Skip to main content

Active Use of Experiments: Responsibly Inviting Participants and Others to Review Options for Agency

  • Chapter
  • First Online:
  • 530 Accesses

Abstract

In this chapter I consider, with a focus on researcher responsibilities, two examples of research which involved experimentation as a research procedure (Stephens in Investigating effects of Six Thinking Hats and emotional intelligence training on creativity thinking and emotional intelligence of recidivists in Lagos State, 2012; Oczak and Niedźwieńska in J Empirical Res Hum Res Ethics 2(3):49–59, 2007). In the first example, the research was aimed at trying to ascertain whether interventions which consisted of creativity training and emotional intelligence training for recidivists in Nigerian prisons (Lagos) had an effect on the creative thinking scores and emotional intelligence scores of participants. I draw out and extrapolate from Stephens’ exposition the responsibility that he assumed, while also encouraging the responsibility of the recidivists to try to activate a potential for learning, while appreciating the limited life chances of prisoners before and after entering the prison system. I move on to discuss Oczak and Niedźwieńska’s research—in which they offer an experiment to ascertain how their proposed new debriefing procedure following a deceptive experiment was received by the research participants. I explain how their debriefing was designed in an effort to generate beneficial and educative effects for participants (and others engaging with the research); and I underscore the importance of their eliciting participants’ experiences of the research procedure as part of their study.

This is a preview of subscription content, log in via an institution.

Buying options

Chapter
USD   29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD   119.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD   159.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD   159.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Learn about institutional subscriptions

Notes

  1. 1.

    The communications were only with Oluyemi Stephens as I was unable to reach either Oczak or Niedźwieńska (the authors of the second example here). I communicated in-depth with Stephens while he was a postdoctoral fellow at Unisa (2014–2015), under the mentorship of Norma Nel.

  2. 2.

    As indicated in Chap. 4, footnote 1, I do not believe that any interpretation of a text—or conversation—can refer to some “real” meaning, independently of the interpretive effort (cf. Romm, 1997, 1998).

  3. 3.

    I use the terminology of “prisoners” and “prisons” as this is the terminology Stephens used (as used in Nigeria). In the context of South Africa, people who have offended are referred to as “offenders”, and what were hitherto called “prisons” are called “correctional centers”.

  4. 4.

    Statistically this referred to the probability of not incorrectly accepting the null hypotheses that he constructed. He tested a total of five null hypotheses at a 0.05 level of significance (2012, p. 149). For example, his first null hypothesis was as follows: “There is no significant difference in the ideative flexibility score [a type of creative thinking score] of recidivists … in the two treatment packages ‘Six Thinking Hats’ and emotional intelligence training as compared to their counterparts in the control group” (2012, p. 179). The aim was to test (at a 5% risk of incorrectly accepting the null hypothesis) whether he could accept that “there existed a significant difference” in relation to the various null hypotheses (2012, p. 179).

  5. 5.

    He indicated to me that the Cottage of Hope works mostly with personal funds from the board of trustees (some of whom are dedicated and some are less dedicated). The board of trustees and friends are the source of the funding.

  6. 6.

    The Belmont report (1979), which I discuss extensively in Chap. 8, states that two rules need to be followed to comply with the principle of beneficence: The first is to “do no harm,” and the second is to “maximize possible benefits [for individual participants and others in society who may benefit from the knowledge developed] and minimize possible harms” (http://learn.yale.edu/hsp/module_1/3_beneficence.asp). My interpretation of Oczak and Niedźwieńska’s research is that they sought to consider how experimental research (especially research involving deception of subjects) could mitigate against potential harm and indeed create benefits for participants, while also contributing to knowledge about experimental designs for other researchers to take into account.

  7. 7.

    Stephens does not provide a table depicting the research design. However, in a table he supplies of the participants (2012, p. 127), he offers three column expressing the “personality type” of the 85 participants, namely Type A, Type B and Type C, as defined and measured in the psychological literature. He shows in the table how they were distributed in the various groups (the two experimental ones and the control group). The number of Type A personality participants were distributed as follows: twelve, twelve and ten in the Six Thinking Hats, Emotional Intelligence, and HIV training; Type B personality were distributed as ten, ten and eight participants in the Six Thinking Hats, Emotional Intelligence, and HIV training; and Type C were distributed as eight, eight and seven. However, I have not focused on this in my outline of the study. In Sect. 5.2.4 I return briefly to this aspect of the study.

