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Introduction

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Abstract

The drafters of the Permanent Court of International Justice (PCIJ) Statute envisaged the new Court as an institution structurally different from inter-State arbitral tribunals. However, the Court was not endowed with compulsory contentious jurisdiction—nor did this aspect change when the International Court of Justice (ICJ) replaced the PCIJ. The aim of this book is to assess how the Court’s judicial features and its status as a principal organ of the United Nations mould its contentious jurisdiction and whether they lead it to depart from principles established in international arbitration out of consideration for its judicial function.

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Notes

  1. 1.

    PCIJ, Advisory Committee of Jurists, procés verbal of the first meeting, Annex No. 2 (1920), Procés Verbaux of the Meetings of the Committee. van Langenhuysen Brothers, The Hague, p. 8. Bourgeois was delegate of the Council of the League of Nations to the Advisory Committee of Jurists.

  2. 2.

    See Article 33 of the Draft-Scheme adopted by the Committee at its 32nd meeting, ibid., p. 679.

  3. 3.

    Certain German Interests in Polish Upper Silesia, judgment of 25 May 1926, Series A, No. 7, p. 19. See also ICJ, Corfu Channel (United Kingdom v. Albania), judgment of 9 April 1948, ICJ Reports 1948, p. 4 at 35.

  4. 4.

    See Hudson (1943), p. 112. For a different view, Fachiri (1932), p. 330.

  5. 5.

    Resolution of 18 April 1946, reproduced in (1946/1947) ICJ Yearbook, pp 28–29, fn. 2.

  6. 6.

    Jennings, Higgins (2012), pp. 4–5. Cf. also Arangio-Ruiz (1962), p. 1048; Gowlland-Debbas (2012), p. 232.

  7. 7.

    Scelle, ‘Rapport sur la procédure arbitrale’, doc. A/CN.4/18, (1950) ILC Yearbook, vol. II, p. 114 at 138, para. 80.

  8. 8.

    Jenks (1964), p. 121.

  9. 9.

    Military and Paramilitary Activities in and against Nicaragua (Nicaragua v. United States), Jurisdiction and Admissibility, judgment of 26 November 1984, ICJ Reports 1984, p. 392 at 418, para. 60; Fisheries Jurisdiction (Spain v. Canada), judgment of 4 December 1998, ICJ Reports 1998, p. 432 at 453, para. 46. This assumption was never cast in doubt in the debate concerning the legal nature of the mechanism set forth by Article 36(2), on which see only Starace (1970), pp. 153ff.

  10. 10.

    See Corfu Channel Case. Judgment on Preliminary Objection (United Kingdom v. Albania), 25 March 1948, ICJ Reports 1948, p. 15 at 26; Certain Criminal Proceedings in France (Republic of Congo v. France), struck out of the list by order of 16 November 2010, ICJ Reports 2010, p. 635; Questions of Mutual Assistance (Dijbuti v. France), judgment of 4 June 2008, ICJ. Reports 2008, p. 177 at 206; and Article 38(5) of the Rules of Court.

  11. 11.

    Santulli (2005), p. 145.

  12. 12.

    Arangio-Ruiz (1958), p. 975. A unitary vision of inter-State arbitration and adjudication is purported also by Morelli (1937), pp. 311ff.; and, implicitly, by Carlston (1946); Cavaré (1956), p. 496; Santulli (2005), p. 4.

  13. 13.

    Cassese (2012), p. 241.

  14. 14.

    In this and other contexts hereinafter, the term ‘Court’ encompasses both the PCIJ and the ICJ, relying on the generally accepted assumption that there is continuity between these two judicial institutions: see only Rosenne (2006), pp. 73ff. This continuity is not, of course, to be taken for granted in all respects: cf. Bedjaoui (1997), pp. xxi–xxiii.

  15. 15.

    On the different phases of the Court’s jurisprudence see only Abi-Saab (1987), pp. 258ff.; Dupuy (2002); Kolb (2013), pp. 1144ff.

