Skip to main content

Demographic Consequences of Barker Frailty

  • Chapter
  • First Online:
Book cover Dynamic Demographic Analysis

Abstract

In this paper we develop a formal model to represent effects of early life conditions with delayed health impacts on old age mortality. The model captures several mechanisms through which early conditions influence adult health and mortality. The model is an extension of the standard frailty model in demographic analysis but has distinct and unique implications. We show that populations with Barker frailty experience adult mortality patterns equivalent to a class of time-varying and/or age dependent frailty. We demonstrate formally and via simulations that populations with Barker frailty could experience unchanging or increasing adult mortality even when background mortality has been declining for long periods of time. We also show that the rate of increase of adult mortality rates in populations with Barker frailty will change over time and will always be lower that the rate of increase of adult mortality in the background mortality pattern. We argue that Barker frailty should be pervasive in low-to-middle income populations, e.g. those that experienced a mortality decline fueled largely by post-1950 medical innovations that reduced the load and lethality of infectious and parasitic diseases.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 129.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 169.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 169.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    Our model is a particular case of a more general representation that includes all the nuances associated with each of these three mechanisms.

  2. 2.

    As we show later, the simpler functional form adopted here represents lower bounds of Barker effects in the sense that time trends in both adult mortality levels and age patterns are least affected by their presence.

  3. 3.

    In a recent paper Vaupel and Missov (2014) proposes an equivalent age dependent effect of standard frailty but with no association to Barker’s conjecture. Coincidentally, we are using the same symbol, R, to express extra mortality in the special case when R(δ,y) \(= R(y) = R\) is constant.

  4. 4.

    This simplified functional form for mortality decline avoids cumbersome algebra but leads to no loss of precision or generality.

  5. 5.

    Below we explore the case when time dependency of Barker effects is linked not to mortality decline but to changes in the distribution f(δ).

  6. 6.

    Expression (8.7) also holds with standard frailty. The difference between it and the standard frailty case is in the quantities that come into play: in the case of Barker frailty the value of \(\partial \ln (E_{y}(\delta,t))/\partial t\) depends on R (not just on δ) via the dependence of the integrated survival function on R (see Eq. (8.6)).

  7. 7.

    This expression is also derived by Vaupel and Missov (2014) in the case of constant mortality.

  8. 8.

    Note that, by construction, \(\frac{\partial \ln (\mu _{s}(y))} {\partial y} =\beta _{s}(y)\) is invariant over time. The implication of this expression seems to have gone unnoticed in the literature (but see Vaupel and Missov (2014) for an analogous expression and recent discussion). Even in the absence of Barker effects and with an age-invariant β s (y) at adult ages (as in a Gompertz baseline adult mortality pattern), the age-derivative of the average mortality pattern cannot be constant (across ages or across time when there is a mortality decline). The regime of frailty assumed here will always induce an age dependent slope smaller than the standard slope. This has important consequences for the study of old age mortality in that the standard interpretation of an empirical slope estimated after fitting, for example, a Gompertz function to a cohort’ s adult mortality rates is probably always incorrect. As suggested by (8.10), such estimate contains an age and time dependent downward bias. To avoid this bias one needs to estimate a Gompertz model controlling both for age and for the value of the (age and time varying) negative term in the expression. To our knowledge this has never been done in empirical studies. Elsewhere, we show that Barker effects and mortality decline will always induce a negative correlation between the levels of child mortality experienced by a cohort and the cohort’s adult mortality slope (Palloni and Beltrán-Sánchez 2015).

  9. 9.

    An alternative way of interpreting Barker effects defined above is that they are tantamount to a shift of the standard mortality rates at older ages (y > Y 1), e.g. from μ s (y) to R μ s (y).

  10. 10.

    By design, the random terms for frailty, δ, δ = ι + 1 where \(\iota \sim \ Gamma(1,\lambda )\). Thus, the frailty term we use has a minimum value of 1 and its mean is equal to 1 plus the conditional mean of the gamma random term.

  11. 11.

    The simulated scenario is very easy to implement but it has an odd implication. Note that the mortality experience of the birth cohort born 50 years after the onset of secular mortality decline experiences a baseline life table with life expectancy at birth of roughly 60 years. Thus, the period life table corresponding to the year of their birth has a life expectancy at birth lower than 60 years. The sequence of baseline (period) life tables implied by the simulated birth cohorts includes a range of life expectancies at birth from 40 to less than 60 years. This range is only a small fraction of the observed improvements in period life expectancy of low to middle income countries after 1950.

