Abstract
In this paper, we apply ideas of Dijkgraaf and Witten [6, 32] on 3 dimensional topological quantum field theory to arithmetic curves, that is, the spectra of rings of integers in algebraic number fields. In the first three sections, we define classical Chern–Simons actions on spaces of Galois representations. In the subsequent sections, we give formulas for computation in a small class of cases and point towards some arithmetic applications.
with “Appendix 2: Conjugation Action on Group Cochains: Categorical Approach” by Behrang Noohi.
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Notes
- 1.
It is not clear to us that the topology of the boundary should really be a torus. This is reasonable if one thinks of the ambient space as a three-manifold. On the other hand, perhaps it’s possible to have a notion of a knot in a homology three-manifold that has an exotic tubular neighbourhood?
- 2.
Recall, however, that it is of significance in Chern–Simons theory that one side of this isomorphism is purely topological while the other has an analytic structure.
- 3.
The authors realise that this terminology is likely to be unfamiliar, and maybe even appears pretentious to number-theorists. However, it does seem to encourage the reasonable view that concepts and structures from geometry and physics can be specifically useful in number theory.
- 4.
In fact, every cohomology class in \(H^3(A, {{\mathbb {Z}}/{n}{\mathbb {Z}}})\) can be written as this form (cf. [25, Sect. 1.7]).
- 5.
While the functor H does depend on the choices of \(h_a\), they are intrinsic to A, in that they are cochains on A, not a priori related to the Galois representations. So we may regard them as part of the data defining the field theory, similar to c.
- 6.
For example, one may choose t to be the determinant when \(A = GL_n({\mathbb {Z}}_p)\).
- 7.
This is where our assumption that \(v\not \mid n\) is used.
- 8.
We may consider when \(d_L\) is even. Then later, it is not clear that FL/FK is unramified at the primes above 2. Some choices of t (for F) can make it ramified. Then, it is hard to determine the value of local invariants unless 2 splits in \(F^{\alpha }/F\).
- 9.
Here, we always take that \(d_K\) is odd because we cannot use Abhyankar’s lemma when \(p=2\), and hence we may not remove ramification in the extension FK/F at the primes above 2. In some nice situation, we may directly prove that \(F(\sqrt{D})/F\) is unramified at the primes above 2 even though D is even. If so, our assumption on \(d_K\) can be removed.
- 10.
This is not a vacuous condition. In fact, there is a \({\mathcal {Q}}\)-extension L containing \({\mathbb {Q}}(\sqrt{21}, \sqrt{33})\) [35].
- 11.
This example is provided us by Dr. Kwang–Seob Kim.
- 12.
K extends to a quaternion extension if and only if the Hilbert symbols \((d_1, d_2)\) and \((d_1 d_2, -1)\) agree in the Brauer group.
- 13.
The notation there for \(C^1(G,M)\) is \(F^0_0(G,M)\). One difference is that Mostow uses the complex \(E^*(G,M)\) of equivariant homogeneous cochains in the definition of cohomology. However, the isomorphism \(E^n\rightarrow C^n\) that sends \(f(g_0, g_1, \ldots , g_n)\) to \(f(1, g_1, g_1g_2, \ldots , g_1g_2\cdots g_n)\) identifies the two definitions. This is the usual comparison map one uses for discrete groups, which clearly preserves continuity.
