Skip to main content

Alliance Politics Dynamics

  • Chapter
  • First Online:
Coping with Caveats in Coalition Warfare
  • 233 Accesses

Abstract

What foreign policy-making problems may caveats contribute solving at the level of global politics? Caveats seem to limit the political costs of participating in coalition forces due to concerns about alliance commitments. Instead of buck-passing entirely, caveats allows the lukewarm or hesitant coalition member to contribute the smaller proverbial buck. Based on the theory of the security dilemma in alliance politics, an argument is developed for the deduction of three hypotheses on coalition participation and caveats. In this theoretical context, caveats become a foreign policy instrument used to optimize the balancing of the dual fears of being abandoned by the alliance and be trapped in a risky military commitment not justified in other national interests. National reservations on the use of force is an instrument to strike a balance between diverging national concerns, and thereby also a tool to maximize coalition force generation within what is politically feasible. Caveats may thus become the lesser evil to the alternative of desist from participating in the coalition altogether.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

eBook
USD 16.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 89.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 89.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    Glenn H. Snyder treats security alignments and alliances as identical phenomena: “Alignments, whether or not they have been formalized as alliances, are essentially expectations in the minds of statesmen about whether they will be supported, opposed, or ignored by other states in future interactions” (1997: 21–22). It is reasonable to assume that Snyder’s theoretical propositions apply to all kinds of security cooperation, from formal alliances to ad hoc “coalitions-of-the-willing .”

  2. 2.

    The principle of collective defense is enshrined in Article 5 of the Washington Treaty, which is the formal name for the North Atlantic Treaty underpinning NATO . Collective defense implies that an attack against one ally treated as an attack against all allies.

References

  • Aaberg, M. (2016). Kampflykjøp mellom barken og veden. En utenrikspolitisk analyse av beslutningen om å velge F-35 som Norges neste kampflyplattform. Master thesis in Political Science, Department of Sociology and Political Science, Norwegian University of Science and Technology (NTNU), Trondheim.

    Google Scholar 

  • Auerswald, D. P., & Saideman, S. M. (2014). NATO in Afghanistan: Fighting Together, Fighting Alone. Princeton, NJ: Princeton University Press.

    Google Scholar 

  • Baltrusaitis, D. F. (2010). Coalition Politics and the Iraq War. Boulder, CO: First Forum Press.

    Google Scholar 

  • Bennett, A., Lepgold, J., & Unger, D. (Eds.). (1997). Friends in Need—Burden Sharing in the Persian Gulf. New York, NY: St. Martin’s Press.

    Google Scholar 

  • Chalmers, M. (2001). The Atlantic Burden-Sharing Debate—Widening or Fragmenting? International Affairs, 77(3), 569–585.

    Article  Google Scholar 

  • Cimbala, S. J., & Forster, P. K. (2010). Multinational Military Intervention: NATO Policy and Burden-Sharing. Farnham: Ashgate.

    Google Scholar 

  • Crawford, T. W. (2014). The Alliance Politics of Concerted Accommodation: Entente Bargaining and Italian and Ottoman Interventions in the First World War. Security Studies, 23(1), 13–147.

    Google Scholar 

  • Davidson, J. W. (2011). America’s Allies and War: Kosovo, Afghanistan, and Iraq. New York, NY: Palgrave Macmillan.

    Google Scholar 

  • Defense News. (2017). Trump’s NATO Burden Sharing Fervor: Take It for a Drive at Munich. http://www.defensenews.com/articles/trumps-natoburden-sharing-fervor-take-it-for-a-drive-at-munich.

  • Dijkstra, H. (2015). Functionalism, Multiple Principals and the Reform of the NATO Secretariat After the Cold War. Cooperation and Conflict, 50(1), 128–145.

    Google Scholar 

  • Driver, D. (2016). Burden Sharing and the Future of NATO: Wandering Between Two Worlds. Defense and Security Analysis, 32(1), 4–18.

    Article  Google Scholar 

  • Fermann, G. (2014). What Is Strategic About Energy? De-simplifying Energy Security. In E. Moe & P. Midford (Eds.), The Political Economy of Renewable Energy and Energy Security (pp. 21–45). Basingstoke: Palgrave Macmillan.

    Google Scholar 

  • Frost-Nielsen, P. M. (2016). Betingede forpliktelser. Nasjonale reservasjoner i militære koalisjonsoperasjoner. Ph.D. Dissertation in Political Science, Department of Sociology and Political Science, Norwegian University of Science and Technology (NTNU), Trondheim.

    Google Scholar 

  • Frost-Nielsen, P. M. (2017). Conditional Commitments: Why States Use Caveats to Reserve Their Efforts in Military Coalition Operations. Contemporary Security Policy, 38(3), 371–397.

    Article  Google Scholar 

  • Gilpin, R. (2001). Global Political Economy. Understanding the International Economic Order. Princeton, NJ: Princeton University Press.

    Google Scholar 

  • Hallams, E., & Schreer, B. (2012). Towards a ‘Post-American’ Alliance? NATO Burden Sharing After Libya. International Affairs, 88(2), 313–327.

    Article  Google Scholar 

  • Hartley, K., & Sandler, T. (1999). NATO Burden-Sharing: Past and Future. Journal of Peace Research, 36(6): 665–680.

    Google Scholar 

  • Kim, T. (2011). Why Alliances Entangle but Seldom Entrap States. Security Studies, 20(3), 350–377.

    Article  Google Scholar 

  • Klare, M. T. (2009). Rising Powers, Shrinking Planet: The New Geopolitics of Energy. New York, NY: Holt and Company.

    Google Scholar 

  • Kreps, S. E. (2007). The 1994 Haiti Intervention: A Unilateral Operation in Multilateral Clothes. Journal of Strategic Studies, 30(3): 449–474.

