Abstract
The discipline of psychology is the natural home of the systematic research of emotions in all their aspects. For almost half a century the mainstream of emotion research has been dominated by the radical universalist framework that there exist at least six panhuman emotion concepts: happiness, sadness, anger, fear, disgust, and surprise (Ekman et al. 1969). This framework is so entrenched that it has earned the title of the standard view in psychology (Russell 1994). However, both the theory and practice of emotion research has been anything but monolithic in their ideas about and approaches to investigating emotions. This chapter is a historical review of all major theories of emotions starting from Charles Darwin’s observations which predated the emergence of psychology as a scientific discipline, to the contemporary revisionist theories represented by James A. Russell and Lisa Feldman Barrett. The continuous shift between reconciliation and opposition of the universalist and culture–specific views of emotions is shown to be the main driving force in the progress of thought on the nature of emotions.
This is a preview of subscription content, log in via an institution.
Buying options
Tax calculation will be finalised at checkout
Purchases are for personal use only
Learn about institutional subscriptionsNotes
- 1.
Though correspondence with scientists and artists around the world.
- 2.
In deference to Darwin’s cautiousness, I will use his preferred term for the process. Contrary to the popular belief, he did not like the term “evolution”. He hardly used it in any of his writings on the subject, and it did not appear at all in his major work on the subject, On the Origin of Species (1859).
- 3.
Neurasthenia was a frequent diagnosis at the time and it remains a recognized medical condition until today. World Health Organization’s International Classification of Diseases (ICD) defines it as a psychosomatic disorder characterized by mental and physical fatigue, distractedness, stress-related drop in immunity, often accompanied by depression and emotional instability. Although James suffered greatly from this disorder, it likely saved him from being drafted to participate in the American Civil War (WHO 2015).
- 4.
All of the James children were seemingly bound for excellence in literature. William’s brother was the popular writer Henry James, and his sister was the now increasingly appreciated diarist Alice James. William himself was deeply dissatisfied with The Principles, however, despite the praise heaped upon it. Wilhelm Wundt praised it as literary tour-de-force, but he was also mostly condescending regarding its portent for psychology; as he put it: “It is literature, it is beautiful, but it is not psychology” (Parajes 2002).
- 5.
Professor Carl Lange specialized in medicine and investigated emotions from the perspective of outward expression, while James tackled it from the internal, psychological perspective. Both appear to have come to very similar conclusions about the primarily somatic nature of emotion at around the same time. Hence the name of the theory honors them both in equal measure (Titchener 1914).
- 6.
Watson’s experiments and Little Albert’s reactions were captured on film and can easily be obtained today from a variety of online sources. The video allows us to assess the commendable coherence and consequence with which the experimental procedure was conducted. However, the video also reveals the disturbing levels of distress Albert was subjected to, and an analysis of study background reveals that no informed consent from the child’s parents was ever obtained. Landis’ experiments were a model of effective emotion evocation, but the procedures involved in the evoking stage and in subject recruitment were highly questionable. One of the procedures to evoke disgust had the participants take a live rat and cut its head off with a kitchen knife. The subject screening was so poor it allowed the participation of a teen referred to Landis’ Psychology Department with an initial diagnosis of emotional instability. Both experiments are today often featured in research ethics seminars as examples of various facets of unethical research conduct in Human Subject Research.
- 7.
Prior to being published fragments of the textbook circulated among the Columbia University students, who found it of great value in their study of psychology. Hence the name “Columbia Bible”.
- 8.
They used epinephrine/placebo injections and suggestion manipulation to evoke different emotions from the same neurochemical/physiological arousal.
- 9.
This was, somewhat ironically, in an Afterword to an edition of Charles Darwin’s The Expression of Emotions in Man and Animal. The disdainful comments were directed at the notable anthropologist Margaret Mead.
- 10.
His acerbic response to Russell’s detailed critique of his work.
- 11.
Ekman stated outwardly his desire to give the ultimate answer quite unequivocally: “My goal was to settle the matter [of defining what emotions are] decisively” (Ekman 1998).
- 12.
References
Arnold, M. B. (1960). Emotion and personality. Vol. I: Psychological aspects; Vol. II: Neurological and physiological aspects. New York: Columbia University Press.
