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ψ-Ontology, or, Making Sense of Quantum Mechanics

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Part of the book series: European Studies in Philosophy of Science ((ESPS,volume 10))

Abstract

In Chap. 2, we located the importance of de Broglie’s research for the development of QM in his speculating about matter waves, and hence in his indirect contribution to Schrödinger’s discovery of the SE. But de Broglie’s contributions to the early development of QM of course exceeded this point. In particular, he also proposed a so called pilot wave theory, in which there would be waves and particles, and which he hoped to be a precursor to a future (fully developed) ‘theory of the double solution’. In the latter there would be additional singular solutions to the SE or the KGE, highly peaked field amplitudes with a phase coinciding with that of the regular solutions, replacing genuine, additional particles (cf. Bacciagaluppi and Valentini 2009, p. 60; Jammer 1966, pp. 292 and 357; Mehra and Rechenberg 1987, p. 1209). Pilot wave theory and the theory of the double solution were certainly both motivated by the duality of wave-like and particle-like aspects exhibited in experiments and discussed at some length in Chap. 2. In contrast to the naïve (collapse) approach discussed therein, however, de Broglie’s pilot wave theory would have particles be present at all times and only be guided or piloted by a simultaneously occurring wave-phenomenon. The theory of the double solution, he hoped, would then explain everything in terms of waves (fields) alone (cf. Dürr et al. 2012, p. 7; Mehra and Rechenberg 1987, p. 1209).

Go to any meeting, and it is like being in a holy city in great tumult. You will find all the religions with all their priests pitted in holy war […]. They all declare to see the light, the ultimate light. Each tells us that if we will accept their solution as our savior, then we too will see the light.

—C. Fuchs (2002, p. 1)

The term ‘ψ-ontology’, having a peircing phonetic ring to it (read: ‘siontology’), has been traced back to Chris Granade by M. Leifer (2011).

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Notes

  1. 1.

    You can easily verify this by restricting attention to one of the coordinates, differentiating ψ twice using product- and chain rule, and realizing that \(\nabla R \cdot \nabla S = \frac {\partial R}{\partial x}\cdot \frac {\partial S}{\partial x} + \frac {\partial R}{\partial y}\cdot \frac {\partial S}{\partial y}+\frac {\partial R}{\partial z}\cdot \frac {\partial S}{\partial z}\) (and so forth).

  2. 2.

    Cf. Passon (2004, p. 7) for an overview of attempts to get around this feature.

  3. 3.

    We will introduce the notion of a conditional wave function thoroughly below.

  4. 4.

    A ‘measurement of the position operator’ need not be a measurement of the actual position of a particle though; cf. the example in Dürr et al. (2012, pp. 142–143).

  5. 5.

    This only holds, of course, if the wavefunction is not factorizable, because otherwise all the factors in (6.8) that do not depend on x j can be ‘divided off’.

  6. 6.

    However, cf. Norsen (2010) for an interesting first step towards a fully local view of BM.

  7. 7.

    This will become clear after the discussion of decoherence in Sect. 6.3.2.

  8. 8.

    It should be noted though that at least S. Goldstein (private communication) thinks that there are subtle but important conceptual differences.

  9. 9.

    Cf. however Maudlin (2007, pp. 11–12) for some dissenting views.

  10. 10.

    would here in fact be a functional on a space of three-metrics and \(\hat {\mathbb {H}}\) contains a functional derivative (cf. Kiefer 2007, p. 141 ff. for details).

  11. 11.

    Of course it may also seem quite counter-intuitive that, on the BSA, it appears to depend on the existence of minds, being the carriers of descriptive systems, whether there are laws of nature or not. Even Lewis (1994, p. 479; emphasis in original) admitted that “if nature were unkind, and if disagreeing rival systems were running neck-and-neck, then lawhood might be a psychological matter […].” We should appreciate, though, that at least the entities regularly exhibiting the same behavior do reside in the outside world and they do behave so mind-independently, even if they do not have to; and given certain standards, the best system may also be precisely (objectively) fixed. So there is certainly no radical subjectivism here (cf. also Psillos 2002, pp. 153–154).