    Google Scholar 

  • Kreps, S. E. (2008). When Does the Mission Determine the Coalition? The Logic of Multilateral Intervention and the Case of Afghanistan. Security Studies, 17(3): 531–567.

    Google Scholar 

  • Kupchan, C. A. (1988). NATO and the Persian Gulf: Examining Intra-alliance Behavior. International Organization, 42(2): 317–346.

    Google Scholar 

  • Lepgold, J. (1998). NATO’s Post-Cold War Collective Action Problem. International Security, 23(1): 78–106.

    Google Scholar 

  • Matlary, J. H., & Petersson, M. (Eds.). (2013). NATO’s European Allies Military Capability and Political Will. New York, NY: Palgrave Macmillan.

    Google Scholar 

  • Mearsheimer, J. (2001). Tragedy of Great Power Politics. New York, NY: W.W. Norton.

    Google Scholar 

  • Morrow, J. D. (1991). Alliances and Asymmetry: An Alternative to the Capability Aggregation Model of Alliances. American Journal of Political Science, 35(4): 904–933.

    Google Scholar 

  • Murdoch, J. C., & Sandler, T. (1991). NATO Burden Sharing and the Forces of Change: Further Observation. International Studies Quarterly, 35(1): 109–114.

    Google Scholar 

  • NATO. (2005). Resolution 336 on Reducing National Caveats. Copenhagen. http://www.nato-pa.int/default.asp?SHORTCUT=828.

  • Noetzel, T., & Schreer, B. (2009). Does a Multi-tier NATO Matter? The Atlantic Alliance and the Process of Strategic Change. International Affairs, 85(2), 211–226.

    Article  Google Scholar 

  • Olson, M., & Zeckhauser, R. (1966). An Economic Theory of Alliances. Review of Economics and Statistics, 48(3), 266–279.

    Article  Google Scholar 

  • Overhage, T. (2013). Pool It, Share It, or Lose It: An Economical View on Pooling and Sharing of European Military Capabilities. Defence & Security Analysis, 29(4), 323–341.

    Article  Google Scholar 

  • Porter, P. (2012). A Matter of Choice: Strategy and Discretion in the Shadow of World War Il. Journal of Strategic Studies, 35(2): 317–343.

    Google Scholar 

  • Press-Barnathan, G. (2006). Managing the Hegemon: NATO Under Unipolarity. Security Studies, 15(2): 271–309.

    Google Scholar 

  • Rapport, A. (2015). Military Power and Political Objectives in Armed Interventions. Journal of Peace Research, 52(2): 201–214.

    Google Scholar 

  • Reveron, D. S. (2002). Coalition Warfare: The Commander’s Role. Defense & Security Analysis, 18(2): 107–121.

    Google Scholar 

  • Richter, A., & Webb, N. J. (2014). Can Smart Defense Work? A Suggested Approach to Increasing Risk- and Burden-Sharing Within NATO. Defense & Security Analysis, 30(4): 346–359.

    Google Scholar 

  • Ringsmose, J. (2010). NATO Burden-Sharing Redux: Continuity and Change After the Cold War. Contemporary Security Policy, 31(2), 319–338.

    Article  Google Scholar 

  • Rynning, S. (2012). NATO in Afghanistan—The Liberal Disconnect. Stanford, CA: Stanford University Press.

    Google Scholar 

  • Sandler, T., & Shimizu, H. (2014). NATO Burden Sharing 1999–2010: An Altered Alliance. Foreign Policy Analysis, 10(1), 43–60.

    Article  Google Scholar 

  • Schneider, G., & Weitsman, P. (1997). Eliciting Collaboration from “Risky” States: The Limits of Conventional Multilateralism in Security Affairs. Global Society, 11(1), 93–110.

    Article  Google Scholar 

  • Snyder, G. H. (1984). The Security Dilemma in Alliance Politics. World Politics, 36(4), 461–495.

    Article  Google Scholar 

  • Snyder, G. H. (1997). Alliance Politics. Ithaca, NY: Cornell University Press.

    Google Scholar 

  • Taliaferro, J. W. (2001/2002). Security-Seeking Under Anarchy: Defensive Realism Reconsidered. International Security, 25(3): 152–186.

    Google Scholar 

  • Walt, S. (1987). The Origins of Alliances. Ithaca, NY: Cornell University Press.

    Google Scholar 

  • Waltz, K. (1979). Theory of International Politics. Boston: McGraw-Hill.

    Google Scholar 

  • Weitsman, P. A. (1997). Intimate Enemies: The Politics of Peacetime Alliance. Security Studies, 7(1), 156–193.

    Article  Google Scholar 

  • Weitsman, P. A. (2003). Alliance Cohesion and Coalition Warfare: The Central Powers and Triple Entente. Security Studies, 12(3), 79–113.

    Article  Google Scholar 

  • Weitsman, P. A. (2004). Dangerous Alliances—Proponents of Peace, Weapons of War. Stanford, CA: Stanford University Press.

    Google Scholar 

  • Weitsman, P. A. (2010). Wartime Alliances Versus Coalition Warfare. Strategic Studies Quarterly, 4(2), 113–136.

    Google Scholar 

  • Weitsman, P. A. (2014). Waging War: Alliances, Coalitions, and Institutions of Interstate Violence. Stanford, CA: Stanford University Press.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Gunnar Fermann .

Rights and permissions

Reprints and permissions

Copyright information

© 2019 The Author(s)

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Fermann, G. (2019). Alliance Politics Dynamics. In: Coping with Caveats in Coalition Warfare. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-319-92519-6_8

Download citation

Publish with us

Policies and ethics