Averill, J. R. (1983). Studies on anger and aggression: Implications for theories of emotion. American Psychologist, 38(11), 1145–1160.
Barrett, L. F. (2006). Are emotions natural kinds? Perspectives on Psychological Science, 1(1), 28–58.
Barrett, Lisa Feldman. (2011). Constructing emotion. Psychological Topics, 20(3), 359–380.
Barrett, L. F., Mesquita, B., & Gendron, M. (2011). Context in emotion perception. Current Directions in Psychological Science, 20(5), 286–290.
Bradley, M. M., & Lang, P. J. (1994). Measuring emotion: The self-assessment manikin and the semantic differential. Journal of Behavioral Therapy and Experimental Psychiatry, 25(1), 49–59.
Bradley, M. M., & Lang, P. J. (1999). Affective norms for English words (ANEW): Instruction manual and affective ratings. Technical Report C-1. The Center for Research in Psychophysiology, University of Florida.
Bradley, M. M., Miccoli, L., Escrig, M. A., & Lang, P. J. (2008). The pupil as a measure of emotional arousal and autonomic activation. Psychophysiology, 45(4), 602–607.
Brown, Roger. (1958). Words and things. New York: Free Press.
Cannon, W. B. (1931). The interrelations of emotions as suggested by recent physiological researches. The American Journal of Psychology, 25(2), 256–282.
Damasio, A. R. (1994). Descartes’ error. Emotion, reason, and the human brain. New York: Avon Books.
Darwin, C. (1859). On the origin of species by means of natural selection, or the preservation of favoured races in the struggle for life. London: John Murray.
Darwin, C. (1872). The expression of emotions in man and animals. New York: D. Appleton and Company.
Dror, O. T. (2014). The Cannon-Bard thalamic theory of emotions: A brief genealogy and reappraisal. Emotion Review, 6(1), 13–20.
Ekman, P. (1965). Differential communication of affect by the head and body cues. Journal of Personality and Social Psychology, 2(5), 726–735.
Ekman, P. (1970). Universal facial expressions of emotion. California Mental Health Digest, 8(4), 151–158.
Ekman, P. (1992). An argument for basic emotions. Cognition and Emotion, 6(3/4), 169–200.
Ekman, P. (1994a). All emotions are basic. In P. Ekman & R. Davidson (Eds.), The nature of emotion (pp. 15–19). Oxford: Oxford University Press.
Ekman, P. (1994b). Strong evidence for universals in facial expressions: A reply to Russell’s mistaken critique. Psychological Bulletin, 115(2), 268–287.
Ekman, P. (1998). Afterword: Universality of emotional expression? A personal history of the dispute. In C. Darwin (ed.), The expression of emotions in man and animal (pp. 363–393).
Ekman, P. (1999). Basic emotions. In T. Dalgleish & M. J. Power (Eds.), Handbook of cognition and emotion (pp. 45–60). New York: John Wiley and Sons Ltd.
Ekman, P. (2003). Sixteen enjoyable emotions. Emotion Researcher, 18, 6–7.
Ekman, P., & Cordaro, D. (2011). What is meant by calling emotions basic. Emotion Review, 3(4), 354–370.
Ekman, P., & Friesen, W. V. (1967). Head and body cues in the judgment of emotion: A reformulation. Perceptual and Motor Skills, 24, 711–724.
Ekman, P., Sorenson, E. R., & Friesen, W. V. (1969). Pan-cultural elements in facial expressions of emotions. Science, 164(3875), 86–88.
Elfenbein, H. A., & Nalini, A. (2002a). On the universality and cultural specificity of emotion recognition: A meta-analysis. Psychological Bulletin, 128(2), 203–235.
Elfenbein, H. A., & Nalini, A. (2002b). Is there an in-group advantage in emotion recognition? Psychological Bulletin, 128(2), 243–249.
Ellsworth, P. C. & Scherer, K. (2003). Appraisal processes in emotion. In: R. J. Davidson, H. Hill Goldsmith & K. R. Scherer (Eds.), Handbook of affective sciences (pp. 572–596). New York and Oxford: Oxford University Press.