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Acknowledgements
M.K. owes a tremendous debt of gratitude to many people for conversations, communications, and tutorials about a continuous stream of facts and theories that he barely understands even now. These include John Baez, Alan Barr, Bruce Bartlett, Jean Bellissard, Philip Candelas, Ted Chinburg, John Coates, Tudor Dimofte, Dan Freed, Sergei Gukov, Jeff Harvey, Yang-Hui He, Lars Hesselholt, Mahesh Kakde, Kazuya Kato, Philip Kim, Kobi Kremnitzer, Julien Marché, Behrang Noohi, Xenia de la Ossa, Jaesuk Park, Alexander Schekochihin, Alexander Schmidt, Urs Schreiber, Graeme Segal, Adam Sikora, Peter Shalen, Romyar Sharifi, Junecue Suh, Kevin Walker, and Andrew Wiles. All authors are grateful to Dr. Kwang-Seob Kim for his invaluable help in producing a number of the examples. They are also grateful to the authors of [2] for sending a preliminary version of their paper. D.K. was supported by IBS-R003-D1 and Simons Foundation grant 550033. M.K. was supported by EPSRC grant EP/M024830/1. J.P. was supported by Samsung Science & Technology Foundation (SSTF-BA1502-01). H.Y. was supported by IBS-R003-D1.
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Appendices
7 Appendix 1: Conjugation on Group Cochains
We compute cohomology of a topological group G with coefficients in a topological abelian group M with continuous G-action using the complex whose component of degree i is \(C^i(G, M)\), the continuous maps from \(G^i\) to M. The differential
is given by
We denote by
the images and the kernels of the differentials, the coboundaries and the cocycles, respectively. The cohomology is then defined as
There is a natural right action of G on the cochains given by
where \(\mathrm {Ad}_a\) refers to the conjugation action of a on \(G^i\).
Lemma 7.1
The G action on cochains commutes with d:
for all \(a\in G\).
Proof
If \(c\in C^i(G,M)\), then
We also use the notation \((g_1, g_2, \ldots , g_i)^a:=\mathrm {Ad}_a(g_1, g_2, \ldots , g_i)\). It is well-known that this action is trivial on cohomology. We wish to show the construction of explicit \(h_a\) with the property that
for cocycles of degree 1, 2, and 3. The first two are relatively straightforward, but degree 3 is somewhat delicate. In degree 1, first note that \(c(e)=c(ee)=c(e)+ec(e)=c(e)+c(e)\), so that \(c(e)=0\). Next, \(0=c(e)=c(gg^{-1})=c(g)+gc(g^{-1})\), and hence, \(c(g^{-1})=-g^{-1}c(g).\) Therefore,
From this, we get
That is,
for the zero cochain \(h_a(g)=a^{-1}c(a).\)
Lemma 7.2
For each \(c\in Z^i(G,M)\) and \(a\in G\), we can associate an
in such a way that
Proof
This is clear for \(i=0\) and we have shown above the construction of \(h^0_a[c]\) for \(c\in Z^1(G,M)\) satisfying (1). Let us check the condition (2):
We prove the statement using induction on i, which we now assume to be \(\ge 2\). For a module M, we have the exact sequence
where \(C^1(G,M)\) has the right regular action of G and \(N=C^1(G,M)/M\). Here, we give \(C^1(G,M)\) the topology of pointwise convergence. There is a canonical linear splitting \(s: N\rightarrow C^1(G,M)\) with image the group of functions f such that \(f(e)=0\), using which we topologise N. According to [24, Proof of 2.5], the G-module \(C^1(G,M)\) is acyclic,Footnote 13 that is,
for \(i>0\). Therefore, given a cocycle \(c\in Z^i(G, M)\), there is an
such that its image \(f \in C^{i-1}(G,N)\) is a cocycle and \(dF=c\). Hence, \(d(F^a-F)=c^a-c\). Also, by induction, there is a \( k_a\in C^{i-2}(G,N)\) such that \(f^a-f=dk_a\) and \(k_{ab}=(k_a)^b+k_b+dl\) for some \(l\in C^{i-3}(G,N)\) (zero if \(i=2\)). Let \(K_a=s\circ k_a \) and put
Then the image of \(h_a\) in N is zero, so \(h_a\) takes values in M, and \(dh_a=c^a-c\). Now we check property (2). Note that
But \(s\circ (k_a)^b-(s\circ k_a)^b\) and \(s\circ dl-d(s\circ l)\) both have image in M. Hence, \(K_{ab}=K_a^b+K_b+d(s\circ l)+m\) for some cochain \(m\in C^{i-2}(G,M)\). From this, we deduce
from which we get
8 Appendix 2: Conjugation Action on Group Cochains: Categorical Approach
In this section, an alternative and conceptual proof of Lemma 7.2 is outlined. Although not strictly necessary for the purposes of this paper, we believe that a functorial theory of secondary classes in group cohomology will be important in future developments. This point has also been emphasised to M.K. by Lawrence Breen. More details and elaborations will follow in a forthcoming publication by B.N.
