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Article 37. Revocation or modification of obligations or rights of third States

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Vienna Convention on the Law of Treaties

Abstract

Art 37 complements the rules on the establishment of obligations and rights for third States contained in Arts 35 and 36 in respect of their revocation and modification. In the course of negotiations, several members of the ILC and government delegations assumed that the provision was partly or even completely superfluous. Considerable confusion and disagreement arose from the fact that the Commission could not agree on a uniform position as to the doctrinal fundament of rights for third States in terms of Art 36. In this respect, the question whether the consent of the third State was mandatory for the revocation or modification of a right accorded to that State could, as a matter of principle, only be answered in the negative from the perspective of the concept of stipulation pour autrui (→ Art 36 MN 18–25). Naturally, the issue concerned also influenced the positions taken as to whether a presumption of revocability or a presumption of irrevocability should be included. The examples given clearly show that the problems which appeared in the context of the preceding articles are likely to have a strong impact on any interpretation of Art 37 VCLT. While the doctrinal inconsistencies resulting therefrom prompted one ILC member to abstain from voting since “there should be some logic in the matter”, which, according to that member, was not the case with regard to the wording of the then Draft Art 61, the majority of the members of the ILC accepted that the theoretical differences must not prevent it from reaching an agreement on the provision. Thus, the view was taken that “[t]he Commission should adopt as neutral a formulation as possible”. As will be shown in the following (→ MN 8–11), the approach chosen brings about considerable problems in the interpretation of the provision.

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Notes

  1. 1.

    Jiménez de Aréchaga [1966-I/2] YbILC 83; Tsuruoka [1966-I/2] YbILC 88.

  2. 2.

    See the comments made by the governments of the Netherlands and Greece, reproduced in Waldock VI 71 et seq.

  3. 3.

    See Ago [1966-I/2] YbILC 89; El-Erian [1966-I/2] YbILC 89.

  4. 4.

    Jiménez de Aréchaga [1964-I] YbILC 88; but see Waldock [1964-I] YbILC 86.

  5. 5.

    Reuter [1966-I/2] YbILC 176.

  6. 6.

    See eg Ago [1964-I] YbILC 91; Verdross [1964-I] YbILC 94.

  7. 7.

    De Luna [1966-I/2] YbILC 90.

  8. 8.

    Waldock III 20 (Draft Art 62 para 3); for the general historical background, see Art 34 MN 3–4.

  9. 9.

    Castrén [1964-I] YbILC 82; Yasseen [1964-I] YbILC 86; Bartoš [1964-I] YbILC 92; Lachs [1964-I] YbILC 93.

  10. 10.

    Waldock [1964-I] YbILC 86.

  11. 11.

    ILC Report 16th Session [1964-II] YbILC 174, 184. Draft Art 61 read: “When an obligation or right has arisen under article 59 or 60 for a State from a provision of a treaty to which it is not a party, the provision may be revoked or amended only with the consent of that State, unless it appears from the treaty that the provision was intended to be revocable.”

  12. 12.

    Cf the comments made by Rosenne [1964-I] YbILC 89; Waldock [1964-I] YbILC 96.

  13. 13.

    The extension of the provision to obligations had not been a matter of discussion within the ILC.

  14. 14.

    Reproduced in Waldock VI 71.

  15. 15.

    Ibid 71 et seq.

  16. 16.

    Ibid 72; see also the comment made by the Government of Israel ibid 71.

  17. 17.

    Ibid 73.

  18. 18.

    Ibid 73.

  19. 19.

    Briggs [1966-I/2] YbILC 83; Castrén [1966-I/2] YbILC 87; El-Erian [1966-I/2] YbILC 89; contra Ago [1966-I/2] YbILC 85; Rosenne [1966-I/2] YbILC 87.

  20. 20.

    In the affirmative, Briggs [1966-I/2] YbILC 83; Jiménez de Aréchaga [1966-I/2] YbILC 84; id [1966-I/2] YbILC 90; de Luna [1966-I/2] YbILC 86; Castrén [1966-I/2] YbILC 90; Tsuruoka [1966-I/2] YbILC 90; contra Yasseen [1966-I/2] YbILC 85; Bartoš [1966-I/2] YbILC 86; Tunkin [1966-I/2] YbILC 86 et seq; Ago [1966-I/2] YbILC 89.

  21. 21.

    Ago [1966-I/2] YbILC 84.

  22. 22.

    See the comments made by Yasseen [1966-I/2] YbILC 175; Briggs [1966-I/2] YbILC 175; Bartoš [1966-I/2] YbILC 176; Waldock [1966-I/2] YbILC 176; contra Rosenne [1966-I/2] YbILC 176.

  23. 23.