Eysenck, M. W., & Keane, M. T. (1995). Cognitive psychology. A student’s handbook. Hoboken: Taylor and Francis.
Fischer, S. (2013). About face. Boston Magazine. http://www.bostonmagazine.com/news/article/2013/06/25/emotions-facial-expressions-not-related. Accessed 3 Mar 2015.
Goodman, R. (2013). William James. The Stanford encyclopedia of philosophy (Winter 2013 Ed.). E. N. Zalta (Ed.). http://plato.stanford.edu/archives/win2013/entries/james. Accessed 1 Mar 2014.
Hess, U., & Thibault, P. (2009). Darwin and emotion expression. American Psychologist, 64(2), 120–128.
James, W. (1890). The principles of psychology. New York: Henry Holt and Company.
James, W. (1893). Psychology. New York: Henry Holt and Company.
Jones, E., Fear, N. T., & Wesseley, S. (2007). Shell shock and mild traumatic brain injury: A historical review. American Journal of Psychiatry, 164(11), 1641–1645.
Kappas, A. (2006). Appraisals are direct, immediate, intuitive, and unwitting and some are reflective. Cognition and Emotion, 20(7), 952–975.
Kim, A. (2014). Wilhelm Maximilian Wundt. The Stanford encyclopedia of philosophy (Winter 2014 Ed.). E. N. Zalta (Ed.). http://plato.stanford.edu/archives/win2014/entries/wilhelm-wundt. Accessed 3 Mar 2015.
Kleinginna, P. R., & Kleinginna, A. M. (1981). A categorized list of emotion definitions, with suggestions for a consensual definition. Motivation and Emotion, 5(4), 345–379.
Landis, C. (1924). Studies of emotional reactions. General behavior and facial expression. Comparative Psychology, 4(5), 447–501.
Lazarus, R. S. (1981). A cognitivist’s reply to Zajonc on emotion and cognition. American Psychologist, 36, 222–223.
Lazarus, R. S. (1984). On the primacy of cognition. American Psychology, 39, 222–223.
Lazarus, R. S. (2006). Emotions and interpersonal relationships: Toward a person-centered conceptualization of emotions and coping. Journal of Personality, 74(1), 9–46.
Lindquist, K. A., Barrett, L. F., Bliss-Moreau, E., & Russell, J. A. (2006). Language and the perception of emotion. Emotion, 6(1), 125–138.
Lindquist, K. A., Gendron, M., Barrett, L. F., & Dickerson, B. C. (2014). Emotion perception, but not affect perception, is impaired with semantic memory loss. Emotion, 14(2), 375–387.
Luria, A. R. (1947). Travmaticheskaya afaziya. Klinika, semiotika i vostanovlitel’naya terapia. Moskva: Izdatel’stvo Akademii Meditsinskich Nauk SSSR.
Lutz, C., & White, G. M. (1986). Anthropology of emotions. Annual Review of Anthropology, 15, 405–436.
Panksepp, J. (1998). Affective neuroscience: The foundations of human and animal emotions. Oxford: Oxford University Press.
Parajes, F. (2002). William James: Our father who begat us. In B. J. Zimmerman & D. H. Schunk (Eds.), Educational psychology: A century of contributions (pp. 41–64). London: Lawrence Erlbaum Associates.
Russell, J. A. (1983). Pancultural aspects of the human conceptual organization of emotions. Journal of Personality and Social Psychology, 45(6), 1281–1288.
Russell, J. A. (1991). Culture and the categorization of emotions. Psychological Bulletin, 110(3), 426–450.
Russell, J. A. (1994). Is there universal recognition of emotion from facial expression? A review of the cross-cultural studies. Psychological Bulletin, 115(1), 102–141.
Russell, J. A. (1995). Facial expressions of emotion: What lies beyond minimal universality? Psychological Bulletin, 118(3), 379–391.
Russell, J. A. (2003). Core affect and the psychological construction of emotion. Psychological Review, 110(1), 145–172.
Russell, J. A., & Barrett, J. A. (1999). Core affect, prototypical emotional episodes, and other things called emotion: Dissecting the elephant. Journal of Personality and Social Psychology, 76(5), 805–819.
Russell, J. A., & Mehrabian, A. (1977). Evidence for a three-factor theory of emotions. Journal of Research in Personality, 11, 273–394.
