Abstract
Theories of deterrence and compellence incorporate behavioral and political assumptions.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Notes
- 1.
This text was first published as: “Beyond Parsimony: Rethinking Theories of Coercive Bargaining”, in: European Journal of International Relations (1998), 4 (1): 31–66; doi:10.1177/1354066198004001002. The permission to republish this text was granted on 29 June 2015 by Sage’s permission system to the author.
- 2.
The author would like to thank James Davis, Eric Herring, Richard Herrmann, Friedrich Kratochwil, Janice Gross Stein and the anonymous reviewers of the EJIR for their helpful comments.
References
Abel, E. (1966). The Missile Crisis (New York: J.B. Lippincott Co).
Adzhubei, A. (1989). Interview, 15 May.
Alekseyev, A. (1988). “The Caribbean Crisis: As It Really Was”, Ekho Plimety 33 (November): 27.
Allison, Graham T. (1971). Essence of Decision: Explaining the Cuban Missile Crisis (Boston: Little, Brown).
Art, Robert (1980). “To What Ends Military Power”, International Security 4 (Spring): 10.
Baldwin, D.A. (1980). “Interdependence and Power: A Conceptual Analysis”, International Organization 34 (Autumn): 471–506.
Baldwin, D.A. (1985). Economic Statecraft (Princeton: Princeton University Press).
Bayard, T.O. and K.A. Elliot (1994). Reciprocity and Retaliation in U.S. Trade Policy (Washington, DC: Institute for International Economics).
Betts, R.K. (1987). Nuclear Blackmail and Nuclear Balance (Washington, DC: Brookings).
Brams, S.J. (1985). Superpower Games (New Haven: Yale University Press).
Brams, S.J. (1990). Negotiation Games (London: Routledge).
Brodie, B. (1946). The Absolute Weapon (New York: Harcourt, Brace).
Brodie, B. (1973). War and Politics (New York: Macmillan).
Bundy, M. (1987). Interview, 12 October.
Bundy, M. (1988). Danger and Survival (New York: Random House).
Burlatsky, F. (1987). Interview, 12 October.
Burlatsky, F. (1989). Back to the Brink: Proceedings of the Moscow Conference on the Cuban Missile Crisis, January 27–28, 1989. Moscow Conference on the Cuban Missile Crisis (Moscow: University Press of America).
Clausewitz, Carl (1976). “On War” in M. Howard and P. Paret (eds). The People in Arms (Princeton: Princeton University Press).
Dept of State, U.S. (1962). “US Department of State, Bulletin 49, 19 November 1973, pp. 640–43, and 12 November 1962, pp. 741-43” in D.L. Larson (ed.). The ‘Cuban Crisis’ of 1962: Selected Documents, Chronology and Bibliography, pp. 183-86 (Lanham, MD: University Press of America).
Destler, I.M. and H. Sato, (eds). (1982). Coping with US-Japanese Economic Conflicts (Lexington: D.C. Heath).
Dobrynin, A.F. (1962). “Telegram to Ministry of Defense, 27 October 1962,” in Richard Ned Lebow and Janice Gross Stein (eds). We All Lost the Cold War (Princeton: Princeton University Press).
Dupont, C. (1994). “Domestic Politics and International Negotiations: A Sequential Bargaining Model” in P. Allan and C. Schmidt (eds). Game Theory and International Relations: Preferences, Information and Empirical Evidence, pp. 156–90 (Aldershot: Edward Elgar).
Eckstein, H. (1975). “Case Study Theory in Political Science” in F.I. Greenstein and N.W. Pols by (eds). Strategies of Inquiry (Reading: Addison-Wesley).
Friedberg, A. (1988). The Weary Titan (Princeton: Princeton University Press).
Garthoff, Raymond L. (1989). Reflections on the Cuban Missile Crisis (Washington, DC: Brookings).
George, Alex L. and W.E. Simons (1994). The Limits of Coercive Diplomacy (Boulder: Westview).
George, Alex L. and R. Smoke (1974). Deterrence in American Foreign Policy: Theory and Practice (New York: Columbia University Press).
Gribkov, A.L and W.Y. Smith (1994). Operation Anadyr: US and Soviet Generals Recount the Cuban Missile Crisis (Chicago: Edition Q).