  16. 16.

    For a discussion of the notion of ‘international judicial body’ see Cavaré (1956); Ascensio (2003); Santulli (2000); Kolb (2013), pp. 69ff.

  17. 17.

    See above, note 12, and below, Sect. 1.2.

  18. 18.

    Wittich (2008), p. 981.

  19. 19.

    This seems typical of international jurisdiction. As was aptly noted, moreover, specifically in international law it is difficult to provide a general definition of this concept, since judicial functions are “tailored to meet the specific needs of the relevant court or tribunal”: Wittich (2008), p. 987.

  20. 20.

    Admission of a State to the United Nations (Charter, Art. 4), advisory opinion of 28 May 1948, ICJ Reports 1948, p. 57 at 61; Case Concerning the Northern Cameroons (Cameroon v. United Kingdom), judgment of 2 December 1963, ICJ Reports 1963, p. 15 at 30. On the assimilation of the Court’s advisory and judicial functions see Judgments of the Administrative Tribunal of the ILO upon Complaints Made against UNESCO, advisory opinion of 23 October 1956, dissenting opinion of Judge Winiarski, ICJ Reports 1956, p. 104. at 105. On the relationship between the two functions in the framework of the ICJ, as compared to the PCIJ, cf. also the individual opinions of Judge Azevedo in Admission of a State to the United Nations, ICJ Reports 1948, p. 72, par. I, and in Interpretation of Peace Treaties, advisory opinion of 30 March 1950, ICJ Reports 1950, p. 79. See also Hudson (1943), p. 511; Abi-Saab (1999), p. 41; Cot (2012) pp. 1670ff.

  21. 21.

    Cf. Gross (1967), p. 320.

  22. 22.

    See Caron (1990); Kolb (2013), p. 45.

  23. 23.

    Abi-Saab (1987), p. 245.

  24. 24.

    On this extra-judicial function performed by the Court’s judges see below, Sect. 11.4. Also ITLOS judges are often appointed as arbitrators, especially in proceedings initiated under Annex VII UNCLOS.

  25. 25.

    The Ethiopia–Eritrea Claims Commission was composed mainly of individuals with experience in international commercial arbitration and this probably had an influence on their handling of claims: see Gray (2006), p. 707; De Guttry et al. (2009) (cf. especially the contributions of Ponti, p. 269, and Sommario).

  26. 26.

    Respectively CTS 187:410 and CTS 205:533.

  27. 27.

    (1958) Yearbook of the International Law Commission, vol. II, pp. 83ff.

  28. 28.

    Effective since 20 October 1992 (hereinafter, the Inter-State Optional Rules). As the introduction to this text recalls, the Inter-State Optional Rules are based on the UNCITRAL Rules 1976, while taking into account the public international law character of inter-State disputes and diplomatic practice relating to such disputes. The same applies to the PCA Optional Rules for Arbitration Involving International Organisations and States, effective since July 1, 1996 (hereinafter, IOS Optional Rules). This is why no specific reference is made here to the UNCITRAL Rules. The texts of the PCA Rules are available on the Permanent Court’s website, www.pca-cpa.org, last visited 20 December 2013.

  29. 29.

    These Rules, effective since 17 December 2012, are for use in arbitrating disputes involving at least one State, State-controlled entity, or intergovernmental organisation. They do not replace previously adopted PCA Rules, which remain a valid and available alternative; they do, however, constitute a consolidation of previously existing sets of rules ‘in light of the 2010 revisions to the UNCITRAL Rules and the PCA’s experience with its existing procedural rules and the UNCITRAL Rules 1976’ (see PCA, Annual Report 2012, p. 19).

  30. 30.

    This is the stance taken by the ICTY Appeals Chamber in Prosecutor v. Dusko Tadic, decision on the defence motion for interlocutory appeal on jurisdiction of 2 October 1995, ICTY Judicial Reports 1995–1995, p. 353 at 389, paras 34ff. For a critical view see Arangio-Ruiz (1996). Cf. however Dupuy (2002), pp. 330ff.

