Skip to main content

Facial Displays of Dominance in Non-human Primates

  • Chapter
  • First Online:
Book cover The Facial Displays of Leaders

Abstract

One approach for investigating the evolutionary history of human facial displays is to study those of our closest living relatives, non-human primates. Most non-human primates are social, and manage the conflicts inherent to social living through the construction of dominance hierarchies. Consequently, multiple ritualized forms of facial expressions and salient indicators of social status have evolved to decrease the frequency of agonistic interactions between group-mates. The form and function of facial displays of dominance in non-human primates are related to species-typical social interactions, and the importance of facial interpretation in primates is reflected in their neurobiology. Homologies in the form and function of human and non-human primate facial displays of dominance have been posited, with relevance to human facial color, shape, eye gaze, and expressions.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 69.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 89.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 119.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  • Alberts, S. C. (2012). Magnitude and sources of variation in male reproductive performance. In J. C. Mitani, J. Call, P. M. Kappeler, R. A. Palombit, & J. B. Silk (Eds.), The evolution of primate societies (pp. 412–431). Chicago: University of Chicago Press.

    Google Scholar 

  • Andrew, R. J. (1963a). Evolution of facial expression. Science, 142(3595), 1034–1041.

    Article  PubMed  Google Scholar 

  • Andrew, R. J. (1963b). The origin and evolution of the calls and facial expressions of the primates. Behaviour, 20(1), 1–107.

    Article  Google Scholar 

  • Barton, R. A., & Whiten, A. (1993). Feeding competition among female olive baboons, Papio anubis. Animal Behaviour, 46(4), 777–789.

    Article  Google Scholar 

  • Bergman, T. J., Ho, L., & Beehner, J. C. (2009). Chest color and social status in male geladas (Theropithecus gelada). International Journal of Primatology, 30(6), 791–806.

    Article  Google Scholar 

  • Bergman, T. J., & Sheehan, M. J. (2013). Social knowledge and signals in primates. American Journal of Primatology, 75(7), 683–694.

    Article  PubMed  Google Scholar 

  • Bernstein, I. (2007). Social mechanisms in the control of primate aggression. In C. J. Campbell, A. Fuentes, K. C. MacKinnon, M. Panger, & S. K. Bearder (Eds.), Primates in perspective (pp. 562–571). New York, NY: Oxford University Press.

    Google Scholar 

  • Borgi, M., & Majolo, B. (2016). Facial width-to-height ratio relates to dominance style in the genus Macaca. PeerJ, 4, e1775.

    Article  PubMed Central  PubMed  Google Scholar 

  • Camras, L. A. (1977). Facial expressions used by children in a conflict situation. Child Development, 48(4), 1431–1435.

    Article  PubMed  Google Scholar 

  • Carré, J. M., & McCormick, C. M. (2008). In your face: Facial metrics predict aggressive behaviour in the laboratory and in varsity and professional hockey players. Proceedings of the Royal Society of London B: Biological Sciences, 275(1651), 2651–2656.

    Article  Google Scholar 

  • Chandrasekaran, C., Lemus, L., Trubanova, A., Gondan, M., & Ghazanfar, A. A. (2011). Monkeys and humans share a common computation for face/voice integration. PLoS Computational Biology, 7(9), e1002165.

    Article  PubMed Central  PubMed  Google Scholar 

  • Cheney, D. L., & Seyfarth, R. M. (1985). Social and non-social knowledge in vervet monkeys. Philosophical Transactions of the Royal Society of London Series B, Biological Sciences, 308(1135), 187–201.

    Article  Google Scholar 

  • Coss, R. G., Marks, S., & Ramakrishnan, U. (2002). Early environment shapes the development of gaze aversion by wild bonnet macaques (Macaca radiata). Primates, 43(3), 217–222.

    Article  PubMed  Google Scholar 

  • de Waal, F. B. M., & Luttrell, L. M. (1985). The formal hierarchy of rhesus macaques: An investigation of the bared-teeth display. American Journal of Primatology, 9(2), 73–85.

    Article  PubMed  Google Scholar 

  • Desimone, R. (1991). Face-selective cells in the temporal cortex of monkeys. Journal of Cognitive Neuroscience, 3(1), 1–8.

    Article  PubMed  Google Scholar 

  • Diogo, R., Wood, B., Aziz, M., & Burrows, A. (2009). On the origin, homologies and evolution of primate facial muscles, with a particular focus on hominoids and a suggested unifying nomenclature for the facial muscles of the Mammalia. Journal of Anatomy, 215(3), 300–319.