    See also CL Rozakis Treaties and Third States: A Study in the Reinforcement of the Consensual Standards in International Law (1975) 35 ZaöRV 1, 22.

  24. 24.

    Cf Waldock VI 71 et seq.

  25. 25.

    See Final Draft, Commentary to Art 33, 230 para 2.

  26. 26.

    Waldock VI 73; see also Final Draft, Commentary to Art 33, 230 para 3.

  27. 27.

    Verdross [1966-I/2] YbILC 83; Yasseen [1966-I/2] YbILC 85; Tunkin [1966-I/2] YbILC 86; see also Sinclair 103.

  28. 28.

    M Fitzmaurice Third Parties and the Law of Treaties (2002) 6 Max Planck UNYB 37, 57; see also C Chinkin Third Parties in International Law (1993) 42; P D’Argent in Corten/Klein Art 37 MN 3.

  29. 29.

    Reproduced in Waldock VI 71.

  30. 30.

    Waldock VI 73; see also Yasseen [1966-I/2] YbILC 85; Castrén [1966-I/2] YbILC 87.

  31. 31.

    Rosenne [1966-I/2] YbILC 85.

  32. 32.

    Rosenne [1966-I/2] YbILC 87.

  33. 33.

    Ago [1966-I/2] YbILC 85.

  34. 34.

    Negatively Ago [1966-I/2] YbILC 175; Jiménez de Aréchaga [1966-I/2] YbILC 175; Bartoš [1966-I/2] YbILC 175.

  35. 35.

    Waldock III 20 (Draft Art 62 para 3).

  36. 36.

    See also Chinkin (n 28) 42.

  37. 37.

    De Luna [1966-I/2] YbILC 175.

  38. 38.

    In the affirmative, see Ago [1966-I/2] YbILC 175.

  39. 39.

    Rozakis (n 23) 23.

  40. 40.

    G Napoletano Some Remarks on Treaties and Third States under the Vienna Convention on the Law of Treaties (1977) 75 Italian YIL 75, 81; Fitzmaurice (n 28) 56 et seq.

  41. 41.

    Cf the comment made by the Netherlands, reproduced in Waldock VI 72.

  42. 42.

    Final Draft, Commentary to Art 33, 230 para 3; see also P D’Argent in Corten/Klein Art 37 MN 5.

  43. 43.

    Partly different P D’Argent in Corten/Klein Art 37 MN 6: “mais il paraît logique d’appliquer dans un tel cas des exigences de l’article 35, dans la mesure où la modification de l’obligation initiale s’apparente à la création d’une nouvelle obligation plus lourde pour le tiers débiteur” (emphasis added).

  44. 44.

    Yasseen [1964-I] YbILC 93.

  45. 45.

    Fitzmaurice (n 28) 57; Napoletano (n 40) 82.

  46. 46.

    Napoletano (n 40) 82.

  47. 47.

    Cf Rozakis (n 23) 23; P D’Argent in Corten/Klein Art 37 MN 7; Sinclair 103.

  48. 48.

    Similar P Cahier Le problème des effets des traités à l’égard des États tiers (1974) 143 RdC 589, 648 et seq.

  49. 49.

    Fitzmaurice (n 28) 56.

  50. 50.

    Napoletano (n 40) 79.

  51. 51.

    See P D’Argent in Corten/Klein Art 37 MN 7.

  52. 52.

    Rozakis (n 23) 23.

  53. 53.

    Final Draft, Commentary to Art 33, 230 para 4.

  54. 54.

    Cf Art 18 lit b Harvard Draft.

  55. 55.

    Final Draft, Commentary to Art 33, 230 para 4; Napoletano (n 40) 79.

  56. 56.

    Aust 260; consenting P D’Argent in Corten/Klein Art 37 MN 9.

  57. 57.

    However, see Rozakis (n 23) 24.

  58. 58.

    Chinkin (n 28) 42.

  59. 59.

    Final Draft, Commentary to Art 33, 230 para 4.

  60. 60.

    See P D’Argent in Corten/Klein Art 37 MN 11; Cahier (n 48) 636.

  61. 61.

    P D’Argent in Corten/Klein Art 37 MN 12.

  62. 62.

    Final Draft, Commentary to Art 33, 230 para 4.

  63. 63.

    Fitzmaurice (n 28) 56.

  64. 64.

    For the contrary view, see Napoletano (n 40) 80.

Selected Bibliography

  • See the bibliography attached to the commentary on Art 34.

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Correspondence to Oliver Dörr LL.M. (Lond.) .

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Dörr, O., Schmalenbach, K. (2012). Article 37. Revocation or modification of obligations or rights of third States. In: Dörr, O., Schmalenbach, K. (eds) Vienna Convention on the Law of Treaties. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-642-19291-3_40

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