Skip to main content

Participatory governance reloaded — the horizontalist expectation1

  • Chapter
Regieren

Abstract

Hubert Heinelt and his colleagues at the Institute of Political Science — myself as part of the “gang” for only shorter periods of time — have done encompassing work on policy networks, especially at the local, the regional and the European level. They have also been concerned with the study of new forms of governance and, in particular, participatory governance and democracy. In much of that work and, of course, in the work of those from whom we had drawn our insights, the expectation has been that horizontally ordered political configurations would generally perform better than vertical ones either in terms of democracy and participation or in terms of economic efficiency and policy output.

A very first draft of this was presented at the General Conference of the ECPR in Potsdam, 10–12 September 2009; Section on Horizontalism in Local Governance; Panel on Horizontalism and Hierarchy in Central-Local Relations.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 69.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Hardcover Book
USD 59.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    Nota bene, that in much of the literature, network — as an antipode to hierarchy — is synonymous with horizontalism, a conceptual confusion leading to distortions both in theoretical and in empirical terms.

  2. 2.

    I have taken this from Chantal Mouffe’s “sacralisation of consensus” (cited in Davies 2005) used to describe New Labour’s governance agenda. Davies’ work on the role of conflict in local governance arrangements comes very close to my own thoughts on the subject. Unfortunately, I have come across his work only at the time of correcting the page proofs for this contribution.

  3. 3.

    The book has been lauded as seminal, epochal, and path breaking (The Nation), and as a great work of social science, worthy to rank alongside de Tocqueville, Pareto, and Weber (The Economist).

  4. 4.

    See, for instance, in Putnam (1993: 23, 101–04, 107, 115, 124, 131, 142, 173–77, 179, and 181–82 pp.).

  5. 5.

    One may think of phenomena such as communitarian markets, competition for clients among Third Sector organizations, the privatization of social services, private interest governments or New Public Management.

  6. 6.

    An easily accessible and much quoted list of these and other principles is provided by Streeck and Schmitter (1985: 1–30).

  7. 7.

    Compare this to the references made above to (system) trust and (system) power to gain additional insights about the pointlessness of the horizontalist expectation.

  8. 8.

    That this applies to not only “community”, “market” and “state” but also holds for “association” has been shown by comparative research on business associability (Grote 2008; Streeck et al. 2006). Hierarchically structured associational systems tend to fare much better than horizontally fragmented ones, the subversive power of the Europeanization of politics and the internationalization of markets notwithstanding.

  9. 9.

    The project, run together with Beate Kohler-Koch at the Mannheim Centre for European Social Research in the years 1993–96 (Kohler-Koch et al. 1998), was able to lean on local research teams in each of the regions studied. Identical questionnaires were used by all groups both for identifying the most relevant organizations and for the subsequent survey of the regions’ action capacity. For earlier discussions of partial results, see: Grote 1995; 1997a; 1997b; 1997c; 1998b; 1998c; 2002.

  10. 10.

    Degree-based centrality of actors is expressed by the width of knots in Figures 24. Betweenness refers to the number of times an actor appears on the geodesics (the shortest paths) connecting any other pair of actors.

  11. 11.

    Whether this be the result of actually exerted “system power” or of a “shadow of hierarchy” lurking in the background does not need to concern us here, because the members of our samples do not make such a distinction when asked to indicate organizations with which they exchange information.

  12. 12.

    See Note 1.

  13. 13.

    In a similar vein, Cooke and Morgan detect a “networking ethos of the region” (Cooke/Morgan 1990: 427).

  14. 14.

    The marginalization of interest groups in the Baden-Württemberg ecology is also affirmed by Crouch. “It is Land and local government institutions, universities and other research institutes, rather than local associations, which are the main actors” (Crouch 2001: 219). In a similar vein, the region has been described as a case of “selective corporatism” (Jürgens/Krumbein 1991) or, similarly, of “enterprise-driven corporatism” pushing organized interests into marginal positions (Heinze/Schmidt 1994). Our data would confirm that interpretation. The status achieved by the Daimler-Benz Corporation figures significantly above the one of all interest associations taken together.

  15. 15.

    But see, Raab and Milward (2003) for an attempt of shedding light on “dark networks”.

References

  • Allen, Christopher S. 1989. Corporatism and regional economic policies in the Federal Republic of Germany: The meso politics of industrial adjustment. In: Publius: The Journal of Federalism, 19 (Fall 1989): 147–64.

    Google Scholar 

  • Anderson, Jeffrey 1988. Territorial Networks of Interest in Britain and Germany: Regions and the Politics of Economic Decline. Ph. D. Dissertation, Yale University, UMI, Ann Arbor.

    Google Scholar 

  • Ansell, Christopher. The Networked Polity. Regional Development in Western Europe. In: Goveranance. An International Journal of Policy and Administration; Vol. 13; No. 3; July 2000: 303–33.