  12. 12.

    The idea that Y 1 should be random is consistent with theories of fetal origins according to which there are several chronic illnesses that could play a role and each of them has different time of onset after which Barker effects begin to be felt. Another interpretation is that Barker effects exert an impact on the rate of senescence itself and the slope of the mortality curve begins to accelerate by a random amount after a fixed age \(Y _{1}\).

  13. 13.

    The study of the precise dynamics of Barker effects necessitates additional investigation.

References

  • Aalen, O. O. (1988). Heterogeneity in survival analysis. Statistics in Medicine, 7, 1121–1137.

    Article  Google Scholar 

  • Anson, J. (2002). Of entropies and inequalities: Summary measures of the age distribution of mortality. In G. Wunsch & M. Mouchart (Eds.), Life tables: Data, method and models (pp. 95–116). Dordrecht: Kluwer.

    Chapter  Google Scholar 

  • Barker, D. J. P. (1998). Mothers, babies, and health in later life (2nd ed.). Edinburgh/New York: Churchill Livingstone.

    Google Scholar 

  • Barouki, R., Gluckman, P. D., Grandjean, P., Hanson, M., & Heindel, J. J. (2012). Developmental origins of non-communicable disease: implications for research and public health. Environmental Health, 11, 10–1186.

    Article  Google Scholar 

  • Beltrán-Sánchez, H., Crimmins, E. M., & Finch, C. E. (2012). Early cohort mortality predicts the rate of aging in the cohort: A historical analysis. Journal of Developmental Origins of Health and Disease, 3, 380–386.

    Article  Google Scholar 

  • Coale, A. J., & Demeny, P. (1983). Regional model life tables and stable populations (2nd ed.). Princeton: Princeton University Press.

    Google Scholar 

  • Crimmins, E. M., & Finch, C. E. (2006). Infection, inflammation, height, and longevity. Proceedings of the National Academy of Sciences of the United States of America, 103, 498–503.

    Google Scholar 

  • Danesh, J., Whincup, P., Walker, M., Lennon, L., Thomson, A., Appleby, P., Gallimore, J. R., & Pepys, M. B. (2000). Low grade inflammation and coronary heart disease: Prospective study and updated meta-analyses. BMJ, 321, 199–204.

    Article  Google Scholar 

  • Elo, I. T., & Preston, S. H. (1992). Effects of early-life conditions on adult mortality: A review. Population Index, 58, 186–212.

    Article  Google Scholar 

  • Finch, C. (2007). The biology of human longevity: Inflammation, nutrition, and aging in the evolution of life spans (1st ed.). Burlington: Academic.

    Google Scholar 

  • Finch, C. E., & Crimmins, E. M. (2004). Inflammatory exposure and historical changes in human life-spans. Science, 305, 1736–1739.

    Article  Google Scholar 

  • Fong, I. W. (2000). Emerging relations between infectious diseases and coronary artery disease and atherosclerosis. Canadian Medical Association Journal, 163, 49–56.

    Google Scholar 

  • Forsdahl, A. (1977). Are poor living conditions in childhood and adolescence an important risk factor for arteriosclerotic heart disease? British Journal of Preventive & Social Medicine, 31, 91–95.

    Google Scholar 

  • Forsdahl, A. (1978). Living conditions in childhood and subsequent development of risk factors for arteriosclerotic heart disease. The cardiovascular survey in Finnmark 1974–75. Journal of Epidemiology and Community Health, 32, 34–37.

    Article  Google Scholar 

  • Gluckman, P. D., & Hanson, M. A. (2006). Developmental origins of health and disease. Cambridge/New York: Cambridge University Press.

    Book  Google Scholar 

  • Hougaard, P. (1986). Survival models for heterogeneous populations derived from stable distributions. Biometrika, 73, 387–396.

    Article  Google Scholar 

  • Kannisto, V. (1994). Development of oldest-old mortality, 1950–1990: Evidence from 28 developed countries (Monographs on population aging). Odense: Odense University Press.

    Google Scholar 

  • Kuzawa, C. W., & Eisenberg, D. T. A. (2014). The long reach of history: Intergenerational and transgenerational pathways to plasticity in human longevity. In M. Weinstein & M. Lane (Eds.), Sociality, hierarchy, health: Comparative biodemography (pp. 65–94). Washington, DC: National Research Council Press. Book section 4.

