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Models of Judicial Cooperation with Ad Hoc Tribunals and with the Permanent International Criminal Court in Europe

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Book cover Transnational Inquiries and the Protection of Fundamental Rights in Criminal Proceedings

Abstract

This contribution deals with the legal problems (and dilemmas) arising in the field of judicial cooperation between States and international criminal justice systems (especially the ad hoc Tribunals and the International Criminal Court). Fundamental rights are easily in danger when judicial cooperation in criminal matters is involved, regardless of the model of cooperation adopted.

The problem of fundamental rights violation is especially evident at international level. It can be summarized as follows. On the one side, any international justice system needs the active help from States and international organizations in order to effectively enforce its own criminal system. On the other side, States and international institutions, whose cooperation is crucial, are out of control of the issuing jurisdiction. In short, the nub of the problem is to decide what value must prevail, in case of conflict between the need of cooperation and the need to grant a fair trial. Accepting the “fruit of the poisonous tree” could put the international institutions at the risk of being perceived as co-responsible of grave violations. However, excluding the product of cooperation on the basis of fundamental rights’ violation might lead to an ineffective international criminal system.

The practice shows how often judges are reluctant to relinquish their main objective—that is, bringing the persons responsible of grave international crimes to justice—solely because some breaches of relevant procedural safeguards have occurred during the cooperation phase. In any criminal justice system, as was once asserted, respecting the rules governing hunting is more important than the actual capture of the prey itself. However, when the pray is on the verge to escape, a faithful observance of such an approach often turns out to be impossible.

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Notes

  1. 1.

    Sluiter (2009), p. 187.

  2. 2.

    Cryer (2009), p. 201.

  3. 3.

    Caianiello and Illuminati (2001), p. 411.

  4. 4.

    See the SC Resolution 827 (1993), establishing the ICTY, and the SC Resolution 955 (1994), establishing the ICTR.

  5. 5.

    Caianiello and Illuminati (2001), p. 433.

  6. 6.

    See Linton (2001), p. 185.

  7. 7.

    Klip (2012), p. 20.

  8. 8.

    Ibid.

  9. 9.

    Sluiter (2009), p. 188.

  10. 10.

    Klip (2012), p. 20.

  11. 11.

    Sluiter (2009), p. 190.

  12. 12.

    Wise et al. (2009), p. 689.

  13. 13.

    See for example Burke-White (2008), p. 59.

  14. 14.

    See ICTY, T. Ch. I, IT-98-33-PT, Prosecutor v. Radislav Krstić, Binding Order to the Republika Srspka for the Production of Documents, 12 March 1999.

  15. 15.

    See ICTY, T. Ch. III, IT-95-9-T, Prosecutor v. Simić and others, Decision on Motion for Judicial Assistance to be Provided by SFOR and Others, 18 October 2000.

  16. 16.

    See ICTY, App. Ch., IT-95-14-T, Prosecutor v. Blaskić, Judgment on the Request of the Republic of Croatia for Review of the Decision of Trial Chamber II of 18 July 1997, 29 October 1997.

  17. 17.

    ICTY, Prosecutor v. Blaskić (footnote 16), § 33.

  18. 18.

    See Rome Statute of the ICC, Arts. 54, 86, 87.

  19. 19.

    This is why the ad hoc tribunals opted to consider that the mere assertion, in a formal Tribunal’s decision, that a State is not complying, constitutes a sanction in itself, even if more symbolic than effective, if we look at its practical consequences. See Sluiter (2009), p. 198. See ICTY, Prosecutor v. Blaskić (footnote 16), § 37.

  20. 20.

    Demirdjian (2010), p. 181.

  21. 21.

    Cassese (1998), p. 13.

  22. 22.

    See the SC Resolution 1593 (2005), deferring the Darfur Situation to the ICC.

  23. 23.

    See Resolution 1970 (2011), deferring the Libya Situation to the ICC.

  24. 24.

    See Statement by the Prosecutor (16 June 2003). See Burke-White (2008), p. 59; Schabas (2008), p. 741.

  25. 25.

    Fletcher (2007), p. 189.

  26. 26.

    See USSC, Silverthorne Lumber Co. v. United States, 251 U.S. 385 (1920).

  27. 27.

    See Paulussen (2010), pp. 965 ff.

  28. 28.

    See Rome Statute of the ICC, Art. 69(1-3); Rules of Procedure and Evidence of the ICTY, Rule 89 (C). See Caianiello (2011), p. 399.

  29. 29.

    See Rome Statute of the ICC, article 69 par. 7; Rules of Procedure and Evidence of the ICTY, Rule 95. See Caianiello (2011), 398–401.

  30. 30.

    See Rome Statute of the ICC, article 69; Rules of Procedure and Evidence of the ICTY, Rule (A).

  31. 31.

    ICTR, App. Ch., ICTR-97-19-AR72, Prosecutor v. Jean-Bosco Barayagwiza, Decision, 3 November 1999. See Currie (2007), p. 364.

  32. 32.

    ICTR, App. Ch., ICTR-97-19-AR72, Prosecutor v. Jean-Bosco Barayagwiza, Decision (Prosecutor’s Request for Review or Reconsideration), 31 March 2000. See Schabas (2000), p. 563.

  33. 33.

    ICC, T. Ch. I, ICC-01/04-01/06-1418-02-07-2008, Prosecutor v. Thomas Lubanga-Dyilo, Décision sur la confirmation des charges, 29 January 2007. See Caianiello (2011), p. 400–401; Caianiello (2008), p. 26; Miraglia (2008), p. 489.

  34. 34.

    Cordero (1966), p. 220; Caianiello (2010), p. 42.

Abbreviations

EU FRCh:

Charter of Fundamental Rights of the European Union

FD EAW:

Framework Decision on the European Arrest Warrant

FD EEW:

Framework Decision on the European Evidence Warrant

ICC:

International Criminal Court

ICTR:

International Criminal Tribunal for Rwanda

ICTY:

International Criminal Tribunal for the Former Yugoslavia

TEU:

Treaty on the European Union

USSC:

United States Supreme Court

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Caianiello, M. (2013). Models of Judicial Cooperation with Ad Hoc Tribunals and with the Permanent International Criminal Court in Europe. In: Ruggeri, S. (eds) Transnational Inquiries and the Protection of Fundamental Rights in Criminal Proceedings. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-32012-5_9

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