Abstract
Most industrialized nations have “know your customer or client” (KYC) regulations as part of the due diligence requirements placed on investment dealers and advisors. There are generally three parts to implementing KYC rules: (a) determining a client’s risk tolerance, (b) understanding the risk/return attributes of available investments, and (c) using the information from the first two parts to suggest suitable investments and portfolios for clients.
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References
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Paradi, J.C., Sherman, H.D., Tam, F.K. (2018). Guide to DEA Model Formulation. In: Data Envelopment Analysis in the Financial Services Industry. International Series in Operations Research & Management Science, vol 266. Springer, Cham. https://doi.org/10.1007/978-3-319-69725-3_19
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DOI: https://doi.org/10.1007/978-3-319-69725-3_19
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