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The Procedural Approach to Texts

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Text Linguistics and Classical Studies

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Abstract

The intention of this chapter is to show the peculiarities of the point of view of Dressler and de Beaugrande, expressed in their work. The position taken by the two authors in their Introduction is a veiled criticism against van Dijk and Petőfi, which are accused of excessive rigour. Dressler and de Beaugrande’s procedural approach avoids the use of logical bases and they propose a point of view closer to cognitive science. According to Dressler and de Beaugrande, the heart of the procedural approach is semantics. In their view, knowledge and meaning are sensitive to the situation in which they are used. So, the two authors believe that framing the texts and the knowledge about the real world and the situation, in which the communication occurs, within a logical system is probably absurd. So, the procedural approach does not require semantic markers to be set in order to constitute the logical apparatus of a textual theory; rather, it indicates the need to engage in the search for types of global cognitive models on the basis of which textual production and reception functions. A well-formed text has to satisfy seven fixed criteria: cohesion, coherence, intentionality and acceptability, informativity, situationality and intertextuality.

There is no such thing as the “philosophy” of language. There is only linguistics; and grammar is an essential part thereof.

Louis Hjelmslev, Principes de grammaire générale

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Notes

  1. 1.

    See Lemke and van Helden (2009).

  2. 2.

    On this point, see Chap. 1, p. 15.

  3. 3.

    For Italian audience useful introductions to the cognitive science are Tabossi (1998) or Legrenzi (2002).

  4. 4.

    Of particular interest is Tabossi (1998).

  5. 5.

    See in particular Changeux (1983).

  6. 6.

    On HCI (= Human-Computer Interaction), see Chap. 1, footnote 23.

  7. 7.

    See Mantovani (1995), pp. 132–138.

  8. 8.

    Bolter and Grusin (1999), inspired by McLuhan (1962), use the concept of ‘remediation’, i.e. the process by which every new medium of communication conserves certain characteristics of its predecessors.

  9. 9.

    In general, Lakoff and Johnson define as structural metaphors those that structure a concept in terms of another concept. They insist on the idea of structuring because, as we have already seen, conceptual metaphors never exist as an isolated case. In other words, if, for example, I am considering the metaphor “discussion is a war”, I will not stop at this initial consideration, but I shall articulate the metaphor by perceiving a number of similarities between the situation “discussion” and the situation “war”. The two concepts, however, never overlap completely (otherwise they would represent the same concept). This means that the metaphor necessarily highlights certain aspects of the metaphorized concept (those that exhibit a similarity with the other concept), while it neglects or hides the others.

  10. 10.

    For a proposal of interpreting ‘argument’ as a metaphor of ‘dance’, on the basis of Hegel’s thought, see Giuffrè (2013).

  11. 11.

    These spatial orientations derive from the human body itself and how it functions in the physical environment. The metaphors of orientation give the concept a spatial orientation. For example, in expressions such as “Today I am in high spirits”, the expression for “happy” has a high position. The fact that the concept it contains is oriented upwards determines a spatial location for that mood. These metaphorical orientations are not arbitrary, as they have a basis in physical and sensory experience. But, although the opposition up-down, in-out, etc. are physical in nature, the metaphors of orientation based on them can vary from culture to culture (Lakoff and Johnson 2003, p. 33).

  12. 12.

    See Violi (1997).

  13. 13.

    This is the position of Fillmore (1968).

  14. 14.

    Jackendoff also holds the same position and has spoken out against the “syntax-centric” nature of Generative Grammar. In the various versions of Generative Grammar listed in Chap. 1 footnote 20, Chomsky argues that syntax is the only generative component within a language. Jackendoff instead believes that phonology, syntax and semantics are generative, and that they are connected to each other reciprocally by means of special components having their own rules. Rejecting the mainstream of syntax-centric Generative Grammar, the contribution of cognitive semantics—which Jackendoff helped develop—principally concerns meaning. He disputes that it is syntax that determines semantics, and not, however, the contrary. Syntax requires a relationship with semantics to be able to produce eutactic outputs; see Jackendoff (1996, 2002).

