Abstract
Both the European Union (EU) and the North Atlantic Treaty Organization (NATO) speak of their mutual importance to each other, yet their relationship is both ill-defined and sensitive. The EU insists that the continuing development of the Common Security and Defence Policy (CSDP) is essential to the Union’s aspirations to be a global actor and key strategic partner. Meanwhile, NATO’s recent and well-publicised New Strategic Concept (NSC) underlined its ability to assume new challenges and thus enhance its relevance. This chapter considers the extent to which the Treaty assists the EU to form a strategic vision for itself what this means for its relationship with NATO. Special attention is given to the place of Permanent Structured Cooperation (PESCO) and the role of the European Defence Agency (EDA) in the Treaty. The conclusions argue that the Lisbon Treaty does little to actually change CSDP, or to fundamentally realign EU-NATO relations. The changes introduced by the Treaty either codify existing practices or serve as tools to encourage development of the policy area by the EU Member States. The development of what may appear to be overlapping mandates by both the EU and NATO is generally exaggerated but, even where there is overlap, they remain unlikely to lead to zero-sum competition between the organisations in the short to medium-term. As a whole, the findings of this chapter point to co-existence as the remaining norm for the indefinite future of EU-NATO relations in the post-Lisbon era.
Dr. Simon Duke—Professor at the European Institute of Public Administration (EIPA), Maastricht. An earlier version of this chapter was presented at the European Union Studies Association conference in Boston in March 2010. My thanks are due to the participants who made critical but constructive comments. The earlier and shorter version was first published as an article in Studia Diplomatica (2011, volume 64 (2)) and parts are reproduced here with kind permission of the editor, Prof Sven Biscop.
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Notes
- 1.
Sjursen 2006.
- 2.
- 3.
Council (2003), EU-NATO: The Framework for Permanent Relations and Berlin Plus.
- 4.
Treaty on European Union, Article 3 (5). The value-led approach to EU external relations within the context of development policy is explored by Broberg (this volume).
- 5.
North Atlantic Treaty (1949), Article 2.
- 6.
North Atlantic Treaty (1949), Article 5.
- 7.
Deutsch et al. 1957.
- 8.
NATO (2010), ‘Strategic Concept For the Defence and Security of The Members of the North Atlantic Treaty Organisation’. Adopted by Heads of State and Government in Lisbon. 19 November 2010 (NATO Strategic Concept), para 16.
- 9.
Daalder and Goldgeier 2006.
- 10.
Barcelona Report (2004). ‘A Human Security Doctrine for Europe: presentation of the Barcelona Report of the Study Group on European Security’.
- 11.
Treaty of Amsterdam, Article J.7(2).
- 12.
European Council (2003), ‘A Secure Europe in a better world’, Brussels. 12 December 2003 (European Security Strategy).
- 13.
European Security Strategy, 1.
- 14.
NATO Strategic Concept, para 4 (c).
- 15.
Treaty on European Union, Article 42 (2). Emphasis added.
- 16.
Treaty on European Union (pre-Lisbon version), Article 17 (1). Emphasis added.
- 17.
Western European Union (1991). ‘Declaration on Western European Union’, Maastricht, 10 December 1991.
- 18.
European Convention (2002). ‘Final report of Working Group VIII—Defence’. Report from the Chairman of Working Group VIII. CONV 461/02. 16 December 2002, para 61.
- 19.
- 20.
d’Aboville 2008.
- 21.
Treaty on European Union, Article 42 (7).
- 22.
Treaty on European Union, Declarations 13 and 14.
- 23.
European Convention (2002). ‘Final report of Working Group VIII—Defence’. Report from the Chairman of Working Group VIII. CONV 461/02. 16 December 2002, para 57.
- 24.
European Convention (2002). ‘Final report of Working Group VIII—Defence’. Report from the Chairman of Working Group VIII. CONV 461/02. 16 December 2002, para 58.
- 25.
Treaty on European Union, Article 43 (1).
- 26.
NATO (2010), Analysis and Recommendations of the Group of Experts on a New Strategic Concept for NATO, ‘NATO 2020: Assured Security; Dynamic Engagement’. Brussels: NATO Public Diplomacy Division. 17 May 2010, 9.
- 27.
Treaty on European Union, Article 222 (1).
- 28.
von Ondarza and Parkes 2010. The challenges facing the EEAS are explored in detail by Blockmans and Laatsit (this volume).
- 29.
European defence and the Lisbon Treaty—reply to the annual report of the Council (2010), European Security and Defence Assembly of the Western European Union. Doc. A/2067.
- 30.
Witney 2008, 3.
- 31.
Kagan 2003, 22.
- 32.
Boland 1999.
- 33.
European Defence Agency (2008). ‘EU Governments endorse capability plan for future military needs, pledges joint efforts’. Brussels. 8 July 2008, 1.
- 34.
European Council (2010), ‘Background note on the Development of European Military Capabilities’, 1.
- 35.
Treaty on European Union, Article 42 (6).
- 36.
Treaty on the Functioning of the European Union, Protocol 10.
- 37.
Emphasis added.
- 38.
European Defence Agency (2010), ‘Seeking Savings Through Pooling and Sharing’. Press Release, Brussels, December.
- 39.
Treaty on the Functioning of the European Union, Protocol 10.
- 40.
Biscop 2008, 6.
- 41.
Council Conclusions on Military Capability Development. 3055th Foreign Affairs (Defence) Council meeting, Brussels, 9 December 2010, 1.
- 42.
‘Declaration on Defence and Security Cooperation’, 2 November 2010, para 5.
- 43.
Taylor 2010, 14–15.
- 44.
Financial Times (2010). ‘Entente frugal in defence contracting’, 3 November 2010. http://search.ft.com/search?queryText=entente+frugale&ftsearchType=type_news. Accessed 20 July 2011.
- 45.
European Council, ‘Background note for Foreign Affairs Council’, 2010. Defence Ministers and Development Ministers, Brussels, 9 December 2010, 3.
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Duke, S. (2011). The EU, NATO and the Treaty of Lisbon: Still Divided Within a Common City. In: Cardwell, P. (eds) EU External Relations Law and Policy in the Post-Lisbon Era. T.M.C. Asser Press. https://doi.org/10.1007/978-90-6704-823-1_16
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