Abstract
Organizational Semiotics (OS) is a discipline that supports analyzing and modeling organizations as Information Systems (IS). This paper investigates the use of OS theories in studies published in the last five years, aiming to identify how researchers have been employing the OS theory and the current approaches derived from OS. In this sense, we conducted a systematic review in four scientific databases. Starting with an initial set of 91 papers, we selected 53 for this review. The results suggest almost twenty new modeling approaches using OS artifacts and ideas. Moreover, the number of publications has been increasing and publications have occurred in several different journals and conference proceedings.
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1 Introduction
Organizational Semiotics (OS) is a discipline that emerged around 1973, and it aimed at analyzing and modeling organizations as Information Systems (IS). The pioneers of this discipline, such as Stamper [55] and Liu [34], have developed methods, techniques and approaches grounded in Peircean Semiotics [49] focused on organizations. Therefore, they have inspired other authors to adopt these methods, techniques, and approaches in different IS and to develop new approaches based on OS theories.
This paper investigates the use of OS theories in studies published in the last five years, aiming to identify how researchers have been employing the OS theory and the current approaches derived from OS. To achieve this aim, we searched first the main methods, techniques, frameworks grounded on OS theories and published before 2011, and we named them as OS approaches. Thus, we have followed a systematic literature review process that consists of three key stages: planning, conducting, and reporting the review. In addition, we have defined and applied the inclusion and exclusion criteria. Afterward, we have extracted the data and synthesized them to answer the research questions.
2 Research Method
This research follows a systematic review process adopted by [7, 28, 31]. Therefore, we developed a study protocol, a data extraction strategy to ensure a systematic search and review process.
2.1 Research Question
The performed literature review aimed to summarize the current studies that adopt OS approaches, to identify how researchers employ the methods and techniques derived from various OS approaches and the current approaches grounded on OS theories. We raised four central questions in order to address the research objectives:
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RQ1. How do researchers employ OS theory?
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RQ2. What are new OS approaches developed by researchers?
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RQ3. Where are these studies published?
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RQ4. How many papers using OS has been published since 2011 per year?
2.2 Search Strategy
Concerning the adoption of Organizational Semiotics approaches, we searched for papers in four web-based scientific databases: ACM digital library, IEEE Explorer digital library, ScienceDirect, and Springer Link. The search string used for retrieving study materials was as follows: “Organizational Semiotics” OR “Organisational Semiotics” (in title, abstract, or keywords). In relation to the study sources, we made sure that our search covered conferences, journals, and book chapters published over the last 5 years (from January 1st, 2011 to December 31st, 2015). Further, we established inclusion and exclusion criteria. Consequently, we included full papers in English or in Portuguese. Therefore, we excluded duplicated papers and irrelevant papers based on title, abstract or keywords.
2.3 Data Extraction Strategy
This review considered few important considerations to extract the specific kinds of data to reach the review goals. We decomposed these considerations into nine questions to provide effective answers to the research questions stated above. The data extracted (DE) from each study were:
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DEQ 1. What is the research problem?
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DEQ 2. What are the research objectives?
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DEQ 3. What are the OS approaches used by researchers?
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DEQ 4. How do researchers adopt the OS approaches?
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DEQ 5. Do the authors present a new approach derived from OS? What are the proposal and OS basis of the new approach?
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DEQ 6. What is the journal or conference where it has been published?
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DEQ 7. What is the publication year?
2.4 Conducting the Review
With respect to searching, selecting, as well as reviewing the papers, we conducted the activities during December 2015 to January 2016. The preliminary searching returned 91 papers. Following, we describe the number of hits in each database: ACM retrieved two papers, IEEEXplorer retrieved three papers, ScienceDirect retrieved three papers, and SpringerLink retrieved 83 papers. Applying the inclusion and exclusion criteria, we excluded 36 hits in the first review of titles, abstracts and keywords. Further, we did not find duplicated papers. However, we excluded two non-full papers. Consequently, we considered 53 papers to extract data.
3 Results
We summarized the data by tabulating results against stated questions. Due to space limitation, the complete set of extracting data for each question is not included in this paper.
3.1 How Do Researchers Employ OS Theory?
Concerning the data extraction question numbers 3 and 4, we describe summarily how authors adopted OS theory:
Semiotic Onion (SO): The majority of the authors used the SO to identify the informal, formal and technical norms, and to represent and comprehend the information systems, the rules and stakeholders’ needs [15, 16, 18, 19, 21, 26, 29, 30, 45, 46, 49]. For instance, SO helped to identify socio-technical barriers that arise in the domain of integrated digital television (iDTV) [12]. Concerning the design solutions, [47] shows the development of a model to suggest solutions through artifacts which analyze, synthesize and evaluate the informal, formal and technical layers, respectively. In addition, Liu et al. [36] used the SO as a dimension of the Pragmatic Interoperability Measurement Model. Furthermore, this dimension illustrates how an integrated system works. Concerning human values, [48] presents a way to identify values according to SO levels.