  8. 8.

    Stephens mentioned to me that one factor that might have caused them not to wish to participate was that some of them were not literate and may have wondered if they could participate in filling in questionnaires, etc., even though he mentioned that assistance would be available in this process (pers. comm., 18 Nov. 2015).

  9. 9.

    When I sent Stephens the draft of this chapter in February 2017, he suggested (via an email reply) that this detail on the way of assigning the participants to the groups should be included.

  10. 10.

    As far as validity of the Ibadan Creativity Assessment Scale (ICAS) is concerned, Stephens notes that Akinboye (1976) took various ideas from a number of authors (who could be considered as experts) in the field of creative intelligence testing, and designed simple items for measuring creativity using these as bases. The ICAS was tested on 200 participants in Nigeria. Akinboye also determined via Cronbach’s alpha whether the items for each subscale of ICAS could be said to be tapping into the same construct by checking the degree of internal consistency between the items of the construct (Stephens, 2012, p. 124). Akinboye furthermore organized test-retest reliabilities with the 200 participants after a period of four weeks. That is, the tests were re-administered to the same participants to see if similar responses would be given. The test and re-test revealed acceptable reliability scores—as measured by Pearson’s r (Stephens, 2012, p. 124).

  11. 11.

    For the emotional intelligence testing, Akinboye (2002) also referred to authors in the field and adapted existing scales somewhat, while checking for convergent validity with the “Emotional Entrepreneurship Test” and for discriminant validity with the “Emotional Stress Test” (Stephens, 2012, p. 122).

  12. 12.

    When speaking about this factor, Stephens notes that Animasahun reported in 2011 that 75% of armed robbers in Abuja were university graduates belonging to the unemployed sector (2011, p. 2).

  13. 13.

    Stephens also did an analysis of covariance to determine the degree of effect of his hypothesized independent variables on dependent ones, but for the purposes of this chapter, these details are not presented.

  14. 14.

    Nassif and Quevillon (2008, p. 13) contend that one can apply the Heisenberg uncertainty principle (as it pertains in quantum physics) to the observation of participants’ creativity. They cite Plucker’s (1999) application of this principle to creativity research where Plucker states that “one cannot simultaneously observe and also account for creativity completely. The modality in which creativity is being searched for necessarily determines the nature of creativity that becomes seen” (2008, p. 13, my italics).

  15. 15.

    The fact that he was a postdoctoral fellow in South Africa (starting from 2014) made his visits to the prisons less regular than before, but he still participated with them during his postdoctoral fellowship, for example, via the NGO Cottage of Hope and via his links with the National University of Nigeria.

  16. 16.

    When I asked Stephens if he thought there were any options for addressing such stigmatization, he suggested that positive role models needed to be nurtured. He cited the case of an ex-prisoner who had studied (through the initiatives created by College of Hope) via the National University of Nigeria’s distance education program. This person, after leaving prison, had gone to work for the university—and the prisoners, officials and of course university staff were aware of this. He constituted a positive role model in this regard (pers. comm., 9 February 2015).

  17. 17.

    Fifty-three were women and six were men (2007, p. 53). Oczak and Niedźwieńska note in this regard that it is possible that “there are gender differences in the interpretation of information provided during both types of debriefing procedures” and therefore future research could look into this (2007, p. 56).

  18. 18.

    One participant from the control group was eliminated on analysis because the researchers found that she had failed to fill in the various forms properly.

References

  • Belmont Report: The National Commission for the Protection of Human Subjects of Biomedical and Behavioral Research (1979). Ethical principles and guidelines for research involving human subjects, Washington DC, Office of the Secretary, US Department of Health and Human Services.

    Google Scholar 

  • Brody, J. L., Gluck, J. P., & Aragon, A. S. (2000). Participants’ understanding of the process of psychological research: Debriefing. Ethics and Behavior, 10(1), 13–25.

