Skip to main content

Phase I Study Methodology in Head and Neck Oncology

  • Chapter
  • First Online:
Head and Neck Cancer

Abstract

Phase I trials evaluating anticancer treatments in locoregionally advanced or recurrent metastatic head and neck squamous cell carcinomas (HNSCC) require disease-specific considerations. In the locoregionally advanced setting, trials are often conducted in combination with radiation (RT) in patients with a curative diagnosis. Both safety and efficacy are relevant factors in their design and conduct. Preclinical evidence of safety, as well as appropriate biological justification of antitumor activity, should be available to rationalize the incorporation of new agents in the combination treatment regime. Trials enrolling patients with recurrent and/or metastatic HNSCC have been transformed by the advent of molecularly targeted agents and immune checkpoint inhibitors. Several challenges are faced by these studies which include patient enrichment, measurement of efficacy, and determining the optimal biological dose. Regardless of the disease stage, innovative clinical trial designs; identification of predictive, therapeutic, and toxicity biomarkers; and detection of early signals of antitumor activity are urgently needed to expedite the development of safe and effective combination regimes in HNSCC.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 219.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 279.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 279.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  1. Agrawal N, Frederick MJ, Pickering CR, et al. Exome sequencing of head and neck squamous cell carcinoma reveals inactivating mutations in NOTCH1. Science. 2011;33:1154–7.

    Article  Google Scholar 

  2. Stransky N, Egloff AM, Tward AD, et al. The mutational landscape of head and neck squamous cell carcinoma. Science. 2011;333: 1157–60.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  3. Lyford-Pike S, Peng S, Young GD, et al. Evidence for a role of the PD-1: PD-L1 pathway in immune resistance of HPV-associated head and neck squamous cell carcinoma. Cancer Res. 2013;73(6): 1733–41.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  4. Le Tourneau C, Lee JJ, Siu LL. Dose escalation methods in phase I cancer clinical trials. J Natl Cancer Inst. 2009;101:708–20.

    Article  PubMed  PubMed Central  Google Scholar 

  5. Lawrence YR, Vikram B, Dignam JJ, et al. NCI–RTOG translational program strategic guidelines for the early-stage development of radiosensitizers. J Natl Cancer Inst. 2013;105(1):11–24. doi:10.1093/jnci/djs472.

    Article  CAS  PubMed  Google Scholar 

  6. Blackstock AW, Bernard SA, Richards F, et al. Phase I trial of twice-weekly gemcitabine and concurrent radiation in patients with advanced pancreatic cancer. J Clin Oncol. 1999;17:2208.

    CAS  PubMed  Google Scholar 

  7. Manam R, Al-Sarraf M. Head and neck cancer. In: Giaccone G, Schilsky R, Sondel P, editors. Cancer chemotherapy and biological response modifiers, annual 20. Amsterdam: Elsevier; 2002. p. 1–16.

    Google Scholar 

  8. Axelson H, Fredlund E, Ovenberger M, et al. Hypoxia-induced dedifferentiation of tumor cells—mechanism behind heterogeneity and aggressiveness of solid tumors. Semin Cell Dev Biol. 2005;16:554–63.

    Article  CAS  PubMed  Google Scholar 

  9. Heppner GH. Tumor heterogeneity. Cancer Res. 1984;44:2259–65.

    CAS  PubMed  Google Scholar 

  10. Ma BB, Bristow RG, Kim J, et al. Combined-modality treatment of solid tumors using radiotherapy and molecular targeted agents. J Clin Oncol. 2003;21:2760–76.

    Article  CAS  PubMed  Google Scholar 

  11. Tomaszewski JE. Multi-species toxicology approaches for oncology drugs: the US perspective. Eur J Cancer. 2004;40:907–13.

    Article  CAS  PubMed  Google Scholar 

  12. Eisbruch A, Shewach DS, Bradford CR, et al. Radiation concurrent with gemcitabine for locally advanced head and neck cancer: a phase I trial and intracellular drug incorporation study. J Clin Oncol. 2001;19:792–9.

    CAS  PubMed  Google Scholar 

  13. Colevas AD, Brown JM, Hahn S, et al. Development of investigational radiation modifiers. J Natl Cancer Inst. 2003;95:646–51.

    Article  CAS  PubMed  Google Scholar 

  14. Cheung YK, Chappell R. Sequential designs for phase I clinical trials with late-onset toxicities. Biometrics. 2000;56:1177–82.

    Article  CAS  PubMed  Google Scholar 

  15. Normolle D, Lawrence T. Designing dose-escalation trials with late-onset toxicities using the time-to-event continual reassessment method. J Clin Oncol. 2006;24:4426–33.