Griffiths, F. (1984). “The Sources of American Conduct: Soviet Perspectives and Their Policy Implications”, International Security 9 (2): 3–50.
Harvard University (1987). Proceedings of the Hawk’s Cay Conference on the Cuban Missile Crisis (Cambridge: Harvard University Center for Science and International Affairs).
Herken, G. (1985). Counsels of War (New York: Alfred Knopf).
Herring, E. (1995). Danger and Opportunity: Explaining International Crisis Outcomes (Manchester: Manchester University Press).
Hilsman, R. (1967). To Move A Nation: The Politics of Foreign Policy in the Administration of John F. Kennedy (Garden City: Doubleday).
Hirschman, A.O. (1945). National Power and the Structure of Foreign Trade (Berkeley: University of California Press).
Hopf, T. (1994). Peripheral Visions: Deterrence Theory and American Foreign Policy in the Third World, 1965-1990 (Ann Arbor: University of Michigan Press).
Horelick, A.L. and M. Rush (1966). Strategic Power and Soviet Foreign Policy (Chicago: University of Chicago Press).
Huth, P. (1988). Extended Deterrence and the Prevention of War (New Haven: Yale University Press).
Hyland, W. and R.W. Shryock (1968). The Tall of Khrushchev. New York: Funk & Wagnalls.
Jervis, R. (1979). “Deterrence Theory Revisited”, World Politics 31 (January): 289–301.
Jervis, R. (1989). The Meaning of the Nuclear Revolution: Statecraft and the Prospect of Armageddon (Ithaca: Cornell University Press).
Jervis, R, Richard Ned Lebow and Janice Gross Stein (1985). Psychology and Deterrence. (Baltimore: Johns Hopkins University Press).
Kahn, H. (1965). On Escalation (New York: Praeger).
Kaplan, M. (1959). The Strategy of Limited Retaliation (Princeton: Princeton University Press).
Karsten, P., P.D. Howell et al. (1984). Military Threats: A Systematic Historical Analysis of the Determinants of Success (Westport: Greenwood).
Kaufmann, W.W. (1954). The Requirements of Deterrence (Princeton: Princeton Center for International Studies).
Kennedy, John F. (1962a). Transcript of Off the-Record Meeting on Cuba, October 16, 1962, 6:30–7:55 p.m. John F. Kennedy Library.
Kennedy, John F. (1962b). Transcript of the White House Tape of 27 October 1962. John F. Kennedy Library.
Kennedy, Robert F. (1969). Thirteen Days: A Memoir of the Cuban Crisis (New York: Norton).
Khrushchev, Nikita S. (1970). Khrushchev Remembers (Boston: Little, Brown).
Krushchev, Nikita S. (1990). Khrushchev Remembers: The Glasnost Tapes (Boston: Little, Brown).
Khrushchev, Nikita S. (1992). “Khrushchev letter to Kennedy, 30 October 1962”, Problems of Communism, Special Edition (41): 62–73.
Khrushchev, Nikita S. (1961). “For New Victories of the World Communist Movement”, in Communism — Peace and Happiness of the Peoples, pp. 9–68 (Moscow: Gospolitizdat. 1).
Khrushchev, S. (1989). Interview, 17 May.
King, J.E. (1975). The New Strategy. Unpublished.
Kissinger, Henry A. (1962). “Reflections on Cuba”, Reporter 22 (November): 21–4.
Knorr, K. (1975). The Power of Nations (New York: Basic Books).
Kolodziej, E. (1987). “The Limits of Deterrence Theory”, Journal of Social Issues 43 (4): 130–1.
Kratochwil, F.V. (1982). “On the Notion of “Interest” in International Relations”, World Politics 36 (October): 1–30.
Kratochwil, F.V. (1989). Rules, Norms and Decisions: On the Conditions of Practical and Legal Reasoning in International Relations and Domestic Affairs (Cambridge: Cambridge University Press).
Kugler, J. (1984). “Terror Without Deterrence”, Journal of Conflict Resolution 28 (September): 470–506.
Langlois, J.-P. (1989). “Modeling Deterrence and International Crises”, Journal of Conflict Resolution 33 (November): 67–83.