    Google Scholar 

  • Arinze, Francis Cardinal 2006. Horizontalism does Damage to Catholic Faith and Worship; Address given by Francis Cardinal Arinze, Prefect Emeritus of the Congregation for Divine Worship and the Discipline of the Sacraments and Cardinal-Bishop of Velletri-Segni, on 26 October 2006 at the Institut Superieur de Liturgie of the Institut Catholique de Paris.

    Google Scholar 

  • Banfield, Edward 1958. The Moral Basis of a Backward Society. New York: The Free Press.

    Google Scholar 

  • Börzel, Tanja A. 2009. New Modes of Governance and Accession to the EU: The Paradox of Double Weakness; in: Börzel, Tanja A. (ed.) Coping with Accession to the European Union. New Modes of Environmental Governance, Houndmills: Palgrave Macmillan: 7–31.

    Google Scholar 

  • Cooke, Philip and Kevin Morgan 1990. Learning through networking. Regional innovation and the lessons of Baden-Württemberg. Regional Industrial Research Report Number 5; Cardiff: Regional Industrial Research.

    Google Scholar 

  • Crouch, Colin; Patrick Le Gales; Carlo Trigilia; Helmut Voelzkow 2001. Local Production Systems in Europe. Rise or Demise? Oxford: Oxford University Press.

    Google Scholar 

  • Davies, Jonathan S. 2005. Local Governance and the dialectics of hierarchy, market and network, in: Policy Studies; Volume 26, Issue 3-4, 2005

    Google Scholar 

  • Goetz, Klaus H. 2008. Governance as a Path to Government. In: West European Politics; Vol. 31, Nos. 1-2: 258–279.

    Article  Google Scholar 

  • Granovetter, Mark S. 1973. The Strength of Weak Ties. In: American Journal of Sociology, 78; Issue 6: 1360–1380.

    Article  Google Scholar 

  • Granovetter, Mark S. 1985. Economic and social action: The problem of embeddedness. American Journal of Sociology, 91: 481–518.

    Article  Google Scholar 

  • Grote, Jürgen R. 1995. Réseaux de politiques ou échanges clientéliste: des métaphores à l’évaluation des relations Ètat-société. In: Pôle Sud. Revue de Science Politiques. 3/1995: 55–72.

    Article  Google Scholar 

  • Grote, Jürgen R. 1997a. Clientelism, Networks, Trust and Social Capital in a Southern Context. Workshop on Clientelism and Interest Intermediation in Southern Europe, XX. ECPR Joint Sessions of Workshops, April 1997, Bern, Switzerland.

    Google Scholar 

  • Grote, Jürgen R. 1997b. Intermediazione degli interessi e politiche regionali nel Mezzogiorno: Il caso della Sicilia, in: Stato e Mercato, n. 51, 1997: 419–457.

    Google Scholar 

  • Grote, Jürgen R. 1997c. Interorganizational Networks and Social Capital Formation in the South of the South. EUI Working Paper, EUI-Florence; Robert Schuman Centre, RSC No.97/38.

    Google Scholar 

  • Grote, Jürgen R. 1998a. Special Feature on Social Capital and Trust. Four Contributions to a New Paradigm (with contributions by Charles Boix, Daniel Posner, Margaret Levi, Marco Maraffi and Paul Whiteley). In: ECPR News, Summer 1998; European Consortium for Political Research; 13–19.

    Google Scholar 

  • Grote, Jürgen R. 1998b. Politique territoriale et intérêts régionaux dans le Mezzogiorno. Un anlayse formelle des réseaux d’intermediation. In: Négrier, Emmanuel et Bernard Jouve (sous la direction) Que gouvernent les régions d’Europe? Paris: L’Harmattan : 273–297.

    Google Scholar 

  • Grote, Jürgen R. 1998c. Interorganisatorische Strukturdifferenzen regionaler Politikgestaltung. In: Kohler-Koch, Beate et.al. Interaktive Politik in Europa, op.cit.: 62–96.

    Google Scholar 

  • Grote, Jürgen R. 2002. Policy networks o scambio clientelare: dalla metafora alla valutazione del rapporto Stato-società nell’Italia meridionale. In: Sofia Manozzi (a cura di) Regioni e Modernizzazione Politica Nell’Europa Del Sud. Milano: Giuffrè Editore: 185–207.

    Google Scholar 

  • Grote, Jürgen R. and Bernard Gbikpi (eds) 2002. Participatory Governance. Political and Societal Implications. Opladen: Leske & Budrich

    Google Scholar 

  • Grote, Jürgen R., Achim Lang and Volker Schneider (eds) 2008. Organized Business Interests in Changing Environments: The Complexity of Adaptation. London: Palgrave Macmillan.

    Google Scholar 

  • Heinze, Rolf G. and Josef Schmidt 1997. Industrial change and meso-corporatism: a comparative view on three German states. In: European Planning Studies; Vol.5; Issue 5: 597–617.

    Article  Google Scholar 

  • Herrigel, Gary B. 1993. Power and the Redefinition of Industrial Districts: The Case of Baden- Württemberg. In: Grabher, Gernot (ed.) The Embedded Firm: On the Socio-Economics of Industrial Networks. London, New York: Routledge: 227–253.

