Abstract
The randomized controlled trial (RCT) is regarded as the principal way to collect scientific data on the efficacy of health interventions. Despite the advantages of RCT design in reducing extraneous variation that may confound interpretation of intervention results, the design may not be suitable for interventions in which patients are likely to have a strong preference for a particular treatment. Some designs incorporating patients or physician preferences by allowing at least a subgroup of them to choose their treatment have been proposed. In this chapter, we review various randomized control trials designs for accommodating participants’ and professionals’ preferences. Specifically, we discuss the advantages, limitations, applicability, ethical issues and statistical issues of each design. We also discuss the estimation of treatment effect (a measure of the extent to which treatment difference is attributable to treatments); selection effect (a measure of the extent to which treatment response is influenced by self-selection of treatment by patients); and preference effect (a measure of the extent to which treatment difference is caused by an interaction between the patient’s choice of treatment and the treatment actually received).
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
References
Adamson, J., Cockayne, S., Puffer, S., Torgerson, D.J.: Review of randomized trials using the post-randomized consent (Zelen’s) design. Contemporary Clinical Trials 27(4), 305–319 (2006)
Altman, D.G., Whitehead, J., Parmar, M.K., Stenning, S.P., Fayers, P.M., Machin, D.: Randomized consent designs in cancer clinical trials. European Journal of Cancer 31A(12), 1934–1944 (1995)
Anbar, D.: The relative efficiency of Zelen’s prerandomization design for clinical trials. Biometrics 39(3), 711–718 (1983)
Armitage, P.: The role of randomization in clinical trials. Statistics in Medicine 1(4), 345–352 (1982)
Bowling, A., Rowe, G.: “You decide doctor”. What do patient preference arms in clinical trials really mean? Journal of Epidemiology and Community Health 59(11), 914–915 (2005)
Bradley, C.: Clinical trials–time for a paradigm shift? Diabetic Medicine 5(2), 107–109 (1988)
Bradley, C.: Designing medical and educational intervention studies. A review of some alternatives to conventional randomized controlled trials. Diabetes Care 16(2), 509–518 (1993)
Brewin, C.R., Bradley, C.: Patients’ preferences and randomized clinical trials. British Medical Journal 289, 313–315 (1989)
Byar, D.P., Simon, R.M., T., F.W., Schlesselman, J.J., DeMets, D.L., Ellenberg, J.H., Gail, M.H., Ware, J.H.: Randomized clinical trials. Perspectives on some recent ideas. New England Journal of Medicine 295(2), 74–80 (1976)
Canadian Institutes of Health Research (CIHR), Natural Sciences and Engineering Research Council of Canada (NSERC), Social Sciences and Humanities Research Council of Canada (SSHRC): Tri-Council Policy Statement: Ethical Conduct for Research Involving Humans, December 2010 URL http://www.pre.ethics.gc.ca/pdf/eng/tcps2/TCPS_2_FINAL_Web.pdf. (Last accessed January 3, 2011)
Cooper, K.G., Grant, A.M., Garratt, A.M.: The impact of using a partially randomized patient preference design when evaluating alternative managements for heavy menstrual bleeding. British Journal of Obstetrics and Gynaecology 104(12), 1367–1373 (1997)
Coward, D.D.: Partial randomization design in a support group intervention study. Western Journal of Nursing Research 24(4), 406–421 (2002)
Edwards, A., Elwyn, G.: Understanding risk and lessons for clinical risk communication about treatment preferences. Quality in Health Care 10(Suppl I), i9–i13 (2001)
Feine, J.S., Awad, M.A., Lund, J.P.: The impact of patient preference on the design and interpretation of clinical trials. Community Dentistry and Oral Epidemiology 26(1), 70–74 (1998)
Halpern, S.D.: Evaluating preference effects in partially unblinded, randomized clinical trials. Journal of Clinical Epidemiology 56(2), 109–115 (2003)
Homer, C.S.: Using the Zelen design in randomized controlled trials: debates and controversies. Journal of Advanced Nursing 38(2), 200–207 (2002)
Howard, L., Thornicroft, G.: Patient preference randomized controlled trials in mental health research. British Journal of Psychiatry 188, 303–304 (2006)
Janevic, M.R., Janz, N.K., Dodge, J.A., Lin, X., Pan, W., Sinco, B.R., Clark, N.M.: The role of choice in health education intervention trials: a review and case study. Social Science and Medicine 56(7), 1581–1594 (2003)