  12. 12.

    Cf. in particular Callender (2015) for a detailed treatment of some problems and potential solutions.

  13. 13.

    Author’s note: I owe this objection essentially to Sheldon Goldstein and Christian Loew independently (private communication in both cases).

  14. 14.

    Cf. also Friederich’s (2015) book-length investigation of a Wittgensteinian-therapeutic approach to QM, in this connection.

  15. 15.

    Author’s note: I owe thanks to Andreas Hüttemann for making me aware of this issue.

  16. 16.

    It may be tempting to say ‘are associated with’; but in SR a simple coordinate transformation can turn E-field components into B-field components and vice versa, whence they are often viewed as two sides to the same phenomenon (cf. Griffiths 1999, p. 529 ff.), as we already noted in Chap. 2.

  17. 17.

    Cf. the next section for difficulties of generalizing guidance equations.

  18. 18.

    In fact, any universal is simultaneously instantiated at many points in space, or cast in relativistic terms, instantiated on multiple points of the same spacelike hypersurface. The key point is that in BM the dependence of one quantity (velocity) is on the multiple instantiations (particle positions) on that hypersurface, not on only one of them (the particle’s own one).

  19. 19.

    Author’s note: Again thanks to Andreas Hüttemann are in order for the observation that the situation constitutes a dilemma.

  20. 20.

    In fact, Maudlin (2013, p. 151) basically suggests the same about the quantum state – that it may be an entity sui generis.

  21. 21.

    Cf. however Dorato (2015) for a quite different and somewhat more benevolent discussion on this context.

  22. 22.

    One might thus be tempted to think of BM as a subjective collapse interpretation; but that would surely be misleading, since collapse plays no substantial role therein.

  23. 23.

    Here is how (in brief; Chap. 7 presents the argument for QM in more detail): In Healey (2012a, p. 22 ff.) and Friederich (2015, p. 132) it is argued that there can be no interventions \( \underline {I}_{A}, \underline {I}_{B}\) for two agents (Alice and Bob) in remote places, sharing among them a pair of electrons in the singlet state, such that both Alice and Bob could perform their respective intervention to fix one of the possible values: “manipulability by the distant outcome always undermines the local control required for a genuine intervention.” (Boge 2016a, p. 4) This is why causal counterfactuals are not ‘sanctioned’ by QM (the argument goes), if one accepts interventionism as definitive of causation. Since dependence is mutual in BM, this argument seems to transfer seamlessly.

  24. 24.

    Note that ψ may be ‘multi-time’, i.e. depend on N 4-tuples of spacetime coordinates where the time coordinates do not necessarily coincide (e.g. Dürr et al. 2014, p. 227; Galvan 2015, p. 4).

  25. 25.

    ∂f is a generalized gradient for calculus on manifolds which can be locally written in a suitable coordinate representation (cf. Footnote 71 of Chap. 2) as , with g μν the manifold’s metric and where the are conceived of as vectors in a ‘tangent space’ at a given point in the manifold for which the local coordinates x μ are defined (e.g. Frankel 2004, p. 45 ff.; Nakahara 2003). Frankel (2004, p. 47) uses the notation ‘∇f’ instead; we here follow that of Dürr et al. (2012, p. 227).

  26. 26.

    This is the adjoint spinor that makes for a Lorentz-invariant scalar product \(\bar {\psi }\psi \) (cf. Griffiths 2008, p. 236).

  27. 27.

    The most important reference for further details is Struyve (2010).

  28. 28.

    The functional derivative δF[f] δf  of a functional F[f] obtains a quite ‘natural’ understanding in close analogy to derivatives in ordinary calculus as \(\lim \limits _{\epsilon \rightarrow 0} { \frac {1}{\epsilon }}(F[f(x) + \epsilon \delta (x-x')]-F[f(x)])\), with δ(x − x′) a Dirac-δ (e.g. Greiner and Reinhardt 1993, p. 37; Lancaster and Blundell 2014, p. 12), i.e. where one lets f vary with tiny ‘strengths’ (𝜖).