    Google Scholar 

  • Kohler-Koch, Beate et.al. 1998. Interaktive Politik in Europa: Regionen im Netzwerk der Integration, Leske und Budrich: Opladen.

    Google Scholar 

  • Jürgens, Ulrich, Wolfgang Krumbein (Hrsg.) 1991. Industriepolitische Strategien. Bundesländer im Vergleich, Berlin: Edition Sigma.

    Google Scholar 

  • Lane, Christel and Reinhard Bachmann 1997. Co-operation in Inter-firm Relations in Britain and Germany: the Role of Social Institutions. In: British Journal of Sociology; Vol. 48: 226–51.

    Article  Google Scholar 

  • Morgan, Gareth 1997. Images of Organization. New York and Thousand Oaks: Sage Publications.

    Google Scholar 

  • Peters, B. Guy 2005. Concepts and Theories of Horizontal Policy Management; Paper presented at X. Congreso Internacional del CLAD sobre la Reforma del Estado y de la Administracion Publica; Santiago, Chile, 18–21 October 2005.

    Google Scholar 

  • Putnam, Robert D. (1993) Making Democrcay Work. Civic Traditions in Modern Italy. Princeton, New Jersey: Princeton University Press.

    Google Scholar 

  • Raab, Jörg and H. Brinton Milward 2003. Dark Networks as Problems. In: Journal of Public AdministrationResearch and Theory, 13: 413–439.

    Article  Google Scholar 

  • Rindfleisch, Aric 2000. Organizational Trust and Interfirm Cooperation. An Examination of Horizontal versus Vertical Alliances, In: Marketing Letters 11: 1, (2000); 81–95.

    Article  Google Scholar 

  • Sabel, Charles F. 1989. Flexible specialization and the re-emergence of regional economies. In: Hirst, Paul and Jonathan Zeitlin (eds.) Reversing Industrial Decline? Industrial Structure and Policy in Britain and Her Competitors. Oxford and New York: St. Martin’s Press: 17–70.

    Google Scholar 

  • Scharpf, Fritz W. 1997. Games Real Actors Play. Actor-Centered Institutionalism in Policy Research, Westview Press.

    Google Scholar 

  • Schmitter, Philippe C. 2002. Participation in Governance Arrangements: is there any Reason to Expect it will Achieve “Sustainable and Innovative Policies in a Multilevel Context”? In: Grote, Jürgen R. and Bernard Gbikpi (eds), Participatory Governance; op. cit.: 51–70.

    Google Scholar 

  • Schneider, Jane C. and Peter T. Schneider (eds.) 2003. Reversible Destiny. Mafia, Antimafia, and the Struggle for Palermo. Berkley.

    Google Scholar 

  • Schneider, Jane C. and Peter T. Schneider. 1976. Culture and Political Economy in Western Sicily. Academic Press, New York.

    Google Scholar 

  • Sitrin, Marina (ed.) 2006. Horizontalism: Voices of Popular Power in Argentina. Oakland: AK Press.

    Google Scholar 

  • Staber, Udo 1994. Accounting for variations in the performance of industrial districts: The case of Baden-Württemberg. Faculty of Administration; University of New Brunswick, Canada.

    Google Scholar 

  • Streeck, Wolfgang; Philippe C. Schmitter 1985. Community, market, state — and associations? The prospective contribution of interest governance to social order, In: Private Interest Government. Beyond Market and State; London, Beverley Hills, New Delhi: Sage Publications: 1–29.

    Google Scholar 

  • Streeck, Wolfgang; Jürgen R. Grote; Volker Schneider and Jelle Visser (eds.) 2006. Governing Interests. Business Associations Facing Internationalization. London and New York: Routledge Studies in International Business and the World Economy.

    Google Scholar 

  • Wasserman, Stanley and Katherine Faust 1994. Social Network Analysis. Methods and Applications. Structural Analysis in the Social Sciences. Cambridge, Mass.; Cambridge University Press.

    Book  Google Scholar 

  • Williamson, Oliver E. 1993. Calculativeness, Trust, and Economic Organization, In: Journal of Law and Economics; Vol. 36 (April): 453–86.

    Article  Google Scholar 

Download references

Authors

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2012 VS Verlag für Sozialwissenschaften | Springer Fachmedien Wiesbaden

About this chapter

Cite this chapter

Grote, J. (2012). Participatory governance reloaded — the horizontalist expectation1 . In: Egner, B., Haus, M., Terizakis, G. (eds) Regieren. VS Verlag für Sozialwissenschaften, Wiesbaden. https://doi.org/10.1007/978-3-531-19793-7_4

Download citation

  • DOI: https://doi.org/10.1007/978-3-531-19793-7_4

  • Publisher Name: VS Verlag für Sozialwissenschaften, Wiesbaden

  • Print ISBN: 978-3-531-19792-0

  • Online ISBN: 978-3-531-19793-7

  • eBook Packages: Humanities, Social Science (German Language)

Publish with us

Policies and ethics