    Article  CAS  PubMed  Google Scholar 

  16. Muler JH, McGinn CJ, Normolle D, et al. Phase I trial using a time-to-event continual reassessment strategy for dose escalation of cisplatin combined with gemcitabine and radiation therapy in pancreatic cancer. J Clin Oncol. 2004;22:238–43.

    Article  CAS  PubMed  Google Scholar 

  17. Desai SP, Ben-Josef E, Normolle DP, et al. Phase I study of oxaliplatin, full-dose gemcitabine, and concurrent radiation therapy in pancreatic cancer. J Clin Oncol. 2007;25:4587–92.

    Article  CAS  PubMed  Google Scholar 

  18. Bekele BN, Ji Y, Shen Y, et al. Monitoring late-onset toxicities in phase I trials using predicted risks. Biostatistics. 2008;9:442–57.

    Article  PubMed  Google Scholar 

  19. Choy H, Jain AK, Moughan J, et al. RTOG 0017: A phase I trial of concurrent gemcitabine/carboplatin or gemcitabine/paclitaxel and radiation therapy (“ping-pong trial”) followed by adjuvant chemotherapy for patients with favorable prognosis inoperable stage IIIA/B non-small cell lung cancer. J Thorac Oncol. 2009;4:80–6.

    Article  PubMed  Google Scholar 

  20. Machtay M, Moughan J, Trotti A, et al. Factors associated with severe late toxicity after concurrent chemoradiation for locally advanced head and neck cancer: an RTOG analysis. J Clin Oncol. 2008;26:3582–9.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  21. Alsner J, Andreassen CN, Overgaard J. Genetic markers for prediction of normal tissue toxicity after radiotherapy. Semin Radiat Oncol. 2008;18:126–35.

    Article  PubMed  Google Scholar 

  22. Venkatesh GH, Manjunath VB, Mumbrekar KD, et al. Polymorphisms in radio-responsive genes and its association with acute toxicity among head and neck cancer patients. PLoS One. 2014;9(3):e89079.

    Article  PubMed  PubMed Central  Google Scholar 

  23. Li C, Wilson PB, Levine E, et al. TGF-beta1 levels in pre-treatment plasma identify breast cancer patients at risk of developing post-radiotherapy fibrosis. Int J Cancer. 1999;84:155–9.

    Article  CAS  PubMed  Google Scholar 

  24. Anscher MS, Marks LB, Shafman TD, et al. Using plasma transforming growth factor beta-1 during radiotherapy to select patients for dose escalation. J Clin Oncol. 2001;19:3758–65.

    CAS  PubMed  Google Scholar 

  25. Yuan X, Liao Z, Liu Z, et al. Single nucleotide polymorphism at rs1982073:T869C of the TGF{beta}1 gene is associated with the risk of radiation pneumonitis in patients with non-small-cell lung cancer treated with definitive radiotherapy. J Clin Oncol. 2009;27(20):3370–8 [Epub ahead of print].

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  26. Hennequin C, Favaudon V. Biological basis for chemo-radiotherapy interactions. Eur J Cancer. 2002;38:223–30.

    Article  CAS  PubMed  Google Scholar 

  27. Vokes EE, Beckett M, Karrison T, et al. The interaction of 5-fluorouracil, hydroxyurea, and radiation in two human head and neck cancer cell lines. Oncology. 1992;49:454–60.

    Article  CAS  PubMed  Google Scholar 

  28. Bonner JA, Maihle NJ, Folven BR, et al. The interaction of epidermal growth factor and radiation in human head and neck squamous cell carcinoma cell lines with vastly different radiosensitivities. Int J Radiat Oncol Biol Phys. 1994;29:243–7.

    Article  CAS  PubMed  Google Scholar 

  29. Gorodetsky R, Levy-Agababa F, Mou X, et al. Combination of cisplatin and radiation in cell culture: effect of duration of exposure to drug and timing of irradiation. Int J Cancer. 1998;75: 635–42.

    Article  CAS  PubMed  Google Scholar 

  30. Bonner JA, Harari PM, Giralt J, et al. Radiotherapy plus cetuximab for squamous-cell carcinoma of the head and neck. N Engl J Med. 2006;354:567–78.

    Article  CAS  PubMed  Google Scholar 

  31. Myint WK, Ng C, Raaphorst GP. Examining the non-homologous repair process following cisplatin and radiation treatments. Int J Radiat Biol. 2002;78:417–24.

    Article  CAS  PubMed  Google Scholar 

  32. Steel GG, Peckham MJ. Exploitable mechanisms in combined radiotherapy-chemotherapy: the concept of additivity. Int J Radiat Oncol Biol Phys. 1979;5:85–91.

    Article  CAS  PubMed  Google Scholar 

  33. Planting AS, De Jonge M, Jansen P, et al. Phase I study of concomitant raltitrexed with radiotherapy in locally advanced head and neck cancer. Proc Am Soc Clin Oncol. 2003 (abstr 2033).