Russell, J. A., Lewicka, M., & Niit, T. (1989). A cross-cultural study of a circumplex model of affect. Journal of Personality and Social Psychology, 57(5), 848–856.
Sayette, M., Cohn, J. F., Wertz, J. M., Perrot, M. A., & Parrott, D. J. (2001). A psychometric evaluation of the facial action coding system assessing spontaneous expression. Journal of Nonverbal Behavior, 25(3), 167–185.
Schachter, S., & Singer, J. E. (1962). Cognitive, social, and physiological determinants of emotional state. Psychological Review, 69(5), 379–399.
Scherer, K. (1997). The role of culture in emotion-antecedent appraisal. Journal of Personality and Social Psychology, 73(5), 902–922.
Scherer, K. R., Clark-Polner, E., & Mortillaro, M. (2011). In the eye of the beholder? Universality and cultural specificity in the expression and perception of emotion. International Journal of Psychology, 46(6), 401–435.
Scherer, K., & Wallbott, H. G. (1994). Evidence for universality and cultural variation of differential emotional response patterning. Journal of Personality and Social Psychology, 66(2), 310–328.
Schlosberg, H. (1954). Three dimensions of emotions. The Psychological Review, 61(2), 81–88.
Skloot, R. (2010). The immortal life of Henrietta Lacks. New York: Macmillan.
Taylor, B. (2009). Paul Ekman. TIME Magazine. http://content.time.com/time/specials/packages/article/0,28804,1894410_1893209_1893475,00.html. Accessed 1 Feb 2014.
Titchener, E. B. (1914). An historical note on the James-Lange theory of emotion. The American Journal of Psychology, 25(3), 427–447.
Wallace, A. F. C., & Carson, M. T. (1973). Sharing and diversity in emotion terminology. Ethos, 1(1), 1–29.
Watson, J. B., & Rayner, R. (1920). Conditioned emotional reactions. Journal of Experimental Psychology, 3(1), 1–14.
Whorf, B. (1956). Language, thought & reality. Selected writings of Benjamin Lee Whorf. Cambridge: MIT Press.
Winston, A. S. (1990). Robert Sessions Woodworth and the “Columbia Bible”: How the psychological experiment was redefined. American Journal of Psychology, 15, 79–83.
Wilson-Mendenhall, C. D., Barrett, L. F., & Barslou, L. W. (2011). Situating emotional experience. Frontiers in Human Neuroscience,. doi:10.3389/fnhum.2013.00764.
Woodworth, R. S. (1938). Experimental psychology. New York: Henry Holt and Company.
World Health Organization. (2015). F48 Other neurotic disorders. Neurasthenia. http://apps.who.int/classifications/icd10/browse/2015/en#/F48.0. Accessed 1 May 2014.
Wundt, Wilhelm. (1894). Lectures on human and animal psychology. London: Swan Sonnenschein and co.
Wundt, Wilhelm. (1902). Outlines of psychology. Leipzig: Wilhelm Engelmann Publishers.
Zajonc, R. (1980). Feeling and thinking. Preferences need no inferences. American Psychologist, 35(2), 151–175.
Zajonc, R. (1981). A one-factor mind about mind and emotion. American Psychologist, 36, 102–103.
Zajonc, R. (1984). On the primacy of affect. American Psychology, 39, 117–123.
Zimbardo, P. G., Johnson, R. L., & McCann, V. (2009). Psychology: Core concepts. New Jersey: Pearson.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
Copyright information
© 2016 Springer International Publishing Switzerland
About this chapter
Cite this chapter
Bąk, H. (2016). Emotion Universals—Argument from Nature. In: Emotional Prosody Processing for Non-Native English Speakers. The Bilingual Mind and Brain Book Series, vol 3. Springer, Cham. https://doi.org/10.1007/978-3-319-44042-2_2
Download citation
DOI: https://doi.org/10.1007/978-3-319-44042-2_2
Published:
Publisher Name: Springer, Cham
Print ISBN: 978-3-319-44041-5
Online ISBN: 978-3-319-44042-2
eBook Packages: Behavioral Science and PsychologyBehavioral Science and Psychology (R0)