Langlois, J.-P. (1991). “Rational Deterrence and Crisis Stability”, American Journal of Political Science 35 (November): 801–32.
Lebow, Richard Ned (1981). Between Peace and War: The Nature of International Crisis (Baltimore: Johns Hopkins University Press).
Lebow, Richard Ned (1982). “Misconceptions in American Strategic Assessment”, Political Science Quarterly 97 (Summer): 187–206.
Lebow, Richard Ned (1985). Nuclear Crisis Management (Ithaca: Cornell University Press).
Lebow, Richard Ned. (1988). “Clausewitz and Crisis Stability”, Political Science Quarterly 103 (Spring): 81–110.
Lebow, Richard Ned (1996a). The Art of Bargaining (Baltimore: Johns Hopkins University Press).
Lebow, Richard Ned (1996b). “Kriege und Erdbeben. Kann die Theorie der internationalen Politik konfliktpraventiv wirken?” Internationale Politik 51 (August): 17–20.
Lebow, Richard Ned. (1996c). “Thomas Schelling and Strategic Bargaining”, International Journal 51 (Summer): 555–76.
Lebow, Richard Ned (1996d). “Play it Again Pericles: A Non-realist Reading of Thucydides”, European Journal of International Relations 2 (2): 231–58.
Lebow, Richard Ned and J.G. Stein (1987). “Beyond Deterrence”, Journal of Social Issues 43 (4): 5–72.
Lebow, Richard Ned and J.G. Stein (1990a). “Deterrence: The Elusive Dependent Variable”, World Politics 42 (April): 336–69.
Lebow, Richard Ned and J.G. Stein (1990b). When Does Deterrence Succeed and How Do We Know? (Ottawa: Canadian Institute for International Peace and Security).
Lebow, Richard Ned and J.G. Stein (1994). We All Lost the Cold War (Princeton: Princeton University Press).
Lijphart, A. (1971). “Comparative Politics and the Comparative Method”, American Political Science Review 65: 682–93.
McConnell, J.M. (1979). “The “Rules of the Game”: A Theory on the Practice of Superpower Naval Diplomacy”, in B. Dismukes and J.M. McConnell (eds). Soviet Naval Diplomacy, pp. 240–80 (New York: Pergamon).
Maoz, Z. (1983). “Resolve, Capabilities, and the Outcomes of International Disputes, 1816–1976”, Journal of Conflict Resolution 27 (2): 195-228.
McNamara, Robert (1987). Interview, 12 October.
Mikoyan, S. (1989). Interview, 17 May.
Millett, A. (1968). The Politics of Intervention (Columbus: Ohio State University Press).
Nalebuff, B. (1986). “Brinkmanship and Nuclear Deterrence: The Neutrality of Escalation”, Conflict Management and Peace Science 9: 19–30.
Organski, A.F.K. and J. Kugler (1980). The War Ledger. (Chicago: University of Chicago Press).
Paul, T.V. (1994). Asymmetric Conflicts: War Initiation by Weaker Powers (Cambridge: Cambridge University Press).
Powell, R. (1987). “Crisis Bargaining, Escalation, and MAD”, American Political Science Review 81 (September): 717–27.
Powell, R. (1988). “Nuclear Brinkmanship with Two-Sided Incomplete Information”, American Political Science Review 82 (March): 155–78.
Quester, G. (1989). “Some Thoughts on Deterrence Failures” in Stern, PC., R. Axelrod, R. Jerris, R. Radner, eds. Perspectives on Deterrence, pp. 52–64 (New York: Oxford University Press).
Rapoport, A. (ed) (1966). Systematic and Strategic Conflict (New York: World Law Fund).
Rhodes, E. (1989). Rational Deterrence and Irrational Responses: The Logic of Nuclear Coercion (New York: Columbia University Press).
Richardson, J.L. (1994). Crisis Diplomacy: The Great Powers since the Mid-Nineteenth Century (New York: Cambridge University Press).
Rusk, Dean (1987a). Interview, 21 September.
Rusk, Dean (1987b). Interview with James Blight, 18 May.
Rusk, Dean (1987c). Letter to James G. Blight, 25 February.
Rusk, Dean (1990). As I Saw It (New York: W.W. Norton).