    Google Scholar 

  34. Clarke SJ, Zalcberg J, Olver I, et al. Open label, multi-centre phase II study of raltitrexed (‘Tomudex’) in patients with inoperable squamous-cell carcinoma of head and neck. Ann Oncol. 2000;11:239–41.

    Article  CAS  PubMed  Google Scholar 

  35. Harrington KJ, El-Hariry IA, Holford CS, et al. Phase I study of lapatinib in combination with chemoradiation in patients with locally advanced squamous cell carcinoma of the head and neck. J Clin Oncol. 2009;27:1100–7.

    Article  CAS  PubMed  Google Scholar 

  36. Abidoye OO, Cohen EE, Wong SJ. A phase II study of lapatinib (GW572016) in recurrent/metastatic (R/M) squamous cell carcinoma of the head and neck (SCCHN). Proc Am Soc Clin Oncol. 2006 (abstr 5568).

    Google Scholar 

  37. Thall PF, Cook JD. Dose-finding based on efficacy-toxicity trade-offs. Biometrics. 2004;60:684–93.

    Article  PubMed  Google Scholar 

  38. Zhang W, Sargent DJ, Mandrekar S. An adaptive dose-finding design incorporating both toxicity and efficacy. Stat Med. 2006;25:2365–83.

    Article  PubMed  Google Scholar 

  39. Yin G, Yuan Y. A latent contingency table approach to dose finding for combinations of two agents. Biometrics. 2009;65(3):866–75.

    Article  PubMed  Google Scholar 

  40. Le Tourneau C, Michiels S, Gan HK, et al. Reporting of time-to-event end points and tracking of failures in randomized trials of radiotherapy with or without any concomitant anticancer agent for locally advanced head and neck cancer. J Clin Oncol. 2009;27:5965–71.

    Article  PubMed  Google Scholar 

  41. Pignon JP, Bourhis J, Domenge C, et al. Chemotherapy added to locoregional treatment for head and neck squamous-cell carcinoma: three meta-analyses of updated individual data. MACH-NC Collaborative Group. Meta-Analysis of Chemotherapy on Head and Neck Cancer. Lancet. 2000;355:949–55.

    Article  CAS  PubMed  Google Scholar 

  42. Pignon JP, le Maître A, Maillard E, et al. Meta-analysis of chemotherapy in head and neck cancer (MACH-NC): an update on 93 randomised trials and 17,346 patients. Radiother Oncol. 2009;92:4–14.

    Article  PubMed  Google Scholar 

  43. Pfister DG, Su YB, Kraus DH, et al. Concurrent cetuximab, cisplatin, and concomitant boost radiotherapy for locoregionally advanced, squamous cell head and neck cancer: a pilot phase II study of a new combined-modality paradigm. J Clin Oncol. 2006;24:1072–8.

    Article  CAS  PubMed  Google Scholar 

  44. Suzuki M, Nishimura Y, Nakamatsu K, et al. Phase I study of weekly docetaxel infusion and concurrent radiation therapy for head and neck cancer. Jpn J Clin Oncol. 2003;33:297–301.

    Article  PubMed  Google Scholar 

  45. Allal AS, Zwahlen D, Becker M, et al. Phase I trial of concomitant hyperfractionated radiotherapy with docetaxel and cisplatin for locally advanced head and neck cancer. Cancer J. 2006;12:63–8.

    Article  CAS  PubMed  Google Scholar 

  46. Thall PF, Millikan RE, Mueller P, et al. Dose-finding with two agents in Phase I oncology trials. Biometrics. 2003;59:487–96.

    Article  PubMed  Google Scholar 

  47. Huang X, Biswas S, Oki Y, et al. A parallel phase I/II clinical trial design for combination therapies. Biometrics. 2007;63:429–36.

    Article  CAS  PubMed  Google Scholar 

  48. Yuan Y, Yin G. Sequential continual reassessment method for two-dimensional dose finding. Stat Med. 2008;27:5664–78.

    Article  PubMed  Google Scholar 

  49. Seiwert TY, Haraf DJ, Cohen EE, et al. Phase I study of bevacizumab added to fluorouracil- and hydroxyurea-based concomitant chemoradiotherapy for poor-prognosis head and neck cancer. J Clin Oncol. 2008;26:1732–41.

    Article  CAS  PubMed  Google Scholar 

  50. Pfister DG, Lee NY, Sherman E, et al. Phase II study of bevacizumab (B) plus cisplatin (C) plus intensity-modulated radiation therapy (IMRT) for locoregionally advanced head and neck squamous cell cancer (HNSCC): preliminary results. J Clin Oncol. 2009;27(Suppl):15s (Abstr 6013).

    Google Scholar 

  51. Gibson MK, Smith RP, Heron DE, et al. Phase I trial of pemetrexed, cetuximab, and concurrent radiotherapy (RT) in head and neck cancer (HNC). Proc Am Soc Clin Oncol. 2008 (abstr 2540).