  31. 31.

    See only Arangio-Ruiz (1996), pp. 34ff. De Wet (2004), pp. 362ff.; Krisch (2012), p. 1323.

  32. 32.

    On 26 May 1998 and on 1 September 2012, respectively.

  33. 33.

    See Dubisson (1964), p. 13.

  34. 34.

    On the Summit’s Decision of 17 August 2012 see http://www.sadc.int/about-sadc/sadc-institutions/tribun/, accessed 10 October 2013. See further Cowell (2013), p. 153.

  35. 35.

    This provision states: ‘The Court of Justice shall have jurisdiction in any dispute between Member States which relates to the subject matter of the Treaties if the dispute is submitted to it under a special agreement between the parties’.

  36. 36.

    See Articles 5(3) and 34(6) of the Protocol establishing the African Court, OAU Doc. OAU/LEG/EXP/AFCHPR/PROT (III).

  37. 37.

    At the moment when this book goes in press, no case on the docket was initiated by special agreement. See, by contrast, Higgins (1991), pp. 244ff.

  38. 38.

    The withdrawal was decided after the ICJ judgments in LaGrand (Germany v. United States) and Avena and other Mexican Nationals (Mexico v. United States). See Quigley (2009).

  39. 39.

    See www.oas.org/juridico/english/sigs/a-42.html#Colombia, visited on 10 October 2013. The denunciation followed the ICJ judgment of 19 November 2012 in the case of the Territorial and Maritime Dispute (Nicaragua v. Colombia), ICJ Reports 2012, p. 624. The day before the denunciation became effective, on 26 November 2013, Nicaragua submitted a new case to the ICJ challenging the refusal by Colombia to execute the judgment (see Press Release No. 2013/36 of 27 November 2013).

  40. 40.

    ICJ Yearbook, 1994–1995, p. 89. This limitation was critical in excluding the Court’s jurisdiction over the Fisheries Jurisdiction (Spain v. Canada) case: see the judgment of 4 December 1998, ICJ Reports 1998, p. 432.

  41. 41.

    ICJ Yearbook, 2001–2002, p. 125. The new clause is subject to further limitations; for instance, it does not apply ‘where the acceptance of the Court’s compulsory jurisdiction on behalf of any other party to the dispute was deposited less than 12 months prior to the filing of the application bringing the dispute before the Court’. It was specifically intended to avoid the possibility of an unilateral application by Timor-Leste seeking the delimitation of the maritime areas between the two countries: see Triggs and Bialek (2002).

  42. 42.

    Giegerich (2012), p. 154.

  43. 43.

    Judgment on Preliminary Objection, ICJ Reports 1948, p. 26. See the joint separate opinion of Judges Basdevant, Alvarez, Winiarski, Zoričič, De Visscher, Badawi Pacha and Krylov, ibid., pp. 31–32, and the dissenting opinion of Judge ad hoc Daxner, ibid., pp. 33ff.

  44. 44.

    Kolb (2013), p. 393.

  45. 45.

    Kolb (2013), p. 373.

  46. 46.

    See the critical remarks of Judge Simma in Application of the Interim Accord of 13 September 1995 (The Former Yugoslav Republic of Macedonia v. Greece), judgment of 5 December 2011, separate opinion, ICJ Reports 2011, p. 695 at 697, para. 6. Cf. also Abi-Saab (1996), pp. 11ff.

  47. 47.

    LaGrand (Germany v. United States), judgment of 27 June 2001, ICJ Reports 2001, p. 466 at 516. See Oellers-Frahm (2012), pp. 390, 407–408. Cf. Le Floch (2008), pp. 431ff., generally on the attitude of international judicial bodies.

  48. 48.