    Article  PubMed Central  PubMed  Google Scholar 

  • Dobson, S. D. (2009a). Allometry of facial mobility in anthropoid primates: Implications for the evolution of facial expression. American Journal of Physical Anthropology, 138(1), 70–81.

    Article  PubMed  Google Scholar 

  • Dobson, S. D. (2009b). Socioecological correlates of facial mobility in nonhuman anthropoids. American Journal of Physical Anthropology, 139(3), 413–420.

    Article  PubMed  Google Scholar 

  • Drummond, P. D., & Lance, J. W. (1987). Facial flushing and sweating mediated by the sympathetic nervous system. Brain, 110(3), 793–803.

    Article  PubMed  Google Scholar 

  • Dubuc, C., Allen, W. L., Maestripieri, D., & Higham, J. P. (2014). Is male rhesus macaque red color ornamentation attractive to females? Behavioral Ecology and Sociobiology, 68(7), 1215–1224.

    Article  PubMed Central  PubMed  Google Scholar 

  • Efran, J. S. (1968). Looking for approval: Effects on visual behavior of approbation from persons differing in importance. Journal of Personality and Social Psychology, 10(1), 21.

    Article  PubMed  Google Scholar 

  • Ekman, P. (1993). Facial expression and emotion. American Psychologist, 48(4), 384.

    Article  PubMed  Google Scholar 

  • Grant, E. C. (1969). Human facial expression. Man, 4(4), 525–692.

    Article  Google Scholar 

  • Gregory, W. K. (1929). Our face from fish to man: A Portrait Gallery of our ancient ancestors and kinsfolk together with a concise history of our best features. New York, NY: G.P. Putnam’s Sons.

    Google Scholar 

  • Grueter, C. C., Isler, K., & Dixson, B. J. (2015). Are badges of status adaptive in large complex primate groups? Evolution and Human Behavior, 36(5), 398–406.

    Article  Google Scholar 

  • Grueter, C. C., Zhu, P., Allen, W. L., Higham, J. P., Ren, B., & Li, M. (2015). Sexually selected lip colour indicates male group-holding status in the mating season in a multi-level primate society. Royal Society Open Science, 2(12), 150490. https://doi.org/10.1098/rsos.150490

    Article  PubMed  PubMed Central  Google Scholar 

  • Guilford, T., & Dawkins, M. S. (1991). Receiver psychology and the evolution of animal signals. Animal Behaviour, 42(1), 1–14.

    Article  Google Scholar 

  • Hawley, P. H. (1999). The ontogenesis of social dominance: A strategy-based evolutionary perspective. Developmental Review, 19(1), 97–132.

    Article  Google Scholar 

  • Huber, E. (1931). Evolution of facial musculature and facial expression. Oxford, UK: Johns Hopkins Press.

    Google Scholar 

  • Jones, C. B., & Van Cantfort, T. E. (2007). Multimodal communication by male mantled howler monkeys (Alouatta palliata) in sexual contexts: A descriptive analysis. Folia Primatologica, 78(3), 166–185.

    Article  Google Scholar 

  • Keating, C. F. (1985). Human dominance signals: The primate in us. In S. L. Ellyson & J. F. Dovidio (Eds.), Power, dominance, and nonverbal behavior (pp. 89–108). New York, NY: Springer.

    Chapter  Google Scholar 

  • Kiltie, R. A. (2000). Scaling of visual acuity with body size in mammals and birds. Functional Ecology, 14(2), 226–234.

    Article  Google Scholar 

  • Kleinke, C. L. (1986). Gaze and eye contact: A research review. Psychological Bulletin, 100(1), 78–100.

    Article  PubMed  Google Scholar 

  • Kobayashi, H., & Kohshima, S. (1997). Unique morphology of the human eye. Nature, 387(6635), 767.

    Article  PubMed  Google Scholar 

  • Larsen, R. J., & Shackelford, T. K. (1996). Gaze avoidance: Personality and social judgments of people who avoid direct face-to-face contact. Personality and Individual Differences, 21(6), 907–917.

    Article  Google Scholar 

  • Leary, M. R., Britt, T. W., Cutlip, W. D., & Templeton, J. L. (1992). Social blushing. Psychological Bulletin, 112(3), 446–460.

    Article  PubMed  Google Scholar 

  • Lefevre, C. E., & Lewis, G. J. (2014). Perceiving aggression from facial structure: Further evidence for a positive association with facial width-to-height ratio and masculinity, but not for moderation by self-reported dominance. European Journal of Personality, 28(6), 530–537.

    Google Scholar 

  • Lefevre, C. E., Lewis, G. J., Perrett, D. I., & Penke, L. (2013). Telling facial metrics: Facial width is associated with testosterone levels in men. Evolution and Human Behavior, 34(4), 273–279.

