Skip to main content

Modelling Institutions Using Dynamic Deontics

  • Conference paper
  • First Online:
Coordination, Organizations, Institutions, and Norms in Agent Systems IX (COIN 2013)

Abstract

We have developed a refined institutional scheme derived from Crawford and Ostrom’s Grammar of Institutions (also referred to as ADICO) that has been adapted for the detailed representation of conventions, norms, and rules. In this work we apply this schema to model the emergence of norms. While previous work in the area of normative agent systems largely represents obligation and prohibition norms by discrete deontic primitives (e.g. ‘must’, ‘must not’, ‘may’), we propose the concept of dynamic deontics to represent a continuous perspective on emerging institutions. This supports the expression of norm salience based on the differentiated internal representation among participants.

To demonstrate how it can be operationalised for dynamic modelling of norms in artificial societies, we apply nADICO to a simple agent-based simulation. Our intention is to arrive at a dynamic modelling of institutions in general, facilitating a movement beyond the artificial boundaries between different institution types, while making the institutional grammar purposeful for a wide range of application domains.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 39.99
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 54.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    In the following examples, we put in brackets the respective grammar component that represents the preceding fragment of the encoded institutional statement (e.g. ‘Drivers’ representing the \({\varvec{A}}ttributes\) component of the institutional statement).

  2. 2.

    In the context of normative multi-agent systems, the nesting of norms based on their function (e.g. substantive norm backed by check norm) has been discussed by Grossi et al. [10].

  3. 3.

    Note that we extend the index indicating the nesting levels along with letters that associate grammar components with the respective consequential statement(s) on that level. In this example, the second level comprises three statements (a, b and c), all of which share a common sanctioner \(\mathrm{A}_{2}\), expressed as \(\mathrm{A}_{2a/b/c}\), but only b and c share the same Conditions (\(\mathrm{C}_{2b/c}\)) and so on.

  4. 4.

    For a detailed overview of potential monitor types and their association to institution types, refer to [6]. Also note that, beyond the differentiation mechanisms discussed here, and in line with the original ADICO grammar, nADICO relies on the meta-norm of collective action to constitute rules.

  5. 5.

    These incongruencies of the deontics were recognised by Crawford and Ostrom [5], in particular the contrast between the semantics of permission and those of a prescription of duty [25].

  6. 6.

    The omissible describes an obligation from which we can deviate in exceptional cases; under promissible we understand a prohibition which we can exceptionally deviate from.

  7. 7.

    Note that the concept of dynamic deontics is not to be confused with dynamic deontic logic [16], which formalises norms over action as opposed to norms over states, an aspect pointed out by one of the anonymous reviewers.

  8. 8.

    Henrich [11] describes the varying emotions associated with the perception of obligation and prohibition in different cultures.

  9. 9.

    To facilitate the interpretation, we only introduce two actions for this simulation.

  10. 10.

    Note that this simulation takes the greenfield approach, i.e. individuals do not know about action effects. No collective action process takes place; no rules are specified ex ante.

  11. 11.

    Each figure consists of two subfigures (one for each action), visualising the distribution of the different deontic terms towards that action in the agent society.

References

  1. Aldewereld, H., Dignum, V., Vasconcelos, W.: We ought to; they do; blame the management! - a conceptualisation of group norms. In: Balke, T., Dignum, F., van Riemsdijk, M.B., Chopra, A.K. (eds.) COIN 2013. LNCS (LNAI), vol. 8386, pp. 195–210. Springer, Heidelberg (2014)

    Google Scholar 

  2. Andrighetto, G., Villatoro, D., Conte, R.: Norm internalization in artificial societies. AI Commun. 23(4), 325–339 (2010)

    MathSciNet  Google Scholar 

  3. Bandura, A., Ross, D., Ross, S.: Transmission of aggressions through imitation of aggressive models. J. Abnorm. Soc. Psychol. 63, 575–582 (1961)