    Cf. for instance Interpretation of Peace Treaties, ICJ Reports 1950, p. 65 at 71; Certain Expenses of the United Nations, advisory opinion of 20 July 1962, ICJ Reports 1962, p. 151 at 155; Legality of the Threat or Use of Nuclear Weapons, advisory opinion of 8 July 1996, in ICJ Reports 1996, p. 226 at 235, para. 14; Accordance with International Law of the Unilateral Declaration of Independence in Respect of Kosovo, advisory opinion of 22 July 2010, ICJ Reports 2010, p. 403 at 416, para. 29, and p. 417, para. 33. See however Nottebohm (Lichtenstein v. Guatemala), Preliminary Objection, judgment of 18 November 1953, ICJ Reports 1953, p. 111 at 119.

  49. 49.

    Northern Cameroons, ICJ Reports 1963, p. 29.

  50. 50.

    Northern Cameroons, ICJ Reports 1963, p. 38; Nuclear Tests (Jurisdiction) (Australia v. France) and (New Zealand v. France) judgments of 20 December 1974, ICJ Reports 1974, respectively p. 253 at 271, para. 56, and p. 457 at 476, para. 58. When not otherwise specified, reference will be made hereinafter to the case concerning Australia.

  51. 51.

    Kosovo advisory opinion, ICJ Reports 2010, p. 416, para. 29. See already the advisory opinions on Status of Eastern Carelia, 23 July 1923, PCIJ, Series B, No. 5, p. 29; Application for Review of Judgement No. 158 of the United Nations Administrative Tribunal, 12 July 1973, ICJ Reports 1973, p. 175, para. 24; Application for Review of Judgement No. 273 of the United Nations Administrative Tribunal, 20 July 1982, ICJ Reports 1982, p. 325 at 334, para. 22; and Legal Consequences of the Construction of a Wall in the Occupied Palestinian Territory, 9 July 2004, ICJ Reports 2004 (I), pp. 156–157, paras. 44–45.

  52. 52.

    See PCIJ, Case of the Free Zones of Upper Savoy and the District of Gex, order of 6 December 1930, Series A, No. 24, at 14: ‘there seems nothing to prevent the Court from embodying in its judgment an agreement previously concluded between the Parties; (…) a “judgment by consent”, though not expressly provided for by the Statute, is in accordance with the spirit of that instrument’. The same principle is reflected in Article 88(2) of the Rules of Court. See on the issue Giardina (1975) and Salerno (2013), p. 525ff.

  53. 53.

    See Article 23 of the ILC Model rules on arbitral procedure, in Yearbook of the International Law Commission, II (1958), 854; Article 34 of the PCA Inter-State Optional Rules and the corresponding provision of the IOS Optional Rules; Article 36 of the PCA Arbitration Rules 2012. Cf. also, recently, the award on agreed terms issued on 1 September 2005 in the dispute concerning the Land Reclamation by Singapore in and around the Straits of Johor (Singapore v. Malaysia), RIAA 27, pp. 133–145.

  54. 54.

    Frontier Dispute (Burkina Faso/Niger), judgment of 16 April 2013, para. 53.

  55. 55.

    See above, Sect. 1.1.

  56. 56.

    See below, especially Part I.

  57. 57.

    See only, with reference to the binding character of provisional measures, Brown (2007), pp. 146–147.

  58. 58.

    See the speech of Descamps at the fourth meeting of the Third Commission, 7th July 1899, in Conférence internationale de la paix, La Haye 18 mai29 July 1899 (Nijhoff, La Haye, 1907), pp. 10–11. Cf. further above, Sect. 1.1.

  59. 59.

    Mauritius v. United Kingdom, reasoned decision on challenge of 30 November 2011, (2012) ILM 51, pp. 350ff, para. 168. Admittedly, this stance may be influenced by the fact that UNCLOS sets forth a ‘comprehensive dispute settlement framework’ (ibid.), of which Arbitration under Annex VII is only one element.

  60. 60.