    Article  Google Scholar 

  • Lefevre, C. E., Wilson, V. A., Morton, F. B., Brosnan, S. F., Paukner, A., & Bates, T. C. (2014). Facial width-to-height ratio relates to alpha status and assertive personality in capuchin monkeys. PLoS One, 9(4), e93369.

    Article  PubMed Central  PubMed  Google Scholar 

  • Leopold, D. A., & Rhodes, G. (2010). A comparative view of face perception. Journal of Comparative Psychology, 124(3), 233–251.

    Article  PubMed Central  PubMed  Google Scholar 

  • Liebal, K., Waller, B. M., Slocombe, K. E., & Burrows, A. M. (2013). Primate communication: A multimodal approach. Cambridge, UK: Cambridge University Press.

    Book  Google Scholar 

  • Maréchal, L., Levy, X., Meints, K., & Majolo, B. (2017). Experience-based human perception of facial expressions in Barbary macaques (Macaca sylvanus). PeerJ, 5, e3413.

    Article  PubMed Central  PubMed  Google Scholar 

  • Marty, J. S., Higham, J. P., Gadsby, E. L., & Ross, C. (2009). Dominance, coloration, and social and sexual behavior in male drills Mandrillus leucophaeus. International Journal of Primatology, 30(6), 807–823.

    Article  Google Scholar 

  • Maurer, D., Le Grand, R., & Mondloch, C. J. (2002). The many faces of configural processing. Trends in Cognitive Sciences, 6(6), 255–260.

    Article  PubMed  Google Scholar 

  • Mayhew, J. A., & Gómez, J. C. (2015). Gorillas with white sclera: A naturally occurring variation in a morphological trait linked to social cognitive functions. American Journal of Primatology, 77(8), 869–877.

    Article  PubMed  Google Scholar 

  • Mazur, A., Rosa, E., Faupel, M., Heller, J., Leen, R., & Thurman, B. (1980). Physiological aspects of communication via mutual gaze. American Journal of Sociology, 86(1), 50–74.

    Article  Google Scholar 

  • Micheletta, J., Engelhardt, A., Matthews, L., Agil, M., & Waller, B. M. (2013). Multicomponent and multimodal lipsmacking in crested macaques (Macaca nigra). American Journal of Primatology, 75(7), 763–773.

    Article  PubMed  Google Scholar 

  • Mileva, V. R., Cowan, M. L., Cobey, K. D., Knowles, K. K., & Little, A. C. (2014). In the face of dominance: Self-perceived and other-perceived dominance are positively associated with facial-width-to-height ratio in men. Personality and Individual Differences, 69(1), 115–118.

    Article  Google Scholar 

  • Nelson, C. A. (2001). The development and neural bases of face recognition. Infant and Child Development, 10(1–2), 3–18.

    Article  Google Scholar 

  • O’Higgins, P., Chadfield, P., & Jones, N. (2001). Facial growth and the ontogeny of morphological variation within and between the primates Cebus apella and Cercocebus torquatus. Journal of Zoology, 254(3), 337–357.

    Article  Google Scholar 

  • O’Higgins, P., & Collard, M. (2002). Sexual dimorphism and facial growth in papionin monkeys. Journal of Zoology, 257(2), 255–272.

    Article  Google Scholar 

  • Parr, L. A., Winslow, J. T., Hopkins, W. D., & de Waal, F. (2000). Recognizing facial cues: Individual discrimination by chimpanzees (Pan troglodytes) and rhesus monkeys (Macaca mulatta). Journal of Comparative Psychology, 114(1), 47–60.

    Article  PubMed Central  PubMed  Google Scholar 

  • Partan, S. R. (1998). Multimodal communication: The integration of visual and vocal signals by rhesus macaques. PhD dissertation, University of California.

    Google Scholar 

  • Partan, S. R. (2002). Single and multichannel signal composition: Facial expressions and vocalizations of rhesus macaques (Macaca mulatta). Behaviour, 139(8), 993–1027.

    Article  Google Scholar 

  • Pascalis, O., & Bachevalier, J. (1998). Face recognition in primates: A cross-species study. Behavioural Processes, 43(1), 87–96.

    Article  PubMed  Google Scholar 

  • Penton-Voak, I. S., & Chen, J. Y. (2004). High salivary testosterone is linked to masculine male facial appearance in humans. Evolution and Human Behavior, 25(4), 229–241.

    Article  Google Scholar 

  • Perrett, D. I., Lee, K. J., Penton-Voak, I., Rowland, D., Yoshikawa, S., Burt, D. M., et al. (1998). Effects of sexual dimorphism on facial attractiveness. Nature, 394(6696), 884.