  29. 29.

    E.g. Nakahara (2003, p. 40 ff.) for an introduction to Grassmann numbers.

  30. 30.

    ‘Covariance’, strictly speaking, is not the same as invariance; it rather means that “a […] quantity ‘changes in the same way’.” (Cheng 2005, p. 14) However, if all the quantities in an equation transform covariantly, the entire equation retains the same form (cf. ibid.), which is why the terms ‘Lorentz invariant’ and ‘Lorentz covariant’ are sometimes used interchangably in the literature, as regards equations and theories. Cf. also Friedman (1983, p. 45) for a deeper discussion and some subtleties in the transition from SR to GR.

  31. 31.

    A lot more could be—and has been; cf. Passon (2004, p. 9) for references—said on this problem of ‘surreal’ trajectories, but for our present purposes the discussion seems fully sufficient. We briefly also mention the recent experimental work by Mahler et al. (2016), who show, by advanced experimental methods, that “the trajectories seem surreal only if one ignores their manifest nonlocality.” (p. 1) Interpreting the results as being concerned with particle trajectories at all, however, obviously presupposes a Bohmianm understanding of QM.

  32. 32.

    The generalization to non-pure density matrices and multiple (distinguishable) particles is straightforward in virtue of the properties of tensor products and the linearity of sums.

  33. 33.

    That the third line follows from the second can be verified by comparing the exponents; the fourth line may be derived by substituting a variable \(\xi := -\sqrt {\alpha }(x-x')\) in all three spatial dimensions, so that the measure is rescaled by \((\sqrt {\alpha })^{-1}\) and the exponent becomes just − ξ 2 in all three dimensions. The integral can then be computed using Gauß’s ‘trick’.

  34. 34.

    Talk of ‘models’ here should be understood along the same lines as in Chap. 4: as highlighting the somewhat provisionary character. Ultimately all such ‘models’ here aim to provide an interpretation of the QM formalism, an explanation of our empirical success in using it. Of course the same considerations as in Sect. 6.1.1 hence come to mind; considerations of such collapse interpretations really constituting alternative theories.

  35. 35.

    Ghirardi et al. (cf. 1988, p. 386) proposed a model for systems of ‘indistinguishable particles’, using a symmetrization of a then joint superoperator, so that individual positions of localization would not matter. The model however has the unsatisfying feature that it prescribes simultaneous localizations of all N particles, thereby leaving “no hope for a Lorentz-invariant version.” (Tumulka 2006b, p. 1906)

  36. 36.

    Cf. Ghirardi et al. (1995, pp. 8–11), Ghirardi and Pearle (1990a,b, pp. 30 and 35), or Bassi and Ghirardi (2003, p. 322 ff.).

  37. 37.

    Allori et al. (2014, p. 330 ff.) have argued that it is contentious to use mass as the defining property, since one could set up a quite similar distribution using charges instead of masses, as was originally attempted by Schrödinger. It is hence preferable to use the more neutral term ‘matter density’.

  38. 38.

    This is acknowledged by Egg and Esfeld (2015, p. 3240), who recognize a “considerable flexibility in implementing the thesis of Humean supervenience of the quantum state on the primitive ontology.” But they believe the “non-Humean options” to be “clearly […] less revisionary” (p. 3241), which is reason enough for them to prefer those options.

  39. 39.

    The scaling can be motivated from considerations of the effect of the uncertainty relations on the gravitational acceleration, when it is assumed that ΦN vanishes (cf. Diósi and Lukács 1987, p. 489 ff.; Bassi et al. 2013, p. 507).

  40. 40.

    In fact, the ratio λα still occurs in the paper, but it is treated as a constant and “assume[d] its order is of unity.” (Diósi 1989, p. 1169) Subsequent discussions drop the factor altogether (e.g. Ghirardi et al. 1990a, p. 1059).