1.1 8.1 Notation
In what follows G is a group and M is a left G-module. The action is denoted by \({}^{a}\!{m}\). The left conjugation action of \(a\in G\) on G is denoted \({\text {Ad}}_a(x)=axa^{-1}\). We have an induced right action on n-cochains \(f \, G^{n} \rightarrow M\) given by
Here, \(\mathbf {g} \in G^n\) is an n-chain, and \({\text {Ad}}_a\mathbf {g}\) is defined componentwise.
In what follows, [n] stands for the ordered set \(\{0,1,\ldots ,n\}\), viewed as a category.
1.2 8.2 Idea
The above action on cochains respects the differential, hence passes to cohomology. It is well known that the induced action on cohomology is trivial. That is, given an n-cocycle f and any element \(a\in G\), the difference \(f^a - f\) is a coboundary. In this appendix we explain how to construct an \((n-1)\)-cochain \(h_{a,f}\) such that \(d(h_{a,f})=f^a- f\). The construction, presumably well known, uses standard ideas from simplicial homotopy theory [26, Sect. 1]. The general case of this construction, as well as the missing proofs of some of the statements in this appendix will appear in a separate article.
Let \(\mathcal {G}\) denote the one-object category (in fact, groupoid) with morphisms G. For an element \(a \in G\), we have an action of a on \(\mathcal {G}\) which, by abuse of notation, we will denote again by \({\text {Ad}}_{a}: \mathcal {G}\rightarrow \mathcal {G}\); it fixes the unique object and acts on morphisms by conjugation by a.
The main point in the construction of the cochain \(h_{a,f}\) is that there is a “homotopy” (more precisely, a natural transformation) \(H_a\) from the identity functor id: \(\mathcal {G}\rightarrow \mathcal {G}\) to \({\text {Ad}}_a: \mathcal {G}\rightarrow \mathcal {G}\). The homotopy between \({\text {id}}\) and \({\text {Ad}}_a\) is given by the functor \(H_a: \mathcal {G}\times [1] \rightarrow \mathcal {G}\) defined by
It is useful to visualise the category \(\mathcal {G}\times [1]\) as
1.3 8.3 Cohomology of Categories
We will use multiplicative notation for morphisms in a category, namely, the composition of g: \(x \rightarrow y\) with h: \(y \rightarrow z\) is denoted gh: \(x \rightarrow z\).
Let \(\mathcal {C}\) be a small category and M a left \(\mathcal {C}\)-module, that is, a functor M : \(\mathcal {C}^{\text {op}} \rightarrow \mathbf {Ab}\), \( x \mapsto M_x\), to the category of abelian groups (or your favorite linear category). Note that when \(\mathcal {G}\) is as above, this is nothing but a left G-module in the usual sense. For an arrow g: \(x \rightarrow y\) in \(\mathcal {C}\), we denote the induced map \(M_y \rightarrow M_x\) by \(m \mapsto {}^{g}\!{m}\).
Let \(\mathcal {C}^{[n]}\) denote the set of all n-tuples \(\mathbf {g}\) of composable arrows in \(\mathcal {C}\),
We refer to such a \(\mathbf {g}\) as an n -cell in \(\mathcal {C}\); this is the same thing as a functor \([n] \rightarrow \mathcal {C}\), which we will denote, by abuse of notation, again by \(\mathbf {g}\).