    Article  PubMed  Google Scholar 

  • Perrett, D. I., Mistlin, A. J., Chitty, A. J., Smith, P. A. J., Potter, D. D., Broennimann, R., et al. (1988). Specialized face processing and hemispheric asymmetry in man and monkey: Evidence from single unit and reaction time studies. Behavioural Brain Research, 29(3), 245–258.

    Article  PubMed  Google Scholar 

  • Petersdorf, M., Dubuc, C., Georgiev, A. V., Winters, S., & Higham, J. P. (2017). Is male rhesus macaque facial coloration under intrasexual selection? Behavioral Ecology, 28(6), 1472–1481.

    Article  PubMed Central  PubMed  Google Scholar 

  • Preuschoft, S. (1992). “Laughter” and “smile” in Barbary macaques (Macaca sylvanus). Ethology, 91(3), 220–236.

    Article  Google Scholar 

  • Pusey, A., Williams, J., & Goodall, J. (1997). The influence of dominance rank on the reproductive success of female chimpanzees. Science, 277(5327), 828–831.

    Article  PubMed  Google Scholar 

  • Rhodes, L., Argersinger, M., Gantert, L., Friscino, B., Hom, G., Pikounis, B., et al. (1997). Effects of administration of testosterone, dihydrotestosterone, oestrogen and fadrozole, an aromatase inhibitor, on sex skin colour in intact male rhesus macaques. Journal of Reproduction and Fertility, 111(1), 51–57.

    Article  PubMed  Google Scholar 

  • Rolls, E. (1984). Neurons in the cortex of the temporal lobe and in the amygdala of the monkey with responses selective for faces. Human Neurobiology, 3(4), 209–222.

    PubMed  Google Scholar 

  • Rosenfield, K. A., Semple, S., Georgiev, A. V., Maestripieri, D., Higham, J. P., & Dubuc, C. (2017). Experimental evidence that female rhesus macaques (Macaca mulatta) perceive variation in male facial masculinity. bioRxiv, 222810.

    Google Scholar 

  • Rychlowska, M., Jack, R. E., Garrod, O. G., Schyns, P. G., Martin, J. D., & Niedenthal, P. M. (2017). Functional smiles: Tools for love, sympathy, and war. Psychological Science, 28(9), 1259–1270.

    Article  PubMed Central  PubMed  Google Scholar 

  • Savin-Williams, R. C. (1977). Dominance in a human adolescent group. Animal Behaviour, 25(Part 2), 400–406.

    Article  PubMed  Google Scholar 

  • Scheider, L., Waller, B. M., Oña, L., Burrows, A. M., & Liebal, K. (2016). Social use of facial expressions in hylobatids. PLoS One, 11(3), e0151733.

    Article  PubMed Central  PubMed  Google Scholar 

  • Schultz, A. (1969). The life of primates. London: Weidenfeld & Nicolson.

    Google Scholar 

  • Setchell, J. M., & Dixson, A. F. (2001). Changes in the secondary sexual adornments of male mandrills (Mandrillus sphinx) are associated with gain and loss of alpha status. Hormones and Behavior, 39(3), 177–184.

    Article  PubMed  Google Scholar 

  • Setchell, J. M., Smith, T., Wickings, E. J., & Knapp, L. A. (2008). Social correlates of testosterone and ornamentation in male mandrills. Hormones and Behavior, 54(3), 365–372.

    Article  PubMed  Google Scholar 

  • Setchell, J. M., & Wickings, E. J. (2005). Dominance, status signals and coloration in male mandrills (Mandrillus sphinx). Ethology, 111(1), 25–50.

    Article  Google Scholar 

  • Steiper, M. E., & Young, N. M. (2006). Primate molecular divergence dates. Molecular Phylogenetics and Evolution, 41(2), 384–394.

    Article  PubMed  Google Scholar 

  • Stephen, I. D., Coetzee, V., Law Smith, M., & Perrett, D. I. (2009). Skin blood perfusion and oxygenation colour affect perceived human health. PLoS One, 4(4), e5083.

    Article  PubMed Central  PubMed  Google Scholar 

  • Stephen, I. D., Oldham, F. H., Perrett, D. I., & Barton, R. A. (2012). Redness enhances perceived aggression, dominance and attractiveness in men’s faces. Evolutionary Psychology, 10(3), 562–572.

    Article  PubMed  Google Scholar 

  • Sugita, Y. (2008). Face perception in monkeys reared with no exposure to faces. Proceedings of the National Academy of Sciences, 105(1), 394–398.

