Skip to main content

Habermas’s Account of Human Rights in Between Facts and Norms

  • Chapter
  • First Online:
Reconciling Law and Morality in Human Rights Discourse

Part of the book series: Philosophy and Politics - Critical Explorations ((PPCE,volume 3))

  • 638 Accesses

Abstract

This chapter deals with Habermas’s account of rights in Between Facts and Norms. In such an account he addresses the issue of legitimacy by avoiding the tendencies to ground the legitimacy of law either in human rights or popular sovereignty alone. He does this by overcoming the competition between human rights and popular sovereignty through the affirmation of their mutual presupposition in a system of rights within a constitutional democracy. He provides a theoretical groundwork that allows us to develop a conception of human rights by describing categories of rights that give equal weight to both private and public autonomy of legal citizens so as to regulate their life in common by means of positive law. He introduces a discourse principle, which is intended to assume the shape of a principle of democracy only by way of legal institutionalization. Human rights remain abstract concepts if they are not implemented in a legal system that gives them a shape and content. Such an implementation is legitimate only if it is done through a democratic procedure through which citizens regard themselves both as addressees and authors of the law that regulates their living together.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

eBook
USD 16.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 109.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 109.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    BFN, 449.

  2. 2.

    Ibid., 82.

  3. 3.

    Ibid.

  4. 4.

    Immanuel Kant, Political Writings, 133.

  5. 5.

    John Rawls, Political Liberalism (New York: Columbia University Press, 1993), 5.

  6. 6.

    Thomas Hobbes, Leviathan, ed., J.C.A. Gaskin (Oxford: Oxford University Press, 1996), chap. 14 (1), p. 86.

  7. 7.

    Ibid., chap. 26 (43), p. 192.

  8. 8.

    Perez Zagorin, Hobbes and the Law of Nature (Princeton: Princeton University Press, 2009), 26.

  9. 9.

    Subjective rights are thought to be inherent in each individual person by nature. They are known as the outgrowth of natural right or the right of nature.

  10. 10.

    I.O, 246.

  11. 11.

    Ibid., 239.

  12. 12.

    Ibid.

  13. 13.

    I.O., 243.

  14. 14.

    Ibid. 240.

  15. 15.

    I.O., 243.

  16. 16.

    Ibid., 247.

  17. 17.

    Ibid., 244.

  18. 18.

    I.O., 241.

  19. 19.

    Ibid.

  20. 20.

    Ibid.

  21. 21.

    Ibid.

  22. 22.

    I.O., 241.

  23. 23.

    BFN, 99.

  24. 24.

    Ibid., 100.

  25. 25.

    Ibid., 99.

  26. 26.

    Ibid.,100.

  27. 27.

    BFN, 103.

  28. 28.

    BFN., 457.

  29. 29.

    Ibid., 170.

  30. 30.

    Ibid.

  31. 31.

    Ibid.

  32. 32.

    BFN, 104.

  33. 33.

    Ibid.

  34. 34.

    BFN., 104.

  35. 35.

    I.O, 258.

  36. 36.

    Ibid., 259.

  37. 37.

    BFN, 451.

  38. 38.

    I.O, 71.

  39. 39.

    Ibid., 261.

  40. 40.

    BFN, 408.

  41. 41.

    BFN., 408.

  42. 42.

    Ibid.,

  43. 43.

    Ibid.

  44. 44.

    BFN, 107.

  45. 45.

    Ibid., 121.

  46. 46.

    BFN., 111.

  47. 47.

    Maus, “Liberties and Popular Sovereignty: On Jürgen Habermas’s Reconstruction of the System of Rights,” 834.

  48. 48.

    BFN, 121.

  49. 49.

    BFN., 122.

  50. 50.

    Ibid.

  51. 51.

    BFN., 123.

  52. 52.

    Ibid.

  53. 53.

    Baxter, Habermas: The Discourse Theory of Law and Democracy, 85.

  54. 54.

    Robert A. Dahl, On Democracy (New Haven: Yale University Press, 1998), 96–97.

  55. 55.

    BFN, 125.

  56. 56.

