    Article  Google Scholar 

  • McGranahan G, Balk D, Anderson B (2007) The rising tide: assessing the risk of climate change and human settlements in low elevation coastal zones. Environ Urban 19:17–37. doi:10.1177/0956247807079660

    Article  Google Scholar 

  • Olorunfemi F (2009) Urban vulnerability and adaptation to climate change: key issues and challenges in Nigeria UGEC Viewpoints 2, p 36

    Google Scholar 

  • Pelling M (2003) The vulnerability of cities – natural disasters and social resilience. Earthscan, London

    Google Scholar 

  • Pierre J, Peters G (2000) Governance, politics and the state. Palgrave, London

    Google Scholar 

  • Smit B, Wandel J (2006) Adaptation, adaptive capacity and vulnerability. Glob Environ Change 16(3):282–292

    Article  Google Scholar 

  • Smith JB, Ragland SE, Pitts GJ (1996) A process for evaluating anticipatory adaptation measures for climate change. Water Air Soil Pollut 92(1–2):229–238

    CAS  Google Scholar 

  • Smithers J, Smit B (1997) Human adaptation to climatic variability and change. Glob Environ Change 7(2):129–146

    Article  Google Scholar 

  • Socialist Republic of Vietnam (SRV) (2002) Promulgation of the State Budget Law. No: 21/2002/L-CTN. Hanoi

    Google Scholar 

  • Socialist Republic of Vietnam (SRV) (2003a) Law on Construction No: 16/2003/QH11. Hanoi

    Google Scholar 

  • Socialist Republic of Vietnam (SRV) (2003b) Law on Land No: 13/2003/QH11. Hanoi

    Google Scholar 

  • Socialist Republic of Vietnam (SRV) (2008) Decision on the approval of the national target programme to respond to climate change. Decision No: 158/2008/QD-TTg. Hanoi

    Google Scholar 

  • Socialist Republic of Vietnam (SRV) (2009) Law on urban planning. No. 32/2009/QH12. Hanoi

    Google Scholar 

  • Stren R (2003) Introduction: toward the comparative study of urban governance. In: McCarney P, Stren R (eds) Governance on the ground. Innovations and discontinuities in cities of the developing world. Johns Hopkins University Press, Washington, DC, pp 1–30

    Google Scholar 

  • Tschakert P, Dietrich K (2010) Anticipatory learning for climate change adaptation and resilience. Ecol Soc 15(2):11

    Google Scholar 

  • United Nations, Department of Economic and Social Affairs (UN DESA) (2008) World urbanization prospects: the 2007 revision population database. Available via http://esa.un.org/unup/

  • United Nations Development Programme (UNDP) (1997) Governance for sustainable human development. A UNDP Policy Document. Available via http://mirror.undp.org/magnet/policy/

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Matthias Garschagen .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2011 Springer Science+Business Media B.V.

About this paper

Cite this paper

Garschagen, M., Kraas, F. (2011). Urban Climate Change Adaptation in the Context of Transformation: Lessons from Vietnam. In: Otto-Zimmermann, K. (eds) Resilient Cities. Local Sustainability, vol 1. Springer, Dordrecht. https://doi.org/10.1007/978-94-007-0785-6_13

Download citation

Publish with us

Policies and ethics