    Google Scholar 

  • Langley-Evans, S. C. (2004). Fetal nutrition and adult disease: Programming of chronic disease through fetal exposure to undernutrition (Frontiers in nutritional science). Wallingford/Oxfordshire/Cambridge: CABI Publication.

    Book  Google Scholar 

  • Manton, K. G., Stallard, E., & Vaupel, J. W. (1986). Alternative models for the heterogeneity of mortality risks among the aged. Journal of the American Statistical Association, 81, 635–44.

    Article  Google Scholar 

  • McDade, T. W., & Kuzawa, C. W. (2004). Fetal programming of immune function: The early origins of immunity in Filipino adolescents. In S. C. Langley-Evans (Ed.), Fetal nutrition and adult disease: Programming of chronic disease through fetal exposure to undernutrition (Frontiers in nutritional science, book section 13, pp. 311–332). Wallingford/Oxfordshire/Cambridge: CABI Publication.

    Chapter  Google Scholar 

  • McDade, T. W., Rutherford, J., Adair, L., & Kuzawa, C. W. (2010). Early origins of inflammation: Microbial exposures in infancy predict lower levels of C-reactive protein in adulthood. Proceedings of the Royal Society B: Biological Sciences, 277, 1129–1137.

    Google Scholar 

  • Palloni, A., & Beltrán-Sánchez, H. (2015). Mortality regimes with Barker frailty and the warped dynamics of old age mortality. work-in-progress.

    Google Scholar 

  • Palloni, A., & Souza, L. (2013). The fragility of the future and the tug of the past: Longevity in Latin America and the Caribbean. Demographic Research, 29, 543–578.

    Article  Google Scholar 

  • Steinsaltz, D. R., & Wachter, K. W. (2006). Understanding mortality rate deceleration and heterogeneity. Mathematical Population Studies, 13, 19–37.

    Article  Google Scholar 

  • Vaupel, J. W., & Missov, T. (2014). Unobserved population heterogeneity: A review of formal relationships. Demographic Research, 31, 659–686.

    Article  Google Scholar 

  • Vaupel, J. W., & Yashin, A. I. (1987). Repeated resuscitation – how lifesaving alters life-tables. Demography, 24, 123–135.

    Article  Google Scholar 

  • Vaupel, J. W., Manton, K. G., & Stallard, E. (1979). Impact of heterogeneity in individual frailty on the dynamics of mortality. Demography, 16, 439–454.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Alberto Palloni .

Editor information

Editors and Affiliations

Appendix: Main Definitions

Appendix: Main Definitions

$$\displaystyle\begin{array}{rcl} \Lambda _{sB}(y)& =& \mathop{\int }\nolimits _{0}^{Y _{2} }\mu _{s}(x)dx + R\mathop{\int }\nolimits _{Y _{1}}^{y}\mu (x)dx {}\\ \bar{\Lambda }(y,t)& =& \Lambda _{sB}(y)k(t)E_{yt}(\delta ) {}\\ E_{yt}^{exp}(\delta )& =& \frac{1} {\lambda +k(t)\Lambda _{sB}(y)} {}\\ E_{yt}^{exp}(\delta (t))& =& \frac{1} {\lambda (t) + k(t)\Lambda _{sB}(y)} {}\\ \left [CV _{yt}(\delta )\right ]Gamma(r,\lambda )& =& \frac{\sqrt{r}} {r} {}\\ \left [CV _{yt}(\delta )\right ]^{2}Gamma(r,\lambda )& =& \frac{1} {r} {}\\ \end{array}$$
Table A.1 Summary of formal relations for the rate of change of average mortality rates at age y > Y1

Rights and permissions

Reprints and permissions

Copyright information

© 2016 Springer International Publishing Switzerland

About this chapter

Cite this chapter

Palloni, A., Beltrán-Sánchez, H. (2016). Demographic Consequences of Barker Frailty. In: Schoen, R. (eds) Dynamic Demographic Analysis. The Springer Series on Demographic Methods and Population Analysis, vol 39. Springer, Cham. https://doi.org/10.1007/978-3-319-26603-9_8

Download citation

  • DOI: https://doi.org/10.1007/978-3-319-26603-9_8

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-319-26601-5

  • Online ISBN: 978-3-319-26603-9

  • eBook Packages: Social SciencesSocial Sciences (R0)

Publish with us

Policies and ethics