Skip to main content

Functional Responsibilities

  • Chapter
  • First Online:
Patterns of Local Autonomy in Europe

Abstract

The purpose of the chapter is to analyse variations in local policy autonomy across countries and over time. Policy autonomy refers to the tasks that local authorities perform and the discretion they enjoy in the performance of those tasks. Policy autonomy is at the heart of local democracy as it sets the range of policy choice open to the elected representatives serving on local councils and therefore also the potential range of political choices presented to local voters. Policy choices drive political competition and accountability. Policy autonomy has increased over the time period analysed here in most of the countries included in the study. In some countries, the increase is rather marginal; in other countries policy autonomy has grown substantially. Nevertheless, the most remarkable finding is the range over variation in policy autonomy still existing across European countries, with the Nordic countries leading in terms of policy autonomy while Black Sea countries lag behind. This contrast has persisted throughout the period. The chapter analyses, furthermore, policy autonomy in detail, policy by policy. European countries also vary as regards the range of functions allocated to local government as well as the amount of discretion granted in performing the respective functions. The functional variation across countries suggests that the development of local policy autonomy in European countries follows distinctly national trajectories.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 89.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 119.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 119.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    Perhaps a somewhat simplistic characterisation in light of later differentiation in the group of post-communist democracies (Swianiewicz 2014). The discussion is continued in Chap. 10.

  2. 2.

    Factor analysis of 12 PS sub-dimensions with eigenvalue set at 1.0 yields four factors. Factor 1: HOUSING+: PS_Housing01_2014, PS_Landuse_Zoning01_2014 PS_Socialassistance_Othersocialsecurity01_2014, PS_Education_Buildings01_2014

    Factor 2: HEALTH: PS_Health_Healthcenters01_2014, PS_Health_Doctorspayments01_2014

    Factor 3: BUILDING PERMITS +: PS_Landuse_Buildingpermits01_2014, PS_Socialassistance_Povertyrelief01_2014

    Factor 4: EDUCATION +: PS_Education_Teachers01_2014, PS_Publictransport01_2014 (and strong negative association with police: -.773)

References

  • Baldersheim, H., & Ståhlberg, K. (Eds.). (1994). Towards the Self-Regulating Municipality: Free Communes and Administrative Modernization in Scandinavia. Aldershot: Dartmouth.

    Google Scholar 

  • Baldersheim, H., Illner, M., & Wollmann, H. (Eds.). (2003). Local Democracy in Post-Communist Europe. Opladen: Leske + Budrich.

    Google Scholar 

  • Boyne, G. A. (1985). Theory, Methodology and Results in Political Science: The Case of Output Studies. British Journal of Political Science, 15, 473–515.

    Article  Google Scholar 

  • Boyne, G. A. (1996). Constraints, Choices and Public Policies. In Research in Urban Policy. (Vol. 6). Greenwich: JAI Press.

    Google Scholar 

  • Dawson, R. E., & Robinson, J. A. (1963). Inter-Party Competition, Economic Variables, and Welfare Policies in the American States. Journal of Politics, 25, 265–289.

    Article  Google Scholar 

  • Dye, T. R. (1966). Politics, Economics, and the Public: Policy Outcomes in the American States. Chicago: Rand McNally.

    Google Scholar 

  • Heinelt, H., & Hlepas, N.-K. (2006). Typologies of Local Government Systems. In H. Bäck, H. Heinelt, & A. Magnier (Eds.), The European Mayor. Political Leaders in the Changing Context of Local Democracy. Wiesbaden: VS Verlag für Sozialwissenschaften.

    Google Scholar 

  • Hesse, J. J., & Sharpe, L. J. (1991). Local Government in International Perspective: Some Comparative Observations. In J. J. Hesse (Ed.), Local Government and Urban Affairs in International Perspective (pp. 603–621). Baden-Baden: Nomos.

    Google Scholar 

  • Illner, M. (2010). Top-Down or Bottom-Up? Coping with Territorial Fragmentation in the Czech Republic. In H. Baldersheim & L. E. Rose (Eds.), Territorial Choice. The Politics of Boundaries and Borders. Houndmills: Palgrave Macmillan.

    Google Scholar 

  • Loughlin, J., Hendriks, F., & Lidström, A. (2011). Introduction. In J. Loughlin, F. Hendriks, & A. Lidström (Eds.), The Oxford Handbook of Local and Regional Democracy in Europe. Oxford: Oxford University Press.

    Google Scholar 

  • Lowi, T. J. (1972). Four Systems of Policy, Politics, and Choice. Public Administration Review, 32, 298–310.

    Article  Google Scholar 

  • Marcou, G. (2010). Local competences in Europe. Situation in 2007. Study of the European Committee on Local and Regional Democracy (CDLR). Strasbourg: Council of Europe.

    Google Scholar 

  • Mill, J. S. (1946). On Liberty and Considerations on Representative Government. Edited with an introduction by R.B. McCallum. Oxford: Basil Blackwell.

    Google Scholar 

  • Oates, W. E. (1972). Fiscal Federalism. New York: Harcourt Brace Jovanovich Inc.

    Google Scholar 

  • OECD. (2013). Fiscal Federalism 2014. Making Decentralisation Work. Paris: Organisation of Economic Cooperation and Development.

    Google Scholar 

  • Olson, M. (1969). Strategic Theory and Its Applications. The Principle of Fiscal Equivalence: The Division of Responsibilities among Different Levels of Government. American Economic Review, 59, 479–487.

    Google Scholar 

  • Söderström, L. (1998). Fiscal Federalism: The Nordic Way. In J. Rattsø (Ed.), Fiscal Federalism and State-Local Finance. The Scandinavian Perspective. Cheltenham: Edward Elgar.

    Google Scholar 

  • Swianiewicz, P. (2014). An Empirical Typology of Local Government Systems in Eastern Europe. Local Government Studies, 40(2), 292–311.

    Article  Google Scholar 

  • Tiebout, C. M. (1956). A Pure Theory of Local Government Expenditures. Journal of Political Economy, 64, 416–424.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Appendix

Appendix

Table 4.4 Policy scope (PS) by country (mean, reference years and changes)

Rights and permissions

Reprints and permissions

Copyright information

© 2019 The Author(s)

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Ladner, A. et al. (2019). Functional Responsibilities. In: Patterns of Local Autonomy in Europe. Governance and Public Management. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-319-95642-8_4

Download citation

Publish with us

Policies and ethics