    Article  Google Scholar 

  • Cannella, G. S., & Manuelito, K. D. (2008). Feminisms from unthought locations: Indigenous worldviews, marginalized feminisms, and revisioning an anticolonial social science. In N. K. Denzin, Y. S. Lincoln, & L. T. Smith (Eds.), Handbook of critical and indigenous methodologies (pp. 45–59). London: Sage.

    Google Scholar 

  • Chilisa, B. (2009). Indigenous African-centered ethics: Contesting and complementing dominant models. In D. M. Mertens & P. E. Ginsberg (Eds.), The handbook of social research ethics (pp. 407–426). London: Sage.

    Chapter  Google Scholar 

  • Chilisa, B. (2012). Indigenous research methodologies. London: Sage.

    Google Scholar 

  • Colliver, R., Goff, S., Reedy, R., & Vaartjes, V. (2015). Systemic pedagogy: A design for action researcher collective self-development. Action Learning Action Research Journal, 21(1), 1–22.

    Google Scholar 

  • Cram, F., & Mertens, D. M. (2016). Negotiating solidarity between Indigenous and transformative paradigms in evaluation. Evaluation Matters—He Take Tõ Te Aromatawai, 2, 161–189.

    Article  Google Scholar 

  • Davis, J. E. (2012). Emotions as commentaries on cultural norms. In A. M. Gonzālez (Ed.), The emotions and cultural analysis (pp. 31–49). Surrey, England: Ashgate.

    Google Scholar 

  • De Bono, E. (1982). Lateral thinking for management. Harmondsworth: Penguin.

    Google Scholar 

  • De Bono, E. (1985). Six thinking hats. Boston, MA: Little Brown.

    Google Scholar 

  • Devine, P. G., Forscher, P. S., Austin, A. J., & Cox, W. T. (2012). Long-term reduction in implicit race bias: A prejudice habit-breaking intervention. Journal of Experimental Social Psychology, 48(6), 1267–1278.

    Article  Google Scholar 

  • Gergen, K. J. (1978). Toward generative theory. Journal of Personality and Social Psychology, 36(11), 1344.

    Article  Google Scholar 

  • Gergen, K. J. (2015). From mirroring to world-making: Research as future forming. Journal for the Theory of Social Behaviour, 45(3), 287–310.

    Article  Google Scholar 

  • Gudjonsson, G. H. (1984). A new scale of interrogative suggestibility. Personality and Individual Differences, 5, 303–314.

    Article  Google Scholar 

  • Kinai, T. K. (2013). Kenyan student-teacher counsellors’ creativity and its relationship with their gender, age, and teaching experience. US-China Education Review, 3(5), 296–304.

    Google Scholar 

  • Kovach, M. (2009). Indigenous methodologies: Characteristics, conversations, and contexts. Toronto: University of Toronto Press.

    Google Scholar 

  • Lather, P. (1986). Issues of validity in openly ideological research: Between a rock and a soft place. Interchange, 17(4), 63–84.

    Article  Google Scholar 

  • Lincoln, Y. S. (1995). Emerging criteria for quality in qualitative and interpretive research. Qualitative Inquiry, 1(3), 275–289.

    Article  Google Scholar 

  • Magnat, V. (2012). Performative approaches to interdisciplinary and cross cultural research. In L.-H. Smith & A. Narayan (Eds.), Research beyond borders (pp. 157–177). Plymouth, England: Lexington.

    Google Scholar 

  • McGregor, S. L. (2003). Critical discourse analysis-A primer. Kappa Omicron Nu FORUM, 15(1), 1–15.

    Google Scholar 

  • McIntyre-Mills, J. J. (2014a). Systemic ethics and non-anthropocentric stewardship. New York, NY: Springer.

    Book  Google Scholar 

  • McIntyre-Mills, J. J. (2014b). Transformation from Wall Street to wellbeing. New York, NY: Springer.

    Book  Google Scholar 

  • Mertens, D. M., & McLaughlin, J. A. (2004). Research and evaluation methods in special education. Thousand Oaks, CA: Sage.

