Skip to main content

Industrial welfare and the state: nation and city reconsidered

  • Chapter
  • First Online:
Contention and Trust in Cities and States
  • 1424 Accesses

Abstract

Industrial welfare history presents important challenges to developmental state theories in “late” industrialization. This article expands the debate by examining how nation-states create statutory welfare by addressing institutional variety beyond markets. It is simplistic to argue linear growth of national welfare or of states autonomously regulating markets to achieve risk-mitigation. I contend that welfare institutions emerge from the state’s essential conflict and collaboration with various alternate institutions in cities and regions. Using histories of Europe, India, and Karnataka, I propose a place-based, work-based, and work-place based welfare typology evolving at differential rates. Although economic imperatives exist to expand local risk-pools, it is precisely the alternate institutional diversity that makes late industrial nation-states unable or unwilling to do so. This results in institutionally “thin,” top-down industrial welfare. Ultimately, theories that overly depend on histories of small nations, homogenous nations, or city-states, provide weak tests of the economics of industrial welfare.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 129.00
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 169.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 169.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Preview

Unable to display preview. Download preview PDF.

Unable to display preview. Download preview PDF.

References

  • Abramovitz, M. (1986). Catching-up, forging ahead and falling behind. Journal of Economic History, 46(2), 385–406.

    Article  Google Scholar 

  • Anderson, B. (1983). Imagined communities. London: Verso.

    Google Scholar 

  • Arrow, K. J. (1963a). Uncertainty and the welfare economics of medical care. American Economic Review, 53(6), 941–973.

    Google Scholar 

  • Arrow, K. J. (1963b). Social choice and individual values (2nd ed.). New York: Wiley.

    Google Scholar 

  • Arrow, K. J. (1972). Gifts and exchanges. Philosophy and Public Affairs, 1(4), 363–372.

    Google Scholar 

  • Assadi, M. (2006). Karnataka: the muted anti-reservation agitation. Economic and Political Weekly, 41(29), 3146–3150.

    Google Scholar 

  • Bðrnighausen, T., & Sauerborn, R. (2002). One hundred and eighteen years of the German health insurance system: are there any lessons for middle- and low-income countries? Social Science & Medicine, 54(10), 1559–1587.

    Article  Google Scholar 

  • Barr, N. (1992). Economic theory and the welfare state: a survey and interpretation. Journal of Economic Literature, 30(2), 741–803.

    Google Scholar 

  • Barrientos, A. (2004). Women, informal employment and social protection in Latin America, women at work: challenges for Latin America (Vol. 66). Washington DC: Inter-American Development Bank.

    Google Scholar 

  • Baumol, W. J. (1986). Productivity growth, convergence, and welfare; what the long-run data show. American Economic Review, 76(5), 1072–1085.

    Google Scholar 

  • Beattie, R. (2000). Social protection for all: but how? International Labour Review, 139(2), 129–149.

    Article  Google Scholar 

  • Beneria, L. (1999). Globalization, gender, and the davos man. Feminist Economics, 5(3), 61–83.

    Article  Google Scholar 

  • Berkowitz, E., & McQuaid, K. (1980). Creating the welfare state, the political economy of twentieth-century reform. New York: Praeger.

    Google Scholar 

  • Bj­rn, H. (1979). The political economy of indirect rule, mysore, 1881–1947. New Delhi: published Ph.D. Dissertation, G­teborg.

    Google Scholar 

  • Boyd, R. A., & Ngo, T. W. (2005). Emancipating the political economy of Asia from the growth paradigm. In R. A. Boyd & T. W. Ngo (Eds.), Asian States: Beyond the developmental perspective (pp. 1–18). Oxford: Routledge/Curzon.

    Chapter  Google Scholar 

  • Campbell, J., & Ikegami, N. (1998). The art of balance in health policy: Maintaining Japan’s low-cost egalitarian system. Cambridge: Cambridge University Press.

    Google Scholar 

  • Carrin, G. & James, C. (2005). Social health insurance: Key factors affecting the transition towards universal coverage, Social Security Review, 58 (1).

    Google Scholar 

  • Chang, H.-J. (2002). Kicking away the ladder: development strategy in historical perspective. London: Anthem.

    Google Scholar 

  • Chatterjee, P. (1986/1999). Nationalist thought and the colonial world: A derivative discourse? The Partha Chatterjee Omnibus. New Delhi: Oxford University Press. first published in 1986 by the United Nations University.