    Mox Plant (Ireland v. United Kingdom), Order No. 3, 24 June 2003, www.pca-cpa.org accessed 20 October 2013.

  61. 61.

    Trail Smelter (United States of America/Canada), final award of 11 March 1941, RIAA 3, p. 1938 at 1954.

  62. 62.

    Brown (2007), pp. 4–5.

  63. 63.

    See Jennings (2002), p. 894.

  64. 64.

    See the PCA press release of 13 April 2012, available online at www.pca-cpa.org. Another singular example is the case concerning the Arbitration for the Brčko Area (The Federation of Bosnia and Herzegovina v. The Republika Srpska), that concerned non-State entities but was established under the Dayton Agreements: see the awards of 15 February 1997, (1997) ILM 36, p. 428; 15 March 1998, available at www.ohr.int, last accessed 15 Nov 2013; 5 March 1999, (1999) ILM 38, p. 536.

  65. 65.

    Nottebohm, Preliminary Objection, ICJ Reports 1953, p. 119.

  66. 66.

    See Chinkin (1997), p. 46; Brower (2012), p. 532; Kolb (2012), p. 876; and, in a slightly different perspective, Wittich (2008).

  67. 67.

    See for instance ECtHR, Karner v. Austria, No. 40016/98, judgment of 24 July 2003, para. 26; Rantsev v. Cyprus and Russia [GC], No. 25965/04, judgment of 7 January 2010, para. 197.

  68. 68.

    Kolb (2013), pp. 45ff.

  69. 69.

    See again Kolb (2013), pp. 80ff., noting that the Statute is, in this specific sense, peremptory—but making clear that the notion is not used in the same sense as in Article 53 of the Vienna Convention on the Law of Treaties. See further below, Chap. 2 and Sect. 10.4.

  70. 70.

    See below, Sect. 10.4.

  71. 71.

    Salvioli (1928), p. 13: ‘A mio avviso questo è il punctum pruriens del noto problema sulla natura giuridica della Corte: organo arbitrale o giurisdizionale?’ (translation by the author).

  72. 72.

    Salvioli envisaged this possibility in an earlier essay: Salvioli (1923b), p. 490.

  73. 73.

    Cf. Kawano (2009a), pp. 286ff.

  74. 74.

    See below, especially Sect. 10.2.

  75. 75.

    Condorelli (1987), p. 308, note 50; see also ibid., p. 307. Cf. Schachter (1983), p. 814.

  76. 76.

    Gaja (1995), p. 236; Shahabuddeen (1996) p. 107; and more recently the contributions included in Bannelier et al. (2012) (specifically on the impact of the Corfu Channel Case); Tams and Sloan (2013).

  77. 77.

    See the speech of Louis Bourgeois quoted above, note 1, p. 8. Cf. further Kolb (2013), p. 1139.

  78. 78.

    Cf. Gaeta (2003); Brown (2007), p. 55 ff.

  79. 79.

    Bedjaoui (1997), p. xxii. See also Kolb (2013), p. 61.

  80. 80.

    The reference is to the restrictive interpretation of Article 35(2) of the ICJ Statute adopted in the Legality of Use of Force cases: see Serbia v. Belgium, judgment of 15 December 2004, ICJ Reports 2004, p. 279 at 324, para. 113.

  81. 81.

    See especially below, Chap. 7 and Sect. 11.4.

  82. 82.

    See below, Chap. 13.

  83. 83.

    See again Scelle, ‘Rapport’, (1950) ILC Yearbook, II, p. 138; the English version of the relevant excerpt is reproduced in Rosenne (1993), p. 9. Contra, Santulli (2005), p. 301.

  84. 84.

    Cf. Article 15 of the 1899 Hague Convention on the Pacific Settlement of International Disputes.

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Forlati, S. (2014). Introduction. In: The International Court of Justice. Springer, Cham. https://doi.org/10.1007/978-3-319-06179-5_1

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