    Book  Google Scholar 

  • Monteith, M. J., Voils, I. C., & Ashburn-Nardo, L. (2001). Taking a look underground: Detecting, interpreting, and reacting to implicit racial biases. Social Cognition, 19(4), 395–417.

    Article  Google Scholar 

  • Nassif, C., & Quevillon, R. (2008). The development of a preliminary creativity scale for the MMPI-2: The C scale. Creativity Research Journal, 20(1), 13–20.

    Article  Google Scholar 

  • Oczak, M., & Niedźwieńska, A. (2007). Debriefing in deceptive research: A proposed new procedure. Journal of Empirical Research on Human Research Ethics, 2(3), 49–59.

    Article  Google Scholar 

  • Oliansky, A. (1991). A confederate’s perspective on deception. Ethics and Behavior, 1(4), 253–258.

    Article  Google Scholar 

  • Ortmann, A., & Hertwig, R. (2002). The costs of deception: Evidence from psychology. Experimental Economics, 5(2), 111–131.

    Article  Google Scholar 

  • O’Sullivan, M. (2007). Trolling for trout, trawling for tuna: The methodological morass in measuring emotional intelligence. In G. Matthews, M. Zeidner, & R. D. Roberts (Eds.), The science of emotional intelligence: Knowns and unknowns (pp. 258–287). Oxford: Oxford University Press.

    Google Scholar 

  • Romm, N. R. A. (1997). Becoming more accountable: A comment on Hammersley and Gomm. Sociological Research Online, 2(3), Art. 2.

    Article  Google Scholar 

  • Romm, N. R. A. (1998). Caricaturing and categorizing in processes of argument. Sociological Research Online, 3(2), Art. 10.

    Article  Google Scholar 

  • Romm, N. R. A. (2010). New racism: Revisiting researcher accountabilities. New York, NY: Springer.

    Book  Google Scholar 

  • Salovey, P., & Mayer, J. D. (1990). Emotional Intelligence. Imagination, Cognition and Personality, 9(3), 185–211.

    Article  Google Scholar 

  • Smith, L. T. (2012). Decolonizing methodologies: Research and indigenous peoples (2nd ed.). New York, NY: Zed Books.

    Google Scholar 

  • Stephens O. A. (2012). Investigating effects of Six Thinking Hats and emotional intelligence training on creativity thinking and emotional intelligence of recidivists in Lagos State, Nigeria. Doctoral dissertation, Lagos State University, Lagos, Nigeria.

    Google Scholar 

  • Stephens, O. A., & Badejo, A. O. (2010). Emotional intelligence training as an intervention strategy in remediating anti-social behavior of some selected prison inmates from dysfunctional families. The Counsellor, 27, 29–37.

    Google Scholar 

  • Wane, N. N., Akena, F. A., & Ilmi, A. A. (2014). Introduction. In N. N. Wane, F. A. Akena, & A. A. Ilmi (Eds.), Spiritual discourse in the academy (pp. 1–11). New York, NY: Peter Lang.

    Chapter  Google Scholar 

  • Wilkinson, R. G., & Pickett, K. (2009). The spirit level: Why more equal societies almost always do better. London: Allen Lane.

    Google Scholar 

  • Woldegies, B. D. (2014). Economic empowerment through income generating activities and social mobilization: The case of married Amhara women of Wadla Woreda, North Wollo Zone, Ethiopia. Doctoral thesis, Antioch University, Yellow Springs, Ohio.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Norma R. A. Romm .

Rights and permissions

Reprints and permissions

Copyright information

© 2018 Springer International Publishing AG, part of Springer Nature

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Romm, N.R.A. (2018). Active Use of Experiments: Responsibly Inviting Participants and Others to Review Options for Agency. In: Responsible Research Practice. Springer, Cham. https://doi.org/10.1007/978-3-319-74386-8_5

Download citation

  • DOI: https://doi.org/10.1007/978-3-319-74386-8_5

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-319-74384-4

  • Online ISBN: 978-3-319-74386-8

  • eBook Packages: Social SciencesSocial Sciences (R0)

Publish with us

Policies and ethics