    Google Scholar 

  • Collier, D., & Messick, R. E. (1975). Prerequisites versus diffusion: testing alternative explanations of social security adoption. American Political Science Review, 69(4), 1299–1315.

    Article  Google Scholar 

  • Cutright, P. (1965). Political structure, economic development, and national social security programs. American Journal of Sociology, 70(5), 537–550.

    Article  Google Scholar 

  • Das Gupta, R. (1994). A labour history of social security and mutual assistance in India. Economic and Political Weekly, 12, 612–620.

    Google Scholar 

  • Desai, M. (2005). Indirect British rule, state formation, and welfarism in Kerala, India, 1860–1957. Social Science History, 29(3), 457–488.

    Article  Google Scholar 

  • Doeringer, P. B., & Piore, M. J. (1971). Internal labor markets and manpower analysis. Lexington: Heath.

    Google Scholar 

  • Esping-Andersen, G. (1990). The three worlds of welfare capitalism. Cambridge: Polity.

    Google Scholar 

  • Flora, P., & Alber, J. (1981). Modernization, democratization, and the development of welfare states in Western Europe. In P. Flora & A. Heidenheimer (Eds.), Development of Welfare states in Europe and America (pp. 37–80). New Brunswick: Transaction Books.

    Google Scholar 

  • Gerschenkron, A. (1962). Economic development in historical perspective. Cambridge: Belknap.

    Google Scholar 

  • Greif, A. (2004). Impersonal exchange without impartial law: the community responsibility system. Chicago Journal of International Law, 5(1), 109–138.

    Google Scholar 

  • Greif, A. (2005). Family structures, institutions, and growth: the origin and implications of western corporatism. American Economic Review, 96(2), 308–312.

    Article  Google Scholar 

  • Guichard, P., & Cuvillier, J.-P. (1996). Barbarian Europe. In Burguiere et al. (Eds.), Vol. I. A history of the family (pp. 317–378). Cambridge: Polity.

    Google Scholar 

  • Harvey, D. (1989). The urban experience. Blackwell: Oxford.

    Google Scholar 

  • Hohenberg, P. M., & Lees, L. H. (1984). The making of urban Europe, 1000–1950. Cambridge: Harvard University Press.

    Google Scholar 

  • Hort, S., & Kuhnle, S. (2000). The coming of East and South-East Asian welfare states. Journal of European Social Policy, 10, 162–184.

    Google Scholar 

  • Inoue, R. (1979). Chikuzen-Munakata no Jyorei (Jyorei in Munakata District, Chikuzen area) Nishi-nihon Shinbunsha (in Japanese) cited in Ogawa et al. 2003.

    Google Scholar 

  • Iyer, R. N. (2000). The moral and political thought of Mahatma Gandhi. New Delhi: Oxford University Press.

    Google Scholar 

  • Jacobs, D. (2000). Low social expenditures on social welfare: do East Asian countries have a secret? International Journal of Social Welfare, 9, 2–16.

    Article  Google Scholar 

  • Kadekodi, G. K., Kanbur, R., & Rao, V. (2007). Governance and the “Karnataka Model of Development”. Economic and Political Weekly, 42(8), 649–652.

    Google Scholar 

  • Kangas, O., & Palme, J. (Eds.). (2005). Social policy and economic development in the nordic countries. Basingstoke: Palgrave.

    Google Scholar 

  • Katznelson, I. (1981). City trenches: Urban planning and patterning of class in the United States. New York: Pantheon.

    Google Scholar 

  • Korpi, W. (1989). Power, politics, and state autonomy in the development of social citizenship. American Sociological Review, 54 (3).

    Google Scholar 

  • Krishnamurthy, J. (1983). Occupational structure. In D. Kumar (Ed.), The Cambridge economic history of India, Vol. 2, c. 1757–1970 (pp. 533–550). Cambridge: Cambridge University Press.

    Google Scholar 

  • Kumar, D. (1992). Land and caste in South India: Agricultural labour in Madras presidency during the nineteenth century. Cambridge: Cambridge University Press.

    Google Scholar 

  • Kwon, H.-J. (1998). Democracy and the politics of social welfare: a comparative analysis of welfare systems in East Asia. In R. Goodman, G. White, & H.-J. Kwon (Eds.), East Asian welfare model: welfare orientalism and the state (pp. 27–74). London: Routledge.