    Article  Google Scholar 

  • Thierry, B. (2007). Unity in diversity: Lessons from macaque societies. Evolutionary Anthropology: Issues, News, and Reviews, 16(6), 224–238.

    Article  Google Scholar 

  • Thierry, B., Demaria, C., Preuschoft, S., & Desportes, C. (1989). Structural convergence between silent bared-teeth display and relaxed open-mouth display in the Tonkean macaque (Macaca tonkeana). Folia Primatologica, 52(3–4), 178–184.

    Article  Google Scholar 

  • Thierry, B., Singh, M., & Kaumanns, W. (2004). Macaque societies: A model for the study of social organization (Vol. 41). New York, NY: Cambridge University Press.

    Google Scholar 

  • Tomasello, M., Hare, B., Lehmann, H., & Call, J. (2007). Reliance on head versus eyes in the gaze following of great apes and human infants: The cooperative eye hypothesis. Journal of Human Evolution, 52(3), 314–320.

    Article  PubMed  Google Scholar 

  • Van Hooff, J. A. (1967). The facial displays of the Catarrhine monkeys and apes Primate ethology (pp. 7–68). New Brunswick, NJ: AldineTransaction.

    Google Scholar 

  • Van Hooff, J. A. (1972). A comparative approach to the phylogeny of laughter and smiling non-verbal communication (p. xiii, 443-xiii, 443). Oxford, UK: Cambridge University Press.

    Google Scholar 

  • Visalberghi, E., Valenzano, D. R., & Preuschoft, S. (2006). Facial displays in Cebus apella. International Journal of Primatology, 27(6), 1689–1707.

    Article  Google Scholar 

  • Waller, B. M., Whitehouse, J., & Micheletta, J. (2016). Macaques can predict social outcomes from facial expressions. Animal Cognition, 19(5), 1031–1036.

    Article  PubMed Central  PubMed  Google Scholar 

  • Weijs, W. A. (1994). Evolutionary approach of masticatory motor patterns in mammals. In V. L. Bels, M. Chardon, & P. Vandewalle (Eds.), Biomechanics of feeding in vertebrates (pp. 281–320). Berlin, Heidelberg: Springer Berlin Heidelberg.

    Chapter  Google Scholar 

  • Weisfeld, G. E., & Beresford, J. M. (1982). Erectness of posture as an indicator of dominance or success in humans. Motivation and Emotion, 6(2), 113–131.

    Article  Google Scholar 

  • Weston, E. M., Friday, A. E., & Liò, P. (2007). Biometric evidence that sexual selection has shaped the Hominin face. PLoS One, 2(8), e710.

    Article  PubMed Central  PubMed  Google Scholar 

  • Whalen, P. J., Kagan, J., Cook, R. G., Davis, F. C., Kim, H., Polis, S., et al. (2004). Human amygdala responsivity to masked fearful eye whites. Science, 306(5704), 2061–2061.

    Article  PubMed  Google Scholar 

  • Wilke, C., Kavanagh, E., Donnellan, E., Waller, B. M., Machanda, Z. P., & Slocombe, K. E. (2017). Production of and responses to unimodal and multimodal signals in wild chimpanzees, Pan troglodytes schweinfurthii. Animal Behaviour, 123, 305–316.

    Article  Google Scholar 

  • Wilson, V., Lefevre, C., Morton, F., Brosnan, S., Paukner, A., & Bates, T. (2014). Personality and facial morphology: Links to assertiveness and neuroticism in capuchins (Sapajus [Cebus] apella). Personality and Individual Differences, 58(1), 89–94.

    Article  Google Scholar 

  • Windhager, S., Schaefer, K., & Fink, B. (2011). Geometric morphometrics of male facial shape in relation to physical strength and perceived attractiveness, dominance, and masculinity. American Journal of Human Biology, 23(6), 805–814.

    Article  PubMed  Google Scholar 

  • Zeller, A. (1987). Communication by sight and smell. In B. Smuts, D. Seyfarth, R. Wrangham, & T. Struhsaker (Eds.), Primate societies. Chicago: University of Chicago Press.

    Google Scholar 

  • Zilioli, S., Sell, A. N., Stirrat, M., Jagore, J., Vickerman, W., & Watson, N. V. (2015). Face of a fighter: Bizygomatic width as a cue of formidability. Aggressive Behavior, 41(4), 322–330.

    Article  PubMed  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Rachel M. Petersen .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2018 The Author(s)

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Petersen, R.M., Dubuc, C., Higham, J.P. (2018). Facial Displays of Dominance in Non-human Primates. In: Senior, C. (eds) The Facial Displays of Leaders. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-319-94535-4_6

Download citation

Publish with us

Policies and ethics