    “Everyone has the right to rest and leisure, including reasonable limitation of working hours and periodic holidays with pay” (Universal Declaration of Human Rights, article 24).

  57. 57.

    The practical approach to human rights is one of the two main ways of looking at human rights in current philosophical debates. The first way is the traditional approach also known as orthodox approach that “is mostly concerned with core philosophical questions regarding the nature, grounds and substantive content of the concept of human rights.” (Cristina Lafont, Global Governance and Human Rights, The Spinoza Lectures. Lecture I: Can Practical Conception of Human Rights Offer any Guidance to the Human Rights Projects? (University of Amsterdam, May 2011, p. 13). The second approach, the practical approach, also known as the political approach, “takes contemporary human rights practice as a guide in order to figure out what human rights actually are.” (Lafont, p. 14) Whereas the traditional approach attempts to ground human rights on some authoritative account of human nature and human freedom, the political or practical approach takes contemporary human rights practice as being authoritative for an understanding of what human rights are. (Lafont, p. 15)

  58. 58.

    Lafont, “Can a Practical Conception of Human Rights Offer any Guidance to the Human Rights Project?” p. 40

  59. 59.

    BFN, 126.

  60. 60.

    Ibid., 125–6.

  61. 61.

    BFN., 174.

  62. 62.

    Martin Luther King, Jr., “Letter from a Birmingham Jail,” in Joseph Fahey and Richard Armstrong, A Peace Reading: Essential Readings on War, Justice, Non-Violence and World Order, ed. (New York: Paulist Press, 1987), 221. A similar expression is found in the Social Teaching of the Catholic Church: “The joys and the hopes, the griefs and the anxieties of the men of this age, especially those who are poor or in any way afflicted, these are the joys and hopes, the griefs and anxieties of the followers of Christ. Indeed, nothing genuinely human fails to raise an echo in their hearts” (Gaudium et Spes, #1).

  63. 63.

    Todd Hedrick, Rawls and Habermas: Reason, Pluralism, and the Claims of Political Philosophy (Stanford: Stanford University Press, 2010), 176.

  64. 64.

    BFN, 419.

  65. 65.

    BFN., 126–7

  66. 66.

    Ibid., 129.

  67. 67.

    BFN., 133.

  68. 68.

    Ibid.

  69. 69.

    Ibid., 133–4.

  70. 70.

    Ibid., 134.

  71. 71.

    BFN., 134.

  72. 72.

    Hedrick, Rawls and Habermas, 150–1.

  73. 73.

    Pogge, World Poverty and Human Rights: Cosmopolitan Responsibilities and Reforms (Malden: Polity Press, 2008).

  74. 74.

    Pogge, “The International Significance of Human Rights,” in The Journal of Ethics, vol. 4, no.1/2 (Jan. – Mar., 2000)

  75. 75.

    Pogge, World Poverty and Human Rights, 58.

  76. 76.

    Ibid., 64.

  77. 77.

    Pogge, “The International Significance of Human Rights,” 46.

  78. 78.

    Pogge, World Poverty and Human Rights, 60–61.

  79. 79.

    Pogge, “The International Significance of Human Rights,” 47.

  80. 80.

    Pogge, “The International Significance of Human Rights,” 48.

  81. 81.

    Ibid., 49.

  82. 82.

    Pogge, “The International Significance of Human Rights,” 49.

  83. 83.

    Ibid., footnote n. 8.

  84. 84.

    Ibid.

  85. 85.

    Pogge, “The International Significance of Human Rights,” 50.

  86. 86.

    Ibid.

  87. 87.

    Ibid., 51.

  88. 88.

    Pogge, “The International Significance of Human Rights,” 52.

  89. 89.

    Ibid.,

  90. 90.

    Pogge, “The International Significance of Human Rights,” 55.

  91. 91.

    This section will basically draw from Ingram’s book, Habermas: Introduction and Analysis (Ithaca: Cornell University Press, 2010), from his article, “Between Political Liberalism and Postnational Cosmopolitanism: Toward an Alternative Theory of Human Rights,” in Political Theory, Vol. 31, no. 3 (Jun., 2003), and from a paper presented in Cracow on July 17, 2014, entitled, “Rawls and Habermas on Human Rights: Reconciling Political and Cosmopolitan Approaches Beyond Legalism.”