    Google Scholar 

  • Lucassen, J. (2005). Proletarianization in Western Europe and India: concepts and methods, in The Rise, Organization, and Institutional Framework of Factor Markets. Workshop Global Economic History Network (GEHN), Utrecht, June 23–25 2005. XXX

    Google Scholar 

  • Lund, F. & Srinivas, S. (2000, reprinted 2005). Learning from Experience: A Gendered Approach to Social Protection for Workers in the Informal Economy, International Labour Organisation. Geneva, Switzerland and Turin (2005): ILO/STEP and WIEGO.

    Google Scholar 

  • Made Gowda. (1983). A Formative Period of an Indian state: Modern Mysore 1881–1902, A Study of the Elite, Polity and Society, Ph.D. dissertation, Department of History, University of Mysore.

    Google Scholar 

  • Manor, J. (1977). The evaluation of political arenas and limits of social organization: the Lingayats and Vokkaligas of Princely Mysore. In M. S. Srinivas et al. (Eds.), Dimensions of social change in India. Bombay: Allied.

    Google Scholar 

  • Manor, J. (2007). Changes in Karnataka over the last decade: villages and the wider context. Economic and Political Weekly, 42(8), 653–661.

    Google Scholar 

  • Mikkelsen, F. (2005). Working-class formation in Europe and forms of integration: history and theory. Labor History, 46(3), 277–306.

    Article  Google Scholar 

  • Miller, L. (1919). Report of the Committee appointed to consider steps necessary for Adequate Representation of Communities in the Public Service, Bangalore.

    Google Scholar 

  • Mkandawire, T. (Ed.). (2004). Social policy in a development context. Houndmills: Palgrave.

    Google Scholar 

  • Moene, K. & Wallerstein, M. (2006). The Scandinavian model and economic development. Development Outreach, World Bank Institute, February, 18–35.

    Google Scholar 

  • Nandy, A. (1987). Traditions, tyranny, and Utopias: Essays in the politics of awareness. New Delhi: Oxford University Press.

    Google Scholar 

  • North, D. C. (1981). Structure and change in economic history. New York: Norton.

    Google Scholar 

  • North, D. C. (1987). Institutions, transaction costs and economic growth. Journal of Economic Inquiry, 25(3), 419–429.

    Article  Google Scholar 

  • Ogawa, S., Hasegawa, T., Carrin, G., & Kawabata, K. (2003). Scaling up community health insurance: Japan’s experience with the 19th century Jyorei scheme. Health Policy and Planning, 18(3), 270–278.

    Article  Google Scholar 

  • Orloff, A. (1996). Gender in the welfare state. Annual Review of Sociology, 22, 51–78.

    Article  Google Scholar 

  • Peck, J. (1996). Work-place: The social regulation of labour markets. New York: Guilford.

    Google Scholar 

  • Peng, I., & Wong, J. (2008). Institutions and institutional purpose: continuity and change in East Asian social policy. Politics and Society, 36(1), 61–88.

    Article  Google Scholar 

  • Pierson, C. (2004). Late industrializers and the development of the welfare state. UNRISD, United Nations Program Papers on Social Policy and Development, September.

    Google Scholar 

  • Platteau, J.-P. (1995). An Indian model of aristocratic patronage. Oxford Economic Papers, 47, 636–662.

    Google Scholar 

  • Platteau, J.-P. (1997). Mutual insurance as an elusive concept in traditional rural societies. Journal of Development Studies, 33(6), 764–96.

    Article  Google Scholar 

  • Polanyi, K.(1944/1957). The great transformation: The political and economic origin of our times. Boston: Beacon.

    Google Scholar 

  • Razi, Z. (1993). The myth of the immutable english family. Past and Present, 140, 3–44.

    Article  Google Scholar 

  • Richardson, G. (2005). The prudent village: risk-pooling institutions in medieval english agriculture. The Journal of Economic History, 65(2), 386–413.

    Article  Google Scholar 

  • Rosner, D., & Markowitz, G. (2003). The struggle over employee benefits: the role of labor in influencing modern health policy. Milbank Quarterly, 81(1), 45–73.

    Article  Google Scholar 

  • Roy Chowdhury, S. (2003). Old classes and new spaces: urban poverty and new trade unions. Economic and Political Weekly, 38(50), 5277–5284.

    Google Scholar 

  • Sabel, C. F. (1994). Learning by monitoring: The institutions of economic development. In N. Smelser & R. Swedberg (Eds.), The handbook of economic sociology. Princeton: Princeton University Press and Russell Sage Foundation.