  41. 41.

    For details on the stationarity of spacetimes e.g. Ruetsche (2011, p. 207).

  42. 42.

    A first estimate for ΔE is also computed by Penrose from squared differences in gravitational accelerations for different spacetimes in a Newtonian limit (cf. Penrose 1996, p. 594 ff. for details).

  43. 43.

    In particular, that would require a “precise measure of uncertainty that is to be assigned to the ‘superposed Killing vector’ and to the corresponding notion of ‘stationarity’ for the superposed space-time.” (Penrose 1996, p. 596)

  44. 44.

    Cf. also Maudlin (2011, p. 243 ff.) for an accessible informal analysis of at least Tumulka’s relativistic model.

  45. 45.

    Cf. also Saunders (2010) for a general introduction to the subject.

  46. 46.

    For obvious reasons, we will here generically use \({\vert \mathbb {S}_{j}\rangle}\) to refer to system states, \({\vert \mathbb {A}_{j}\rangle}\) to apparatus states…and so on.

  47. 47.

    Some of the following is discussed in more detail in Boge (2016b, p. 12 ff.).

  48. 48.

    Why the (larger) environment? Because the treatment given below would not lead to stable states if it were applied to the state of system and apparatus only; the preferred basis is selected as the basis that is stable w.r.t. the action of the environment on the apparatus, i.e. as the basis of eigenstates (‘pointer states’) of some observable (‘pointer observable’) that commutes with the interaction Hamiltonian (cf. Joos et al. 2003, p. 166; Schlosshauer 2007, p. 77). Why only the interaction Hamiltonian? Because it can usually reasonably be assumed that this part dominates the total Hamiltonian; this is called the “quantum measurement limit” (cf. Schlosshauer 2007, p. 77; emphasis omitted).

  49. 49.

    On the other hand, if one employs collapses in addition to decoherece, this “might actually allow for an experimental disproof of collapse theories” (Schlosshauer 2004, p. 1296), since then there could be experimentally realizable situations in which a respective collapse model predicts localizations where decoherence would not. But such experimental protocols would be extremely difficult to realize, due to the approximate ‘omnipresence’ of decoherence effects (cf. Schlosshauer 2004, ibid.).

  50. 50.

    We critically remark at this point, however, that the ontological significance of the projectors is somewhat opaque in the MWI; Saunders’ (2010, p. 42) appeal to von Neumann’s (1932, p. 409) construal of projectors as the “elementary building blocks of the macroscopic description of the world”, for instance, does not really help this fact. Maybe we can think of them, in virtue of the branching-decoherence theorem mentioned below, as representing ‘emergent structures’ due to decoherence in some sense. But it would certainly be desirable to find more clarity on this issue in the literature.

  51. 51.

    More precisely, one can distinguish different degrees of decoherence in virtue of D(α, β) being complex valued: one can make a difference between the whole functional vanishing or only the real or imaginary part. The details do not matter for the present context though, so we refer the interested reader to Joos et al. (2003, p. 241 ff.).

  52. 52.

    There may be important differences between the two authors’ views on the role of the wavefunction in the MWI though that will become apparent in the subsequent discussion.

  53. 53.

    We here take it that π is real valued for convenience, but one can of course introduce an additional ‘intermediate’ map that assigns real values to consequences such as ‘I am being handed a sandwich’ (cf. Wallace 2002, p. 6).

  54. 54.

    Note that a decoherence-based MWI effectively rules out mind-brain identity, because (as was our earlier observation) the brain states will still be (very weakly) overlapping, even if decoherence has taken place, but the conscious states will not: O 0 will never, we take it, have the experience of observing both, and , not even ‘remotely’.

  55. 55.

    Note briefly that there is also the possibility of interpreting the situation in terms of divergence (cf. Greaves 2007, p. 117): there could be multiple copies of oneself all along, coexisting together as O 0 up until the measurement and then just ‘leaving off’ into different branches. This would sanction the subjective uncertainty view, but it has the obvious deficit of introducing Albert-Loewer-like many minds after all, and hence undesirable ad hoc surplus structure.