Semiotic Framework (SF): It usually supports the elicitation and formalization of the requirements of each SF level [9, 29, 42]. Furthermore, researchers developed frameworks (e.g. Semiotic interoperability framework [32]) and proposed a set of methods (e.g. NormEST [40]) that deal with the six levels of SF in an information system. Additionally, the authors used SF to bring social aspects into smart manufacturing [62], and to support the understanding, design, and analysis of Web systems [21]. Also, they used the six levels of the SF as criteria to compare the existing evaluation frameworks for information systems integration [37]. Concerning the data lifecycle, [27] showed a way to use the six layers in the different stages of the data lifecycle and with different stakeholders, consequently they could map design issues or questions that make the data lifecycle more explicit. Regarding the interoperability, [35] developed the concepts of semiotic interoperability ground on the SF.
Semantic Analysis Method (SAM): It assists the identification of ontological dependence on information systems and the generation of ontology charts [8, 22, 41, 50, 52, 54, 61]. For instance, researchers could represent the possible patterns of behaviors in Clinical Pathway and their relationships in an OC, which delineates the boundary of concern in the analysis and defines the meaning of terminology used in the clinical pathway model [60]. In addition, researchers used the SAM to produce a stable ontology of the context that describes the semantic aspects of the signs shared in a Social Network Services (SNS) [53].
Norm Analysis Method (NAM): The authors usually use NAM to eliciting and formalizing norms [8, 16, 18, 33, 41, 42, 50, 61]. For instance, [60] used NAM to extract and analyze patterns of care activities and informal safety norms that affect patient safety outcomes. Researchers also adopted NAM to identify norms of the production and consumption of Web content [22]. In [42], the authors elicited different interface representations through NAM and participatory practices. Consequently, they defined and implemented several norms that represent the system tailorable behavior. Likewise, NAM helped to identify substantive activities in the university’s postgraduate admission process [19].
Problem Articulation Methods (PAM): The authors used PAM to reduce the complexity of the system and to clarify the problem [24, 59]. For instance, PAM artifacts, such as Stakeholder Analysis, Evaluation Framing, and Semiotic Framework, helped to elicit interested parties in the prospective Learning Design software tool, and anticipate possible problems and propose solutions [1].
Evaluation Frame (EF): Researchers usually used the Evaluation Framing to identify the interests, questions, and problems of each stakeholder according to the three problem levels, based on SO, in participatory practices [9, 21]. For instance, Buchdid et al. [9] proposed to participants to fill in the EF artifact in order to think about possible important issues related to the different stakeholders and the way they could affect the project.
Stakeholder Analysis (SA): It supported researchers to elicit stakeholders, their roles, responsibilities and their impact on the different organizations organization [30, 42].
Stakeholder Identification Diagram (SID): The authors used SID because different stakeholders bring different perspectives to the innovation being proposed, and have different interests, views, needs, values, and culture [46, 47]. In [9], participants filled in the SID artifact in participatory workshops. As a result, the SID allowed researchers to observe that only people immersed in the situated context can measure the importance of some stakeholders.
Authors of other papers have mentioned the adoption of OS theories. However, these authors did not explicitly specify the employed artifacts [5, 6, 10, 11, 13, 14, 17, 20, 23, 38, 39, 51, 56–58].
3.2 What are New Approaches Derived from OS?
Considering DE5, we briefly present new methods, artifacts, and frameworks based on OS concepts.
eValue [43]: This artifact aims to evaluate interactive systems or their prototypes through a value-oriented and culturally aware. The authors developed this artifact on the grounds of OS theory [34] and the Building Blocks of Culture [25].
Value-Oriented and Culturally Informed Approach (VCIA) [47]: This approach supports the design of interactive systems and involves a set of artifacts (e.g. SID and eValue). The authors developed it on the grounds of the OS theory [34], the Building Blocks of Culture [25], and the Socially Aware Computing view for design [2–4].
Web Ontology Design Aided by Semiotics (WODAS) [52]: This method supports the construction of representative Web ontologies. The authors developed it on the grounded of Semantic Web technologies (Web ontology) combined with OS concepts and methods to identify the users’ profile and language.
Decision Making Method for SAAS Adoption (DEMSA) [59]: This method supports the decision making process for Software as a Service (SaaS) adoption. The method adopts PAM.
InDIE [29]: This method supports the production and validation of the design solutions with end-users in an interactive and iterative process. The authors adopted OS theory such as SA and SF.
Pragmatic Interoperability Analysis Framework and Pragmatic Interoperability Measurement Model [36]: The approaches help to measure pragmatic interoperability from two dimensions including six aspects (informal, formal, technical, substantive, communication, and control). The authors adopted the SO and the organization morphology.
A Semiotic-Based Approach for Search Personalization in SNS [53]: This approach provides means to discover as well to distinguish the meanings used by people at the SNS through the agents represented into Ontology Charts.