  92. 92.

    See Ingram, “Between Political Liberalism and Postnational Cosmopolitanism: Toward an Alternative Theory of Human Rights,” pp. 359–374.

  93. 93.

    David Ingram, “Between Political Liberalism and Postnational Cosmopolitanism,” 360.

  94. 94.

    Ingram, “Between Political Liberalism and Postnational Cosmopolitanism,” 373.

  95. 95.

    Ingram, Habermas: Introduction and Analysis, 177.

  96. 96.

    Ibid., 170.

  97. 97.

    Ingram, Habermas: Introduction and Analysis, 178.

  98. 98.

    Pogge, World Poverty and Human Rights, 66.

  99. 99.

    Ingram, Habermas: Introduction and Analysis, 181.

  100. 100.

    Ibid., 186–7.

  101. 101.

    Forst, Justification and Critique, 39.

  102. 102.

    Ibid., 38.

  103. 103.

    Forst, The Right to Justification, 2.

  104. 104.

    Ibid.

  105. 105.

    Forst, Justification and Critique, 39.

  106. 106.

    Forst, Justification and Critique, 45.

  107. 107.

    Ibid., 46.

  108. 108.

    Ibid., 52.

  109. 109.

    Ibid.

  110. 110.

    Forst, The Right to Justification, 109.

  111. 111.

    Ibid., 101.

  112. 112.

    Ibid., 110.

  113. 113.

    Mahoney, “Right without dignity?” 21.

  114. 114.

    Mahoney, “Rights without dignity?” 22.

  115. 115.

    Ibid., 23.

  116. 116.

    Ibid., 31.

  117. 117.

    Ibid., 34.

  118. 118.

    Mahoney, “Rights without dignity?” 34.

  119. 119.

    Ibid., 37.

  120. 120.

    BFN, 449.

  121. 121.

    I.O, 191.

  122. 122.

    Habermas, Time of Transitions, ed. Ciaran Cronin and Max Pensky (Malden: Polity Press, 2006), 126.

  123. 123.

    Todd Hedrick, Rawls and Habermas, 140.

  124. 124.

    Ibid., 140–1.

  125. 125.

    Ingram, Habermas: Introduction and Analysis, 178.

  126. 126.

    Benhabib, Dignity in Adversity, 60.

  127. 127.

    Mahoney argues that though Habermas’s argument for a positivist understanding of rights is premised on the claim that law is not subordinate to morality, there are really two senses in which Habermas is a positivist. In one sense, he writes, Habermas claims there are no pre-political moral norms that serve as extra-legal constraints on law and politics. Neither divination nor practical reason unaided by resources of the modern world can summon up valid norms. From this perspective Habermas is simply denying the natural law conception of rights in both its Kantian and pre-Kantian forms (Mahoney, 35). He continues, there is also a second sense of Habermas’s positivism. Positively enacted right does not mean decided upon by some legislative process or contingent upon the outcome of unconstrained democratic deliberation. Rather, positively enacted right means created in the act of constructing a constitutional framework that is to set the terms according to which the democratic process must conform in order to be legitimate. Each of these senses of positivism supports the idea that rights are positively enacted in the sense that they do not follow from morality, but are nevertheless pre-suppositional requirements for any legitimate democratic state. Habermas concedes the awkwardness of this formulation of positivism by noting the difficulty of keeping the concept of legitimacy separate from morality (Mahoney, 35–36).

  128. 128.

    Flynn, “Habermas on Human Rights,” 438.

  129. 129.

    Habermas, “Law and Morality,” 247.

  130. 130.

    Ibid., 267.

  131. 131.

    I.O, note 51, p. 274.

References

  • Baxter, Hugh. 2011. Habermas: The Discourse Theory of Law and Democracy. Stanford: Stanford University Press.

    Book  Google Scholar 

  • Benhabib, Seyla. 2011. Dignity in Adversity: Human Rights in Troubled Times. Malden: Polity Press.