  15. 15.

    On the whole issue see Traini (2006).

  16. 16.

    See de Beaugrande and Dressler (1981a, b), pp. 55–56.

  17. 17.

    See Marconi (1999).

  18. 18.

    Miller and Johnson-Laird (1976), Winograd (1976), Levesque (1977), Schneider (1978), Levesque and Mylopoulos (1979).

  19. 19.

    Goldstein and Papert (1977) and Winston (1977).

  20. 20.

    This issue was dealt with in detail by Miller and Johnson-Laird (1976).

  21. 21.

    The point is dealt with in further detail by Tulving and Donaldson (1972).

  22. 22.

    In this direction Minsky (1975), Miller and Johnson-Laird (1976), Rumelhart (1977).

  23. 23.

    See de Saussure (1916), Hartmann (1963), Chomsky (1965), and Coșeriu (1975).

  24. 24.

    See de Beaugrande and Dressler (1981a, b), pp. 23–24.

  25. 25.

    Walker (1978) reports a series of tests that support the idea that abstract distinctions are not recognizable in the verbal processes but can only be derived from the communicative situation.

  26. 26.

    In the early models of computerized language processing, this factor was particularly evident, as pointed out by Woods (1970).

  27. 27.

    See de Beaugrande and Dressler (1981a, b), p. 25.

  28. 28.

    See de Beaugrande and Dressler (1981a, b), p. 26.

  29. 29.

    See de Beaugrande and Dressler (1981a, b), p. 26.

  30. 30.

    Petőfi (2004) and van Dijk (1972) define this the ‘dominant intention’.

  31. 31.

    «For narrative only belongs in a manner to forensic speech, but in epideictic or deliberative speech how is it possible that there should be narrative as it is defined, or a refutation?» (Aristotle, Rhetoric 1414, 3a–b), in the English translation by John Henry Freese, fellow of St. John’s College, in the Loeb Classical Library (1947), book III, XIII.3, p. 425.

  32. 32.

    The classical tradition required facts to follow the natural order, that is their true chronological order. Later, especially in the Middle Ages, however, this rule was often violated in order to create specific narrative effects (analepsis, prolepsis, etc.). In these cases, we are dealing with an artificial order. As for the arguments, however, classical tradition mentions three different methods: (1) ascending order: from weak to strong arguments; the advantage is that the last arguments used are more easily remembered; (2) descending order: from strong to weak arguments; the advantage is the strength of the first argument’s impact; (3) Nestorian or Homeric order: the strongest arguments are placed at the beginning and at the end (so named because in the Iliad Δ, Nestor places less reliable troops at the centre of his formation).

  33. 33.

    It has been observed by Indo-Europeanists that modern European languages such as German, English and Spanish have a far less extensive repertoire of grammatical dependencies than Finnish, Hungarian or Caucasian languages, which are equipped with many grammatical cases capable of indicating conceptual relations. Hjelmslev (1935) has already reflected on the correspondence between semantic relations and grammatical cases, assigning a kind of supremacy to the Finno-Ugric languages.

  34. 34.

    See de Beaugrande and Dressler (1981a, b), pp. 29–30.

  35. 35.

    In this passage, the concept of ‘execution’ expressed by de Beaugrande would be an actualization of competence during execution; there is thus a huge difference between this idea and the analogous concept of ‘performance’ utilized by Chomsky.

  36. 36.

    See de Beaugrande and Dressler (1981a, b), p. 11.

  37. 37.

    See de Beaugrande and Dressler 1981a, b, pp. 32–53.

  38. 38.

    For support they indicate Wright (1968).

  39. 39.

    Repetition had already been studied by Weinrich (1972) and van Dijk (1972).

  40. 40.

    It had been analysed by Dressler (1970) and Halliday and Hasan (1976).

  41. 41.

    In particular, Lakoff (1971), Halliday and Hasan (1976), van Dijk (1977).

  42. 42.

    See de Beaugrande and Dressler 1981a, b, pp. 53–72.

  43. 43.