PLuRaL [42]: This framework supports the design of tailorable applications. It adopts a sociotechnical approach and a comprehensive view of interaction requirements. The authors included OS approaches in the pillars of PLuRaL such as SA, SF, SAM, and NAM.
SCPS-Based Manufacturing Framework [62]: This framework integrates the social, cyber, and physical systems as a whole, and allows producers/customers/users to collaborate on product design and development. The authors propose a framework from the SF.
Semiotically Inspired Fuzzy Clinical decision support systems (CDSSs) Framework [15]: This framework allows describing medical domain concepts contextually and reasoning with vague knowledge. The authors adopted the SO and SF.
Valuation Framing for Social Software (VF4SS) [44]: This artifact supports designers in the identification and understanding of the cultural dimensions of a product. The authors developed it based on Valuation Frame.
NormEST [40]: This tool provides an intuitive development interface that makes it easy to create Knowledge-Based Systems. It also provides deep considerations of the SF levels that permitted to relate the system user interface to the processes and social practices of the users.
Semiotic Interoperability Framework [32]: This framework supports the assessment of organization’s interoperability level to identify organization’s requirement towards comprehensive interoperation. The authors developed this framework based on SF.
Semantics-Oriented Method for Generation of Clinical Pathways (SOG-CP) [60]: This method supports the generation of clinical pathways, and adopts SAM and NAM.
NOrmative Modelling of Information Systems (NOMIS) [17]: This approach aims to improve modeling objectivity and precision. The authors adopt a new ontology named Human Relativism, proposing a new vision of IS composed of different views inspired by ideas from OS, and defining a new modeling notation and a set of diagrams to represent NOMIS vision and views.
A Framework for Conceptualizing Dynamic Knowledge [5]: This framework supports an exchange of human “messy” knowledge into shared useful information. The research explored two scenarios: VilanaRede (a SNS) and Yahoo! Answers. The authors adopted NAM.
Value Pie [49]: This artifact supports designers to identify values in the context of social software. The authors created Value Pie based on OS and Building Blocks of Culture [25].
Semiotic Cockpit Evaluation Method (SCoEM) [41]: This method consists of a checklist where each affordance and norm is evaluated with the artifacts that support the agent’s action. In the development, the authors adopted NAM and SAM.
Value Identification Frame (VIF) [46]: This artifact aims to identify the values related to different stakeholders. The authors use SID to help the system that is being designed.
3.3 Where Have These Studies Been Published?
In response to DE6, the systematic review results (Table 1) showed that authors published almost all papers (88 %) in conference proceedings. In addition, the authors published more in conferences that focus on information systems such as ICISO (20 %) and ICEIS (13 %).
3.4 How Many Papers Using OS Have Been Published Since 2011 Per Year?
In response to DE7, Table 2 presents the number of papers published each year since 2011. It is possible to notice that the number of publications that use OS concepts has almost increased three times in the last five years.
4 Discussion and Conclusion
The results suggest that slightly more than a quarter of the papers (15 out of 53) employed the SO in order to identify and comprehend the three levels of norms within an information system. Moreover, it was possible to note that 23 % of papers (12 out of 53) employed NAM due to eliciting, analyzing and formalizing norms in different types of ISs. Besides, less than one-fifth of the papers employed Semiotic Framework (10 out of 53) and SAM (9 out of 53). In addition, we noticed that few studies employed PAM, Evaluation Frame, Stakeholder Identification Diagram (all, 3 out of 53), Stakeholder Analysis (2 out of 53), Valuation Frame and Semio-Participatory framework (both, 1 out of 53). However, less than one-third of the papers (15 out of 53) do not explicitly describe the OS approach used. Thus, we could not determine which Organizational Semiotic methods and artifacts those researchers have employed.
Somewhat more than one-third of the papers (19 out of 53) describe a new approach derived from OS ideas. In general, these new approaches support the design process and the evaluation of a product, the assessment of the interoperability in an IS, and the identification and understanding of the cultural dimensions of a product. Therefore, researchers have been engaged in creating new approaches based on organizational semiotics to find solutions in different natures of IS.
Regarding to the number of publications in the last five years, we found that the number of publications that use OS concepts has been increasing.
For practice, this review showed the significance of OS to improve the business process, elicit requirements for interface design, understand the nature of different IS, and to create an appropriate approach to design, implement and evaluate IS. In addition, we consider this paper as the basic starting step for future researchers interested in understanding the concepts and applicability of OS, its traditional approaches, and the most current approaches. Furthermore, this review suggests to the research community a small picture of current advances in the OS studies.
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de Souza Santos, M.C., da Silva Magalhães Bertãozini, B., Neris, V.P.d.A. (2016). Studies in Organisational Semiotics: A Systematic Literature Review. In: Baranauskas, M., Liu, K., Sun, L., Neris, V., Bonacin, R., Nakata, K. (eds) Socially Aware Organisations and Technologies. Impact and Challenges. ICISO 2016. IFIP Advances in Information and Communication Technology, vol 477. Springer, Cham. https://doi.org/10.1007/978-3-319-42102-5_2
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