  56. 56.

    Cf. Chap. 7 for some details and cf. Boge (2016b, p. 27) for a brief discussion of the details of Greaves’ proposal.

  57. 57.

    …who in turn adapts the scenario from Adam Elgar (cf. Wallace 2012, p. 193). Note that Wallace (2012, ibid.) of course presents own arguments for why he thinks his strategy is immune to the criticism; but we here agree with Maudlin (2014a, p. 803), that “Wallace’s response […] fails to make contact with the case considered.”

  58. 58.

    More technically phrased, Wallace (2012, p. 163) represents an ‘act’ by a unitary \(\hat {U}\) and one’s quantum state |ψ〈 is assumed to be in a ‘macrostate’ \(\mathbb {M}\) which is a subspace of the Hilbert space \(\mathbb {H}\), as is the ‘reward’, \(\mathbb {R}\), because not every detail about these quantum states matters. So to avoid the language of measurements, self-adjoint operators, and eigenvalues, Wallace (2012) appeals only to unitary operators and subspaces to model reward situations and actions. He then (p. 179) defines branching indifference such that if one’s own quantum state |ψ〉 is in \(\mathbb {M}\) and \(\mathbb {M}\subset \mathbb {R}\), then one is indifferent at |ψ〈 about either performing \(\hat {U}\) such that \(\hat {U}{\vert \psi \rangle}\in \mathbb {R}\) or leaving |ψ〈 alone (performing ). This makes the problem quite obvious: in our scenario above, the macrostate would lie in the ‘reward’ space (imminent catastrophe), but we could still dislike a unitary with the effect of ‘more catastrophes happening’ due to branching, i.e. we could rationally want to avoid multiplication within \(\mathbb {R}\).

  59. 59.

    Again, we will only give highlights; the reader interested in details of the proof may be referred either to the original papers or to Boge (2016b, p. 32–41) and references therein.

  60. 60.

    In what follows, we focus on the details given in Zurek (2005) and recaptured in Boge (2016b, p. 31 ff.), since these are already informed by criticism (e.g. Barnum 2003; Caves 2004; Mohrhoff 2004; Schlosshauer and Fine 2005).

  61. 61.

    We omit the additional phase degree of freedom that is effectively 1 (cf. Zurek 2003, p. 2).

  62. 62.

    Author’s note: I am indebted to Rochus Klesse for raising my awareness on this point.

  63. 63.

    We here use the paraphrases also given in Boge (2016b, pp. 32–33).

  64. 64.

    Note that the converse would be much less uncontroversial, due to the considerations of ‘holism’ that have long pervaded the philosophy of QM (e.g. Teller 1986; Healey 2009).

  65. 65.

    The proof is first only given for finite dimensional spaces. All other cases are treated in a quite straightforward and compelling manner by Zurek (2003, p. 3 and 2005, p. 27 ff.) though, once one accepts the proof in finite dimensions (cf. also Boge 2016b, pp. 36 and 37 ff.).

  66. 66.

    It should be noted that Zurek does not commit to the MWI directly (e.g. Zurek 2009, p. 185), but his method of proof has been picked up in this context (cf. the discussion below), and ubiquitous talk of ‘branches’ in Zurek’s writings (e.g. Zurek 2005, 2009) certainly invites for this.

  67. 67.

    We have been careful to appeal to a propensity rather than directly to frequencies, so that cases with moduli that are not square roots of rational numbers and are treated by a limiting procedure (cf. Zurek 2003, p. 3) may be understood on equal terms.

  68. 68.

    Wallace and Timpson refer back to Healey (1991, p. 406) instead.

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Boge, F.J. (2018). ψ-Ontology, or, Making Sense of Quantum Mechanics. In: Quantum Mechanics Between Ontology and Epistemology. European Studies in Philosophy of Science, vol 10. Springer, Cham. https://doi.org/10.1007/978-3-319-95765-4_6

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