    Google Scholar 

  • Dahl, Robert A. 1998. On Democracy. New Haven: Yale University Press.

    Google Scholar 

  • Edgar, Andrew. 2005. The Philosophy of Habermas. Montreal: McGill-Queen’s University Press.

    Google Scholar 

  • Flynn, Jeffrey. 2003. Habermas on Human Rights: Law, Morality, and Intercultural Dialogue. Social Theory and Practice 29(3):431–457.

    Google Scholar 

  • ———. 2009. Human Rights, Transnational Solidarity, and Duties to the Global Poor. Constellations 16(1): 59–77.

    Article  Google Scholar 

  • Forst, Rainer. 2007. The Right to Justification: Elements of a Constructivist Theory of Justice. New York: Columbia University Press.

    Google Scholar 

  • ———. 2014. Justification and Critique: Towards a Critical Theory of Politics. Malden: Polity Press.

    Google Scholar 

  • Fultner Barbara, ed. 2011. Jürgen Habermas: Key Concepts. Durham: Acumen Publishing Limited.

    Google Scholar 

  • Goode, Luke. 2005. Jürgen Habermas: Democracy and the Public Sphere. London: Pluto Press.

    Google Scholar 

  • Habermas, Jürgen. 1986. Law and Morality. The Tanner Lectures on Human Values. Harvard University (October).

    Google Scholar 

  • ———. 1987. The Theory of Communicative Action, Vol. 1: The Rationalization of Society. Trans. Thomas McCarthy. Boston: Beacon Press.

    Google Scholar 

  • ———. 1990. The Theory of Communicative Action, Vol. 2: Lifeworld and System of a Critique of Functionalist Reason. Trans. Thomas McCarthy. Boston: Beacon Press.

    Google Scholar 

  • ———. 1991. The Structural Transformation of the Public Sphere: An Inquiry into a Category of Bourgeois Society. Cambridge, MA: MIT Press.

    Google Scholar 

  • ———. 1993. Justification and Application: Remarks on Discourse Ethics. Cambridge, MA: MIT Press.

    Google Scholar 

  • ———. 1994. Human Rights and Popular Sovereignty: The Liberal and Republican Versions. Ratio Juris 7(1):1–13.

    Google Scholar 

  • ———. 1995. Moral Consciousness and Communicative Action. Cambridge, MA: MIT Press.

    Google Scholar 

  • ———. 1996. Between Facts and Norms. Contributions to a Discourse Theory of Law and Democracy. Cambridge, MA: MIT Press.

    Google Scholar 

  • ———. 1998a. In The Inclusion of the Other: Studies in Political Theory, ed. Ciaran Cronin and Pablo De Greiff. Cambridge, MA: MIT Press.

    Google Scholar 

  • ———. 1998b. On the Pragmatics of Communication. In ed. M. Cooke. Cambridge: MIT Press.

    Google Scholar 

  • ———. 1999. Introduction to the Seminar on Jürgen Habermas’s Discourse Theory. Ratio Juris 12(4):329–335.

    Google Scholar 

  • ———. 2001. The Postnational Constellation: Political Essays. Cambridge, MA: MIT Press.

    Google Scholar 

  • ———. 2003. The Future of Human Nature. Malden: Polity Press.

    Google Scholar 

  • ———. 2006a. The Divided West. Malden: Polity Press.

    Google Scholar 

  • ———. 2006b. Time of Transitions, ed. Ciaran Cronin and Max Pensky. Malden: Polity Press.

    Google Scholar 

  • ———. 2008a. Between Naturalism and Religion: Philosophical Essays. Malden: Polity Press.

    Google Scholar 

  • ———. 2008b. The Constitutionalization of International Law and the Legitimation Problems of a Constitution for World Society. Constellations 15(4): 444–455.

    Article  Google Scholar 

  • ———. 2010. The Concept of Human Dignity and the Realistic Utopia of Human Rights. Metaphilosophy, 41(4):464–480.

    Google Scholar 

  • ———. 2012. The Crisis of the European Union: A Response. Malden: Polity Press.