Sagan, S.D. (1994). “From Deterrence to Coercion to War: The Road to Pearl Harbor”, in A.L. George and W.E. Simons (eds). The Limits of Coercive Diplomacy, pp. 84–5 (Boulder: Westview).
Schlesinger, A.M. (1965). A Thousand Days (Boston: Houghton Mifflin).
Schelling, Thomas C. (1960). The Strategy of Conflict (Cambridge: Harvard University Press).
Schelling, Thomas C. (1966). Arms and Influence (New Haven: Yale University Press).
Schoppa Jr, L.J Bargaining With Japan: What American Pressure Can and Cannot Do (New York: Columbia University Press).
Snyder, G. (1971). “Prisoner’s Dilemma” and “Chicken” Models in International Politics”, International Studies Quarterly 15 (March): 66–103.
Snyder, G. and P. Diesing (1977). Conflict Among Nations (Princeton: Princeton University Press).
Sorensen, T.C. (1969). The Kennedy Legacy (New York: Macmillan).
Spanier, J. (1965). The Truman-MacArthur Controversy and the Korean War (New York: Norton).
Stein, A.A. (1982). “When Misperception Matters”, World Politics 34 (July): 505–26.
Stein, J.G. (1991). “Deterrence and Reassurance”, in P.E. Tedock et al. (eds). Behavior; Society, and Nuclear War. pp. 8–72 (New York: Oxford University Press).
Viner, J. (1946). Implications of the Atomic Bomb for International Relations (Philadelphia: American Philosophical Society).
Wagner, H. (1989). “Uncertainty, Rational Learning, and Bargaining in the Cuban Missile Crisis”, in P. Ordeshook (eds). Models of Strategic Choice in Politics, pp. 177–205 (Ann Arbor: University of Michigan Press).
Wagner, R.H. (1988). “Economic Interdependence, Bargaining Power, and Political Influence”, International Organization 42 (Summer): 461–83.
Wagner, R.H. (1991). “Nuclear Deterrence: Counterforce Strategies, and the Incentive to Strike First”, American Political Science Review 83 (September): 727–49.
Wendt, A. (1992). “Anarchy is What States Make of It: The Social Construction of Power Politics”, International Organization 46 (Spring): 391–05.
Whiting, A. (1960). China Crosses the Talu (Stanford: Stanford University Press).
Wohlforth, W.C. (1987). “The Perception of Power: Russia in the Pre-1914 Balance”, World Politics 39 (April): 353–81.
Wohlforth, W.C. (1993). The Elusive Balance: Power and Perceptions during the Cold War (Ithaca: Cornell University Press).
Wohlstetter, Albert (1959). “The Delicate Balance of Power”, Foreign Affairs 37: 211–34.
Wohlstetter, Albert and R. Wohlstetter (1965). Controlling the Risks in Cuba (London: International Institute for Strategic Studies).
Wolfers, Arnold (1962). Discord and Collaboration (Baltimore: Johns Hopkins University Press).
Zagare, F.C. (1987). The Dynamics of Deterrence (Chicago: University of Chicago Press).
Zagare, F.C. and M. Kilgour (1993). “Asymmetric Deterrence”, International Studies Quarterly 37 (March): 1–27.
Zamyatin, L.M. (1991). Interview.
Zhang, S.G. (1993). Deterrence and Strategic Culture: Chinese-American Confrontations 1949-58 (Ithaca: Cornell University Press).
Author information
Authors and Affiliations
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2017 The Author(s)
About this chapter
Cite this chapter
Lebow, R.N. (2017). Beyond Parsimony: Rethinking Theories of Coercive Bargaining. In: Lebow, R. (eds) Richard Ned Lebow: A Pioneer in International Relations Theory, History, Political Philosophy and Psychology. Pioneers in Arts, Humanities, Science, Engineering, Practice, vol 2. Springer, Cham. https://doi.org/10.1007/978-3-319-34150-7_10
Download citation
DOI: https://doi.org/10.1007/978-3-319-34150-7_10
Published:
Publisher Name: Springer, Cham
Print ISBN: 978-3-319-34149-1
Online ISBN: 978-3-319-34150-7
eBook Packages: Political Science and International StudiesPolitical Science and International Studies (R0)