An n-chain in \(\mathcal {C}\) is an element in the free abelian group \({\text {C}}_n(\mathcal {C},\mathbb {Z})\) generated by the set \(\mathcal {C}^{[n]}\) of n-cells. For an n-cell \(\mathbf {g}\) as above, we let \(s\mathbf {g}\in {\text {Ob}}\mathcal {C}\) denote the source of \(g_1\).
By an n-cochain on \(\mathcal {C}\) with values in M we mean a map f that assigns to any n-cell \(\mathbf {g}\in \mathcal {C}^{[n]}\) an element in \(M_{s\mathbf {g}}\). Note that, by linear extension, we can evaluate f on any n-chain in which all n-cells share a common source point.
The n-cochains form an abelian group \({\text {C}}^n(\mathcal {C},M)\). The cohomology groups \({\text {H}}^n(\mathcal {C},M)\), \(n\ge 0\), are defined using the cohomology complex \({\text {C}}^{\bullet }(\mathcal {C},M)\):
where the differential
is defined by
A left G-module M in the usual sense gives rise to a left module on \(\mathcal {G}\), which we denote again by M. We sometimes denote \({\text {C}}^{\bullet }(\mathcal {G},M)\) by \({\text {C}}^{\bullet }(G,M)\). Note that the corresponding cohomology groups coincide with the group cohomology \({\text {H}}^n(G,M)\).
The cohomology complex \({\text {C}}^{\bullet }(\mathcal {C},M)\) and the cohomology groups \({\text {H}}^n(\mathcal {C},M)\) are functorial in M. They are also functorial in \(\mathcal {C}\) in the following sense. A functor \(\varphi \) : \(\mathcal {D}\rightarrow \mathcal {C}\) gives rise to a \(\mathcal {D}\)-module \(\varphi ^*M:=M\circ \varphi \, \mathcal {D}^{op} \rightarrow \mathbf {Ab}\). We have a map of complexes
which gives rise to the maps
on cohomology, for all \(n\ge 0\).
1.4 8.4 Definition of the Cochains \(h_{a,f}\)
The flexibility we gain by working with chains on general categories allows us to import standard ideas from topology to this setting. The following definition of the cochains \(h_{a,f}\) is an imitation of a well known construction in topology.
Let \(f \in {\text {C}}^{n+1}(G,M)\) be an \((n+1)\)-cochain, and \(a \in G\) an element. Let \(H_a\) :\(\, \mathcal {G}\times [1] \rightarrow \mathcal {G}\) be the corresponding natural transformation. We define \(h_{a,f} \in {\text {C}}^{n}(G,M)\) by
Here, \(\mathbf {g}\in \mathcal {C}^{[n]}\) is an n-cell in \(\mathcal {G}\), so \(\mathbf {g}\times [1]\) is an \((n+1)\)-chain in \(\mathcal {G}\times [1]\), namely, the cylinder over \(\mathbf {g}\).
To be more precise, we are using the notation \(\mathbf {g}\times [1]\) for the image of the fundamental class of \([n]\times [1]\) in \(\mathcal {G}\times [1]\) under the functor \(\mathbf {g}\times [1] \, [n]\times [1] \rightarrow \mathcal {G}\times [1]\). We visualize \([n]\times [1]\) as
Its fundamental class is the alternating sum of the \((n+1)\)-cells
in \([n]\times [1]\), for \(0\le r \le n\). Therefore,
The following proposition can be proved using a variant of Stokes’ formula for cochains.
Proposition 8.1
The graded map \(h_{-,a}\!:\, {\text {C}}^{\bullet +1}(G, M) \rightarrow {\text {C}}^{\bullet }(G,M)\) is a chain homotopy between the chain maps
That is,
for every \((n+1)\)-cochain f. In particular, if f is an \((n+1)\)-cocycle, then \(d(h_{a,f}) = f^a - f\).