    Google Scholar 

  52. Bourhis J, Overgaard J, Audry H, et al. Hyperfractionated or accelerated radiotherapy in head and neck cancer: a meta-analysis. Lancet. 2006;368:843–54.

    Article  PubMed  Google Scholar 

  53. Chen C, Kane M, Song J, et al. Phase I trial of gefitinib in combination with radiation or chemoradiation for patients with locally advanced squamous cell head and neck cancer. J Clin Oncol. 2007;25:4880–6.

    Article  CAS  PubMed  Google Scholar 

  54. Ang KK, Harris J, Wheeler R, et al. Human papillomavirus and survival of patients with oropharyngeal cancer. N Engl J Med. 2010;363:24–35.

    Article  CAS  PubMed  PubMed Central  Google Scholar 

  55. Posner MR, Hershock DM, Blajman CR, et al. Cisplatin and fluorouracil alone or with docetaxel in head and neck cancer. N Engl J Med. 2007;357:1705–15.

    Article  CAS  PubMed  Google Scholar 

  56. Vermorken JB, Remenar E, van Herpen C, et al. Cisplatin, fluorouracil, and docetaxel in unresectable head and neck cancer. N Engl J Med. 2007;357:1695–704.

    Article  CAS  PubMed  Google Scholar 

  57. Dunne AL, Mothersill C, Robson T, et al. Radiosensitization of colon cancer cell lines by docetaxel: mechanisms of action. Oncol Res. 2004;14:447–54.

    CAS  PubMed  Google Scholar 

  58. Lefebvre JL, Pointreau Y, Rolland F, et al. Sequential chemoradiotherapy (SCRT) for larynx preservation (LP): preliminary results of the randomized phase II TREMPLIN study. Proc Am Soc Clin Oncol. 2009 (abstr 6010).

    Google Scholar 

  59. Razak ARA, Ahn M-J, Yen C-J, et al. Phase lb/ll study of the PI3Kα inhibitor BYL719 in combination with cetuximab in recurrent/metastatic squamous cell cancer of the head and neck (SCCHN). J Clin Oncol. 2014;32(suppl):5s. abstr 6044.

    Google Scholar 

  60. Chow LQ, Burtness B, Weiss J, et al. A phase Ib study of pembrolizumab (Pembro; MK-3475) in patients (Pts) with human papilloma virus (HPV)-positive and negative head and neck cancer. Ann Oncol. 2014;25(5):1–41.

    Google Scholar 

  61. Vermorken JB, Specenier P. Optimal treatment for recurrent/metastatic head and neck cancer. Ann Oncol. 2010;21 suppl 7:vii252–61.

    PubMed  Google Scholar 

  62. Wolchok JD, Hoos A, O’Day S, et al. Guidelines for the evaluation of immune therapy activity in solid tumors: immune-related response criteria. Clin Cancer Res. 2009;15(23):7412–20.

    Article  CAS  PubMed  Google Scholar 

  63. Yin G, Li Y, Ji Y. Bayesian dose-finding in phase I/II clinical trials using toxicity and efficacy odds ratios. Biometrics. 2006;62: 777–84.

    Article  PubMed  Google Scholar 

  64. Hamberg P, Ratain MJ, Lesaffre E, et al. Dose-escalation models for combination phase I trials in oncology. Eur J Cancer. 2010;46(16):2870–8.

    Article  PubMed  Google Scholar 

  65. Harrington JA, Wheeler GM, Sweeting MJ, et al. Adaptive designs for dual-agent phase I dose-escalation studies. Nat Rev Clin Oncol. 2013;10(5):277–88.

    Article  CAS  PubMed  Google Scholar 

  66. Jack Lee J, Chu CT. Bayesian clinical trials in action. Stat Med. 2012;31(25):2955–72.

    Article  PubMed  Google Scholar 

  67. Riviere MK, Le Tourneau C, Paoletti X, et al. Designs of drug-combination phase I trials in oncology: a systematic review of the literature. Ann Oncol. 2015;26(4):669–74. doi:10.1093/annonc/mdu516.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Christophe Le Tourneau MD, PhD .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2016 Springer International Publishing Switzerland

About this chapter

Cite this chapter

Hansen, A., Le Tourneau, C. (2016). Phase I Study Methodology in Head and Neck Oncology. In: Bernier, J. (eds) Head and Neck Cancer. Springer, Cham. https://doi.org/10.1007/978-3-319-27601-4_43

Download citation

  • DOI: https://doi.org/10.1007/978-3-319-27601-4_43

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-319-27599-4

  • Online ISBN: 978-3-319-27601-4

  • eBook Packages: MedicineMedicine (R0)

Publish with us

Policies and ethics