    Google Scholar 

  • Shaikh, A. (2003). Who pays for the “Welfare” in the welfare state? A multi-country study. Social Research, 70(2), 531–550.

    Google Scholar 

  • Solar, P. M. (1995). Poor relief and english economic development before the industrial revolution. Economic History Review, 48(1), 1–22.

    Article  Google Scholar 

  • Srinivas, M. N. (1967). Social change in modern India. Berkeley: University of California Press.

    Google Scholar 

  • Srinivas, S. (2008a). Urban labour markets in the 21st century: dualism, regulation, and the role(s) of the state. Habitat International, Special Issue on Urban Labour, 32(2), 141–159.

    Google Scholar 

  • Srinivas, S. (2008b). Labour regulation and inspection: An Indian or Karnataka model? Technological Change Lab discussion paper, Columbia University.

    Google Scholar 

  • Srinivas, S. (2009). Cost, risk, and labour markets: The state and sticky institutions in global production networks. Indian Journal of Labour Economics, Special Issue on Global Production and Its Implications for Indian Firms and Labour, 52 (4).

    Google Scholar 

  • Standing, G. (1999). Global feminization through flexible labour: a theme revisited. World Development, 27(3), 583–602.

    Article  Google Scholar 

  • Sugitha, S. (1982). Dewanship of Sir Mirza Ismail in Mysore State (1926–1941) Ph.D. dissertation, Department of History, University of Mysore.

    Google Scholar 

  • Szreter, S. (2006). The right of registration: development, identity registration, and social security—a historical perspective. World Development, 35(1), 67–86.

    Article  Google Scholar 

  • Tilly, C. (1984). Demographic origin of the European proletariat. In D. Levine (Ed.), Proletarianization and family life. Orlando: Academic.

    Google Scholar 

  • Tilly, C. (2004). Trust and rule. Theory and Society, 33(1), 1–30.

    Article  Google Scholar 

  • Tilly, C. (2010) Cities and States in World History (this issue).

    Google Scholar 

  • Watt, C. A. (2005). Serving the nation: Cultures of service, association, and citizenship in Colonial India. Delhi: Oxford University Press.

    Google Scholar 

  • Wilensky, H. L. (1975). Welfare state and equality. Berkeley: University of California Press.

    Google Scholar 

  • Wilensky, H. L., & Lebeaux, C. N. (1965). Industrial society and social welfare. New York: Free.

    Google Scholar 

  • Wollmann, H. (2006). The fall and rise of the local community: a comparative and historical perspective. Urban Studies, 43(8), 1419–1438.

    Article  Google Scholar 

  • Wood, G., & Gough, I. (2006). A comparative welfare regime approach to global social policy. World Development, 34(10), 1696–1712.

    Article  Google Scholar 

Download references

Acknowledgments

Chris Tilly was a marvelous editor and I thank him and Mike Hanagan for their invitation. I’m delighted to participate in this volume that emphasizes Charles Tilly’s inspiring intellectual legacy. This article represents my ongoing research and two broader projects on comparative social protections and industrial governance at the Technological Change Lab (TCLab) at Columbia University. It is funded from Columbia’s Graduate School for Architecture, Planning, and Preservation (GSAPP), and has been recently awarded a grant from the Institute for Social and Economic Research and Policy (ISERP) at Columbia University. Both sources are very gratefully acknowledged. Some materials here are from the ISERP proposal. Several sub-themes were earlier presented at the following conferences and workshops: Universalizing Social Protection in Asia, New Delhi, Feb. 2007, Association for Collegiate Schools of Planning (ACSP), Fort Worth, Oct. 2007, ILO Global Production Networks and Decent Work workshop, Bangalore, Nov. 2007, Sloan Industry Studies conference, Boston, April 2008. I have benefited from questions and discussions at these venues and, in India, from scholars, managers, government officials, union members, and other workers. I thank Dr. Krishnamurthy, chief librarian, University of Mysore, Dr. Frederick Weber for his comments, and Matthew Crosby, Kyle Gerry, Mike Kolber, and Sonal Shah for compiling data for TCLab.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Smita Srinivas .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2011 Springer Science+Business Media B.V.

About this chapter

Cite this chapter

Srinivas, S. (2011). Industrial welfare and the state: nation and city reconsidered. In: Hanagan, M., Tilly, C. (eds) Contention and Trust in Cities and States. Springer, Dordrecht. https://doi.org/10.1007/978-94-007-0756-6_9

Download citation

Publish with us

Policies and ethics