Abstract
This chapter explores the issue of garden-path in the comprehension of head-final relative clauses (particularly in Chinese and Japanese). Experimental data from two self-paced reading studies in Chinese are compared, showing the existence of a main-clause garden-path effect on the object-extracted relative clause modifying the object of the matrix clause. Different approaches adopted to indicate an upcoming relative clause (and thus to avoid a potential garden-path effect) are evaluated, including using internal relative-clause markers, classifier-noun mismatches, relativization-inducing contexts and providing specific instructions on the existence and position of relative clauses in the matrix clauses. The garden-path effect associated with a relative clause can be avoided by using a classifier-noun mismatch along with a carefully constructed referential context. Experiments giving specific instructions on the existence of relative clauses can also diminish the garden-path effect.
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Notes
- 1.
REL stands for “relativizer.” HN stands for “head noun.” CL stands for “classifier.” Relative clauses involving subject extractions are abbreviated as SRCs; those involving object extractions as ORCs.
- 2.
In a sentence completion task, Hsu et al. (2005) found NV fragments predominantly solicited main-clause completions. See also Chapter 14 (Ng & Fodor) of this volume on the interpretation of empty categories in Chinese in relation to the left-edge ambiguity in head-final structures and its interplay with the existence of a plausible referent in the contexts.
- 3.
In this chapter, we focus on garden path associated with canonical relative clauses, namely simple relative clauses that involve subject or object extractions. Lin (2006, Experiment 5) investigated “movement-induced” garden path in head-final relative clauses, where topicalization inside a subject relative clause produces an apparent NVN sequence and an unrecoverable garden-path effect:
[nanyoui fangqiguo haoji wei ti] de nyuyanyuan conglai bu juede houhui
boyfriend abandoned many CL REL actress always not feel regretful
N V N
‘The actress who has abandoned many boyfriends never felt regretful.’
- 4.
Experiment 2 cited in this article was first reported in Lin and Bever (2006).
- 5.
Even though the reading time on the head noun in the object-modifying object relatives was long (over 1400 ms), the comprehension accuracies were over 95% and did not differ across conditions (Experiment 2: SRC-S modification 97%, ORC-S modification 95%, SRC-O modification 97%, ORC-O modification 96%), suggesting that after reanalysis, the parser was able to reach similar comprehension accuracies regardless of the garden path. Note also the possibility that the long reading time on this position may be due to the end-of-sentence wrap-up effect, thus enlarging the differences.
- 6.
Note that the study of Lin and Garnsey (this volume), which used topicalized object-modifying relative clauses with the head nouns missing, was additionally complicated by a garden-path effect. When the head nouns of these topicalized relative clauses were omitted, the subjects of the matrix clauses, which now follow these object-modifying relative clauses, can be taken as the missing head nouns. It is unlikely that the participants came to the correct parse since the only cues were matrix clauses with objects missing (which is not uncommon in Chinese). In their Experiment 2, where inanimate matrix subjects were used to help disambiguate, it is still unclear whether participants have successfully constructed a relative clause with head nouns omitted. Lin (2006, Experiment 5), for example, showed that animacy is not sufficient to indicate the existence of a relative clause. It is also noteworthy that relative clauses with missing head nouns are best motivated by contexts that supplied the missing heads. In Lin and Garnsey’s study, however, no context was provided.
- 7.
- 8.
- 9.
Hsu et al. surmised that the longer reading times on the true head nouns in the mismatching condition may be due to the larger integration cost between a distant classifier and the real matching head noun in (16).
- 10.
Givón (1993, p. 108) summarized the referential properties of Restrictive Relative Clauses (RRCs) in terms of “referent tracking strategies” as the following:
-
a.
The speaker assumes that a certain state or event is known, familiar or mentally accessible to the hearer.
-
b.
The proposition corresponding to that familiar state/event is thus pragmatically presupposed.
-
c.
The referent to be identified is a participant – subject, direct object, indirect object, etc. – in the state or event coded in the proposition.
-
d.
The familiar proposition thus helps guide the hearer toward identifying the referent in his/her mentally stored knowledge. It grounds the referent in the hearer’s knowledge-base.
-
e.
The proposition used for such grounding is coded syntactically as a RRC.
-
a.
- 11.
The information status inside sentences with relative clauses also matters. Gibson et al. (2005) compared relative clauses that appeared early (e.g., modifying the subject of the matrix clause) and those that appeared late (e.g., modifying the object of the matrix clause) in a sentence. They showed that relative clauses are read with greater ease when they appear early in the sentence. The propositional content inside the relative clause serves as grounding information within the sentence, referring to knowledge already present in text or new information that is not likely to be challenged (i.e., Givón’s pragmatic definition of a restrictive relative clause). As relative clauses serve to ground the referent as old information in the sentence, they tend to appear early, e.g., in the subject position.
- 12.
Hsu and Chen (2007) adopted similar contexts and are subject to similar problems as those discussed below.
- 13.
See Lin and Bever (2006) for critiques on the object-extraction advantage reported by Hsiao & Gibson (2003). Lin and Bever argued that the reported advantage resulted from nested dependencies being more difficult than serial dependencies. In a self-paced reading experiment focusing on doubly-embedded relative clauses (Lin & Bever, 2007), it was demonstrated that the effect of dependency types (nested dependencies being harder than serial dependencies) actually contributed to the advantage of object extractions reported by Hsiao and Gibson.
- 14.
The participants were provided with examples of relative clauses in the instructions. All the sentences with subject-modifying relative clauses were presented in one block. All sentences with object-modifying relative clauses were presented in a separate block. Sentences with single layers of relative clauses and those with double layers of relative clauses were tested separately.
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Acknowledgments
We are grateful to participants at the International Conference on Processing Head-Final Structures at Rochester Institute of Technology, for their comments and discussions and especially to the organizers/editors and reviewers for their valuable suggestions on previous versions of this chapter. We also thank Natalie Hsu for useful discussions. Research hereby presented has been supported by research grants from the National Science Council of Taiwan (NSC 95-2411-H-003-056 & NSC 96-2411-H-003-035). Research assistance from Paul Chang, Li-Hsin Ning and Larry Hong-Lin Li is gratefully acknowledged.
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Lin, CJ.C., Bever, T.G. (2010). Garden Path and the Comprehension of Head-Final Relative Clauses. In: Yamashita, H., Hirose, Y., Packard, J. (eds) Processing and Producing Head-final Structures. Studies in Theoretical Psycholinguistics, vol 38. Springer, Dordrecht. https://doi.org/10.1007/978-90-481-9213-7_13
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