King, M., Nazareth, I., Lampe, F., Bower, P., Chandler, M., Morou, M., Sibbald, B., Lai, R.: Impact of participant and physician intervention preferences on randomized trials: a systematic review. Journal of the American Medical Association 293(9), 1089–1099 (2005)
Korn, E.L., Baumrind, S.: Randomized clinical trials with clinician-preferred treatment. Lancet 337(8734), 149–152 (1991)
Korn, E.L., Baumrind, S.: Clinician preferences and the estimation of causal treatment differences. Statistical Science 13(3), 209–227 (1998)
Lambert, M.F., Wood, J.: Incorporating patient preferences into randomized trials. Journal of Clinical Epidemiology 53(2), 163–166 (2000)
Matts, J., McHugh, R.: Randomization and efficiency in Zelen’s single-consent design. Biometrics 43(4), 885–894 (1987)
McCaffery, K., Irwig, L., Bossuyt, P.: Patient decision aids to support clinical decision making: evaluating the decision or the outcomes of the decision. Medical Decision Making 27(5), 619–625 (2007)
McPherson, K., Britton, A.R., Wennberg, J.E.: Are randomized controlled trials controlled? Patient preferences and unblind trials. Journal of the Royal Society of Medicine 90(12), 652–656 (1997)
Millat, B., Borie, F., Fingerhut, A.: Patient’s preference and randomization: new paradigm of evidence-based clinical research. World Journal of Surgery 29, 596–600 (2005)
Millat, B., Fingerhut, A., Flamant, Y., Hay, J.M., L., F.P., Farah, A., Duron, J.J., Courchevel, J.M.: Survey of the impact of randomized clinical trials on surgical practice in France. European Journal of Surgery 165(2), 87–94 (1999)
Olschewski, M., Scheurlen, H.: Comprehensive cohort study: an alternative to randomized consent design in a breast preservation trial. Methods of Information in Medicine 24(3), 131–134 (1985)
Olschewski, M., Schumacher, M., Davis, K.B.: Analysis of randomized and non-randomized patients in clinical trials using the comprehensive cohort follow-up study design. Controlled Clinical Trials 13, 226–239 (1992)
Piantadosi, S.: Clinical trials: a methodologic perspective. John Wiley and Sons, New York (1997)
Rucker, G.: A two-stage trial design for testing treatment, self-selection and treatment preference effects. Statistics in Medicine 8(4), 477–485 (1989)
Schellings, R., Kessels, A.G., Ter Riet, G., Knottnerus, J.A., Sturmans, F.: Randomized consent designs in randomized controlled trials: systematic literature search. Contemporary Clinical Trials 27(4), 320–332 (2006)
Shaw, L.W., Chalmers, T.C.: Ethics in cooperative clinical trials. Annals of the New York Academy of Sciences 169(2), 487–495 (1970)
Silverman, W.A., Altman, D.G.: Patients’ preferences and randomized trials. Lancet 347(8995), 171–17 (1996)
Snowdon, C., Elbourne, D., Garcia, J.: Zelen randomization: attitudes of parents participating in a neonatal clinical trial. Controlled Clinical Trials 20(2), 149–171 (1999)
Wennberg, J.E.: What is outcomes research? In: A.C. Gelijns (ed.) Medical Innovation at the Crossroads, Vol. I: Modern Methods of Clinical Investigation, pp. 33–46. National Academy Press, Washington, DC (1990)
Wennberg, J.E., Barry, M.J., Fowler, F.J., Mulley, A.: Outcomes research, PORTs, and health care reform. Annals of the New York Academy of Sciences 703, 52–62 (1993)
Zelen, M.: A new design for randomized clinical trials. New England Journal of Medicine 300(22), 1242–1245 (1979)
Zelen, M.: Alternatives to classic randomized trials. Surgical Clinics of North America 61(6), 1425–1432 (1981)
Zelen, M.: Strategy and alternate randomized designs in cancer clinical trials. Cancer Treatment Reports 66(5), 1095–1100 (1982)
Zelen, M.: Randomized consent designs for clinical trials: an update. Statistics in Medicine 9(6), 645–656 (1990)
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2014 Springer-Verlag Berlin Heidelberg
About this chapter
Cite this chapter
Ismaila, A.S., Walter, S.D. (2014). Review of Designs for Accommodating Patients’ or Physicians’ Preferences in Randomized Controlled Trials. In: van Montfort, K., Oud, J., Ghidey, W. (eds) Developments in Statistical Evaluation of Clinical Trials. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-55345-5_17
Download citation
DOI: https://doi.org/10.1007/978-3-642-55345-5_17
Published:
Publisher Name: Springer, Berlin, Heidelberg
Print ISBN: 978-3-642-55344-8
Online ISBN: 978-3-642-55345-5
eBook Packages: Mathematics and StatisticsMathematics and Statistics (R0)