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The Embedded Model

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Abstract

In addition to approaching the relations between law and politics as between two autonomous phenomena, contemporary legal thinking presents a second major ideal-typical model of considering how the legal world interacts with the political one: the embedded model. This chapter explores certain legal theories that can be described as embracing such an ideal-typical model. The placing of these legal theories under the embedded model is based on the same methodology as used in Chapter Two. Consequently, the focus will be on the positions of these theories as to the following issues: how the law interacts to politics, how law-making relates to the political order and to what extent the legal discipline makes use of political material.

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References

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  46. This embeddedness of law into politics is emphasized in a debate between Dworkin, Posner and Calabresi as it appeared in the Hofstra Law Review. See generally Calabresi et al., Symposium: Efficiency as a Legal Concern, 8(3) Hofstra L. Rev. 485–770 (1980).

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  57. See Finnis, Natural Law and Natural Rights, supra at 288. Finnis also mentions among such legal principles estoppel, no aid to the abuse of rights, relative freedom to change existing patterns of legal relationships by agreement and no liability for unintentional injury without fault.

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  59. See Finnis, On ‘Positivism’ and ‘Legal Rational Authority’, supra at 88. See, e.g., Finnis, Public Reason, Abortion, and Cloning, 32 Val. U. L. R. 377–382 (1998). This is a concrete use of Finnis’ ideas of how to implement into a community a basic good (life) by choosing second-order principles (right to live and right to equality in dignity) through the respect of principles of practical reasonableness (having no arbitrary preferences among either values or persons).

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  72. The distinction between the macro-and micro-level of influences of politics on the law must not be confused with the distinction, rejected by CLS, between “foundational politics” (the choice of a social type, e.g. socialism or democracy) and “ordinary politics” (the choices made during ordinary legislation within the framework established by the foundational politics, e.g. inside a democratic system, the choice of strict liability instead of culpa principles as the regulating mechanism of tort law for dangerous activities). While the distinction micro/macro concerns the lines connecting the law-making and political order, the foundational/ordinary politics dichotomy refers to the internal features of the political order, at least as defined in this work. See Unger, The Critical Legal Studies Movement, supra at 568.

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  76. Kairys, Law and Politics, supra at 245 [italics added].

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  77. For example, Posner claims the possibility of more or less excluding moral or stricto sensu political values from the grounds that the judicial law-making activities investing the constitutional provisions of freedom of speech and religion have been built upon. See Posner, The Law and Economics Movement, supra at 5–12.

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  78. Posner repeatedly promotes the adoption of a liberal democratic political order as the most suitable for his idea concerning the relationship between social and economic values. See Posner, Frontiers of Legal Theory, supra at 115.

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  79. See id. at 100–101.

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  80. One of the basic values the political order has to promote in a society, according to Posner, is the one of increasing the average incomes of a community and not, as sustained by economists such as Amartya Sen, the one of promoting an equality of incomes. For the reasons behind this choice, see id. at 110–115.

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  81. See Posner, The Problems of Jurisprudence, supra at 232–234.

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  82. See, e.g., Posner, Pragmatic Adjudication, 18 Cardozo L. Rev. 4–8 (1996). In this article Posner expressly rejects what he calls the “judicial positivist” approach, i.e. the one embraced by a “judge who... would begin and usually end with a consideration of cases, statutes, administrative regulations, and constitutional provisions,” id. at 4.

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  83. Brion, Norms and Values in Law and Economics, supra at 1042. See also, for a similar partition of Law and Economics into a positive and a normative type of approach, Francesco Parisi & Jonathan Klick, Functional Law and Economics: The Search for Value-Neutral Principles of Lawmaking, 79(2) Chi.-Kent L. Rev. 432–435 (2004).

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  84. “The invisible hand of economic reality is portrayed as guiding judicial development of common rules.” Cotterrell, The Politics of Jurisprudence, supra at 201.

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  85. See Posner, Frontiers of Legal Theory, supra at 153–154. One of the major sources of this inertia is the American Constitution, which is difficult to amend, with each change having to go through a very complicated legislative procedure. See id. at 158.

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  86. See id. at 159. For example, the settled distinction between the legal categories of absolute and relative rights typical of civil law countries has created some inertia in the adaptation of the legal system to the current economic and political realities, impeding the extension to the pure economic losses of the protection erga omnes guaranteed by absolute rights. See Mauro Bussani et al., Liability for Pure Financial Loss in Europe: An Economic Restatement, 51 Am. J. Comp. L. 125–127 (2003).

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  87. See Posner, Frontiers of Legal Theory, supra at 158. According to Posner, however, the presence of this built-in inertia does not seem to be so serious a problem for judges when they act as law-making actors.

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  88. See id. at 155.

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  89. See Posner, Pragmatic Adjudication, supra at 5.

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  90. See Posner, Frontiers of Legal Theory, supra at 163, 166 n.42.

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  93. In order to underline this feature of the legal scholars of the embedded model, of engaging directly into socio-economic issues as part of their idea of legal discipline, Freeman states: “Finnis is a social theorist who wants to use law to improve society.” Freeman, Lloyd’s Introduction to Jurisprudence, supra at 138.

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  94. Finnis, The Authority of Law in the Predicament of Contemporary Social Theory, supra at 115.

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  95. There is actually also a fourth level where the legal discipline has to mix with other disciplines. According to Finnis, the analysis of the “goodness” of a legal order should always include the evaluation (mostly of socio-political nature) of the impact the system produces on the surrounding political environment. See Finnis, Natural Law and Natural Rights, supra at 271.

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  96. Finnis, The Authority of Law in the Predicament of Contemporary Social Theory, supra at 115 [italics added].

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  97. Id. at 116. Finnis has been recently labeled as a realist in the medieval sense (Michael Moore) or as a cognitivist (Jeffrey Goldsworthy) for this very assumption of the existence of an objective moral reality outside and detached from the processes of human investigation, of which the legal discipline is part. See Moore, Educating Oneself in Public. Critical Essays in Jurisprudence 342 (2000); and Jeffrey Goldsworthy, Fact and Value in the New Natural Law Theory, 41 Am. J. Juris. 22–25 (1996).

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  98. See Finnis, Natural Law and Natural Rights, supra at 265.

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  99. See id. at 3–13.

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  100. See, e.g., Finnis, Abortion and health care ethics, in Bioethics: An Anthology 13–20 (H. Kuhse & P. Singer eds., 1999).

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  102. Unger, Legal Analysis as Institutional Imagination, in Law, Society and Economy, supra at 179.

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  103. See Note, ‘Round and ‘Round the Bramble Bush, supra at 1686. A classical example of the suggestion of such dualistic dimensions by CLS to the legal discipline can be found in Kennedy’s article “Form and Substance in Private Law Adjudication.” He makes a combined use of traditional legal investigation, social theories, political theories and history, demonstrating how the legal discipline is affected by the political surroundings but, in their turn, legal studies do have an impact on that environment. See Kennedy, Form and Substance in Private Law Adjudication, supra at 1687.

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  105. Id. at 577. See also Note, ‘Round and ‘Round the Bramble Bush, supra at 1677–16

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(2008). The Embedded Model. In: Law and Politics. Springer, Berlin, Heidelberg. https://doi.org/10.1007/978-3-540-73926-5_4

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