    Article  Google Scholar 

  4. Cortell, A.P., Davis Jr, J.W.: Understanding the domestic impact of international norms: a research agenda. Int. Stud. Rev. 2(1), 65–87 (2000)

    Article  Google Scholar 

  5. Crawford, S.E., Ostrom, E.: A Grammar of Institutions. In: Ostrom, E. (ed.) Understanding Institutional Diversity (Chapt.  5), pp. 137–174. Princeton University Press, Princeton (2005)

    Google Scholar 

  6. Frantz, C., Purvis, M.K., Nowostawski, M., Savarimuthu, B.T.R.: nADICO: A Nested Grammar of Institutions. In: Boella, G., Elkind, E., Savarimuthu, B.T.R., Dignum, F., Purvis, M.K. (eds.) PRIMA 2013. LNCS (LNAI), vol. 8291, pp. 429–436. Springer, Heidelberg (2013)

    Chapter  Google Scholar 

  7. Ghorbani, A., Aldewereld, H., Dignum, V., Noriega, P.: Shared strategies in artificial agent societies. In: Aldewereld, H., Sichman, J.S. (eds.) COIN 2012. LNCS (LNAI), vol. 7756, pp. 71–86. Springer, Heidelberg (2013)

    Chapter  Google Scholar 

  8. Ghorbani, A., Bots, P., Dignum, V., Dijkema, G.: MAIA: a framework for developing agent-based social simulations. J. Artif. Soc. Soc. Simul. 16(2), 9 (2013)

    Google Scholar 

  9. Ghose, A., Savarimuthu, T.B.R.: Norms as objectives: revisiting compliance management in multi-agent systems. In: Aldewereld, H., Sichman, J.S. (eds.) COIN 2012. LNCS (LNAI), vol. 7756, pp. 105–122. Springer, Heidelberg (2013)

    Chapter  Google Scholar 

  10. Grossi, D., Aldewereld, H., Dignum, F.P.M.: Ubi Lex, Ibi Poena: designing norm enforcement in E-Institutions. In: Noriega, P., Vázquez-Salceda, J., Boella, G., Boissier, O., Dignum, V., Fornara, N., Matson, E. (eds.) COIN 2006. LNCS (LNAI), vol. 4386, pp. 101–114. Springer, Heidelberg (2007)

    Chapter  Google Scholar 

  11. Henrich, J.: Does culture matter in economic behaviour? Ultimatum game bargaining among the Machiguenga of the Peruvian Amazon. Am. Econ. Rev. 90(4), 973–979 (2000)

    Article  Google Scholar 

  12. Kinzig, A.P., Ehrlich, P.R., Alston, L.J., Arrow, K., Barrett, S., Buchman, T.G., Daily, G.C., Levin, B., Levin, S., Oppenheimer, M., Ostrom, E., Saari, D.: Social norms and global environmental challenges: the complex interaction of behaviors, values, and policy. Bioscience 63(3), 164–175 (2013)

    Google Scholar 

  13. Luke, S., Cioffi-Revilla, C., Panait, L., Sullivan, K., Balan, G.: MASON: a multiagent simulation environment. Simulation 81(7), 517–527 (2005)

    Article  Google Scholar 

  14. Mahmoud, S., Griffiths, N., Keppens, J., Luck, M.: Efficient norm emergence through experiential dynamic punishment. In: ECAI’12, pp. 576–581 (2012)

    Google Scholar 

  15. Menger, C.: Problems in Economics and Sociology. University of Illinois Press, Urbana (1963)

    Google Scholar 

  16. Meyer, J.-J.C.: A different approach to deontic logic: deontic logic viewed as a variant of dynamic logic. Notre Dame J. Formal Logic 29, 109–136 (1988)

    Article  MATH  MathSciNet  Google Scholar 

  17. North, D.C.: Institutions, Institutional Change, and Economic Performance. Cambridge University Press, Cambridge (1990)