    Global models are treated in a plethora of studies; among others, see Petőfi (1976), Schank and Abelson (1977), van Dijk and Kintsch (1978) and Allen (1979).

  44. 44.

    On intentionality and acceptability see de Beaugrande and Dressler (1981a, b), pp. 72–86.

  45. 45.

    See also Schank and Abelson (1977), Cohen (1978), Allen (1979).

  46. 46.

    The maxims listed by Grice (1975) concern cooperation, quantity, quality, relevance and manner, and make it possible to monitor the logical implicatures in conversations.

  47. 47.

    See Bruce and Newman (1978).

  48. 48.

    See Blom and Gumperz (1972).

  49. 49.

    The gradual progress has been highlighted by the studies of McCawley (1972) and Lakoff (1973).

  50. 50.

    The observations in Greenbaum (1973) are made in this direction.

  51. 51.

    See de Beaugrande and Dressler (1981a, b), pp. 86–99.

  52. 52.

    The theory is presented in Shannon and Weaver (1949).

  53. 53.

    This is maintained by Sprung (1964).

  54. 54.

    The whole discussion of these issues is based on Miller and Johnson-Laird (1976).

  55. 55.

    See Miller and Johnson-Laird (1976).

  56. 56.

    See de Beaugrande and Dressler (1981a, b), pp. 99–110.

  57. 57.

    Edmondson (1980) considers such a process similar to negotiations. When several participants have different views on what is happening or is going in front of them, it is likely that the situation will be subjected to monitoring.

  58. 58.

    The following is an exemplificative case in Plato: «SOCRATES: Of course! So that, in Epicharmus’s phrase, “what two men spake erewhile” I may prove I can manage single-handed. And indeed it looks as though it must of sheer necessity be so. Still, if we are to do this, for my part I think we ought all to vie with each other in attempting a knowledge of what is true and what false, in the matter of our argument; for it is a benefit to all alike that it be revealed. Now I am going to pursue the argument as my view of it may suggest; but if any of you think the admission I am making to myself are not the truth, you must seize upon them and refute me. For I assure you I myself do not say what I say as knowing it, but as joining in the search with you; so that if anyone who disputes my statements is found to be on the right track, I shall be the first to agree with him. This, however, I say on the assumption that you think the argument should be carried through to a conclusion; but if you would rather it were not, let us have done with it now and go our ways. GORGIAS: Well, my opinion is, Socrates, that we ought not to go away yet, but that you should go through with the argument; and I fancy the rest of them think the same. For I myself, in fact, desire to hear you going through the remainder by yourself. SOCRATES: Why, to be sure, Gorgias, I myself should have liked to continue discussing with Callicles here until I had paid him an Amphion’s speech in return for his of Zetus. But since you, Callicles, are unwilling to join me in finishing off the argument, you must at any rate pull me up, as you listen, if it seems to you that my statements are wrong. And if you refute me, I shall not be vexed with you as you were with me; you will only be recorded in my mind as my greatest benefactor. CALLICLES: Proceed, good sir, by yourself, and finish it off» [Plato, Gorgias 505 e–506 c, with the English translation by Walter R.M. Lamb, M.A. sometime fellow of Trinity College, Cambridge, in the Loeb Classical Library (1946), volume 5, pp. 462–465].

  59. 59.

    Schank and Abelson (1977) take into account the goal negotiation.

  60. 60.

    See Chap. IX (de Beaugrande and Dressler 1981a, b, pp. 110–127).

  61. 61.

    This proposal is also supported by Reichman (1978), Rubin (1978) and Webber (1978).

  62. 62.

    The main studies in support of this are Johnson (1977), Meyer (1977) and Rumelhart (1977).

  63. 63.

    These systematic tendencies are fully explained in de Beaugrande and Dressler (1981a, b), pp. 123–124.

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Giuffrè, M. (2017). The Procedural Approach to Texts. In: Text Linguistics and Classical Studies. UNIPA Springer Series. Springer, Cham. https://doi.org/10.1007/978-3-319-47931-6_2

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