    Google Scholar 

  • ———. 2014. Plea for the Constitutionalization of International Law. Philosophy and Social Criticism 40(1):5–12.

    Google Scholar 

  • Hedrick, Todd. 2007. Constitutionalization and Democratization: Habermas on Postnational Governance. Social Theory and Practice 33(3):387–410.

    Google Scholar 

  • ———. 2010. Rawls and Habermas: Reason, Pluralism, and the Claims of Political Philosophy. Stanford: Stanford University Press.

    Google Scholar 

  • Hobbes, Thomas. 1996. Leviathan, ed. J.C.A. Gaskin. Oxford: Oxford University Press.

    Google Scholar 

  • Ingram, David. 2003. Between Political Liberalism and Postnational Cosmopolitanism: Toward and Alternative Theory of Human Rights. Political Theory 31(3): 359–391.

    Google Scholar 

  • ———. 2010. Habermas: Introduction and Analysis. Ithaca: Cornell University Press.

    Google Scholar 

  • King, Jr. Martin Luther. 1987. Letter from a Birmingham Jail. In A Peace Reading: Essential Readings on War, Justice, Non-Violence and World Order, ed. Joseph Fahey and RichardArmstrong. New York: Paulist Press.

    Google Scholar 

  • Lafont, Cristina. 2015. Human Rights, Sovereignty and the Responsibility to Protect. Constellations 22(1): 68–78.

    Article  Google Scholar 

  • Larmore, Charles. 1995. The Foundations of Modern Democracy: Reflections on Jürgen Habermas. European Journal of Philosophy 3(1):55–68.

    Google Scholar 

  • Mahoney, Jon. 2001. Rights without dignity? Some critical reflections on Habermas’s procedural model of law and democracy. Philosophy and Social Criticism 27(3):21–40.

    Google Scholar 

  • Maus, Ingeborg. 1995–1996. Liberties and Popular Sovereignty: On Jürgen Habermas’s Reconstruction of the System of Rights. Cardozo Law Review 17:825–882.

    Google Scholar 

  • McCarthy, Thomas. 1994. Kantian Constructivism: Rawls and Habermas in Dialogue. Ethics 105(1):44–63.

    Google Scholar 

  • Pogge, Thomas. 2000. The International Significance of Human Rights. The Journal of Ethics 4(1/2):45–69.

    Google Scholar 

  • ———. 2008. World Poverty and Human Rights. Malden: Polity Press.

    Google Scholar 

  • Rasmussen, David M., ed. 1990. Reading Habermas. Cambridge: Basil Blackwell, Inc.

    Google Scholar 

  • ———. 1999. The Handbook of Critical Theory. Malden: Blackwell Publishers Ltd.

    Google Scholar 

  • ———., ed. 2014. Legitimacy, Sovereignty, Solidarity and Cosmopolitan: On the Recent Work of Jürgen Habermas. Philosophy and Social Criticism 40(1):13–18.

    Google Scholar 

  • Rawls, John. 1999a. A Theory of Justice. Cambridge: Harvard University Press.

    Google Scholar 

  • ———. 1999b. The Law of Peoples. Cambridge: Harvard University Press.

    Google Scholar 

  • ———. 2005. Political Liberalism. New York: Columbia University Press.

    Google Scholar 

  • Rehg, William. 2011. Discourse Ethics. In Jürgen Habermas: Key Concepts, ed. Barbara Fultner. Durham: Acumen Publishing Limited.

    Google Scholar 

  • Zagorin, Perez. 2009. Hobbes and the Law of Nature. Princeton: Princeton University Press.

    Book  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Rights and permissions

Reprints and permissions

Copyright information

© 2017 Springer International Publishing AG

About this chapter

Cite this chapter

Moka-Mubelo, W. (2017). Habermas’s Account of Human Rights in Between Facts and Norms . In: Reconciling Law and Morality in Human Rights Discourse. Philosophy and Politics - Critical Explorations, vol 3. Springer, Cham. https://doi.org/10.1007/978-3-319-49496-8_2

Download citation

Publish with us

Policies and ethics