    Book  Google Scholar 

  18. Ostrom, E.: Understanding Institutional Diversity. Princeton University Press, Princeton (2005)

    Google Scholar 

  19. Panagiotidi, S., Alvarez-Napagao, S., Vázquez-Salceda, J.: Towards the norm-aware agent: bridging the gap between deontic specifications and practical mechanisms for norm monitoring and norm-aware planning. In: Balke, T., Dignum, F., van Riemsdijk, M.B., Chopra, A.K. (eds.) COIN 2013. LNCS (LNAI), vol. 8386, pp. 346–363. Springer, Heidelberg (2014)

    Google Scholar 

  20. Savarimuthu, B.T.R., Arulanandam, R., Purvis, M.: Aspects of active norm learning and the effect of lying on norm emergence in agent societies. In: Kinny, D., Hsu, J.Y., Governatori, G., Ghose, A.K. (eds.) PRIMA 2011. LNCS (LNAI), vol. 7047, pp. 36–50. Springer, Heidelberg (2011)

    Chapter  Google Scholar 

  21. Savarimuthu, T., Cranefield, S., Purvis, M.A., Purvis, M.K.: Obligation norm identification in agent societies. J. Artif. Soc. Soc. Simul. 13(4), 3 (2010)

    Google Scholar 

  22. Schlüter, A., Theesfeld, I.: The Grammar of Institutions: the challenge of distinguishing between strategies, norms, and rules. Ration. Soc. 22, 445–475 (2010)

    Article  Google Scholar 

  23. Scott, W.R.: Approaching adulthood: the maturing of institutional theory. Theory Soc. 37, 427–442 (2008)

    Article  Google Scholar 

  24. Searle, J.R.: Speech Acts: An Essay in the Philosophy of Language. Cambridge University Press, London (1969)

    Book  Google Scholar 

  25. Shimanoff, S.B.: Communication Rules: Theory and Research. Sage Publications, Beverly Hills (1980)

    Google Scholar 

  26. Siddiki, S., Weible, C.M., Basurto, X., Calanni, J.: Dissecting policy designs: an application of the institutional grammar tool. Policy Stud. J. 39, 79–103 (2011)

    Article  Google Scholar 

  27. Smajgl, A., Izquierdo, L., Huigen, M.G.A.: Rules, knowledge and complexity: how agents shape their institutional environment. J. Model. Simul. Syst. 1(2), 98–107 (2010)

    Google Scholar 

  28. Ullmann-Margalit, E.: The Emergence of Norms. Clarendon Library of Logic and Philosophy. Clarendon Press, Oxford (1977)

    Google Scholar 

  29. Villatoro, D., Andrighetto, G., Sabater-Mir, J., Conte, R.: Dynamic sanctioning for robust and cost-efficient norm compliance. In: IJCAI’11, pp. 414–419. AAAI Press (2011)

    Google Scholar 

  30. von Wright, G.H.: An Essay in Modal Logic. North Holland Publishing Company, Amsterdam (1951)

    MATH  Google Scholar 

  31. von Wright, G.H.: Norm and Action: A Logical Enquiry. Routledge & Kegan Paul, London (1963)

    Google Scholar 

  32. Watkins, C.: Learning from delayed rewards. Ph.D. thesis, Cambridge University (1989)

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Christopher Frantz .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2014 Springer International Publishing Switzerland

About this paper

Cite this paper

Frantz, C., Purvis, M.K., Nowostawski, M., Savarimuthu, B.T.R. (2014). Modelling Institutions Using Dynamic Deontics. In: Balke, T., Dignum, F., van Riemsdijk, M., Chopra, A. (eds) Coordination, Organizations, Institutions, and Norms in Agent Systems IX. COIN 2013. Lecture Notes in Computer Science(), vol 8386. Springer, Cham. https://doi.org/10.1007/978-3-319-07314-9_12

Download citation

  • DOI: https://doi.org/10.1007/978-3-319-07314-9_12

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-319-07313-2

  • Online ISBN: 978-3-319-07314-9

  • eBook Packages: Computer ScienceComputer Science (R0)

Publish with us

Policies and ethics