1.5 8.5 Composing Natural Transformations
Given an \((n+1)\)-cochain f, and elements \(a,b \in G\), we can construct three n-cochains: \(h_{a,f}\), \(h_{b,f}\) and \(h_{ab,f}\). A natural question to ask is whether these three cochains satisfy a cocycle condition. It turns out that the answer is yes, but only up to a coboundary \(dh_{a,b,f}\). Below we explain how \(h_{a,b,f}\) is constructed. In fact, we construct cochains \(h_{a_1,\ldots ,a_k,f}\), for any k elements \(a_i \in G\), \(1\le i \le k\), and study their relationship.
Let \(f \in {\text {C}}^{n+k}(G,M)\) be an \((n+k)\)-cochain. Let \(\mathbf {a}=(a_1,\ldots ,a_k)\in G^{\times k}\). Consider the category \(\mathcal {G}\times [k]\),
Let \(H_{\mathbf {a}}: \, \mathcal {G}\times [k] \rightarrow \mathcal {G}\) be the functor such that \(\iota _i \mapsto a_{k-i}^{-1}\) and \(H_{\mathbf {a}}|_{\{0\}}={\text {id}}_G\). (So, \(H_{\mathbf {a}}|_{\{k-i\}}={\text {Ad}}_{a_{i+1}\cdots a_k}\).) Define \(h_{\mathbf {a},f} \in {\text {C}}^{n}(G,M)\) by
Here, \(\mathbf {g}\in \mathcal {C}^{[n]}\) is an n-cell in \(\mathcal {G}\), so \(\mathbf {g}\times [k]\) is an \((n+k)\)-chain in \(\mathcal {G}\times [k]\).
To be more precise, we are using the notation \(\mathbf {g}\times [k]\) for the image of the fundamental class of \([n]\times [k]\) in \(\mathcal {G}\times [k]\) under the functor \(\mathbf {g}\times [k] \, [n]\times [k] \rightarrow \mathcal {G}\times [k]\). We visualize \([n]\times [k]\) as
Its fundamental class is the \((n+k)\)-chain
where P runs over (length \(n+k\)) paths starting from (0, 0) and ending in (n, k). Note that such paths correspond to (k, n) shuffles; |P| stands for the parity of the shuffle (which is the same as the number of squares above the path in the \(n\times k\) grid).
The most economical way to describe the relations between various \(h_{\mathbf {a},f}\) is in terms of the cohomology complex of the right module
Here, \(\underline{{{\text {Hom}}}}\) stands for the enriched hom in the category of chain complexes, and the right action of G on \(\mathbb {M}^{\bullet }\) is induced from the right action \(f \mapsto f^a\) of G on the \({\text {C}}^{\bullet }(G,M)\) sitting on the right. The differential on \(\mathbb {M}^{\bullet }\) is defined by
where |u| is the degree of the homogeneous \(u \in {\text {C}}^{\bullet }(G,M)\).
Note that, for every \(\mathbf {a}\in G^{\times k}\), we have \(h_{\mathbf {a},f} \in \mathbb {M}^{-k}\). This defines a k-cochain on G of degree \(-k\) with values in \(\mathbb {M}^{\bullet }\),
We set \(h^{(-1)}:=0\). Note that \(h^{(0)}\) is the element in \(\mathbb {M}^{0}\) corresponding to the identity map id: \({\text {C}}^{\bullet }(G,M) \rightarrow {\text {C}}^{\bullet }(G,M)\).
The relations between various \(h_{\mathbf {a},f}\) can be packaged in a simple differential relation. As in the case \(k=0\) discussed in Proposition 8.1, this proposition can be proved using a variant of Stokes’ formula for cochains.
Proposition 8.2
For every \(k \ge -1\), we have \(d_{\mathbb {M}^{\bullet }}(h^{(k+1)})=d(h^{(k)})\).
In the above formula, the term \(d_{\mathbb {M}^{\bullet }}(h^{(k+1)})\) means that we apply \(d_{\mathbb {M}^{\bullet }}\) to the values (in \(\mathbb {M}^{\bullet }\)) of the cochain \(h^{(k+1)}\). The differential on the right hand side of the formula is the differential of the cohomology complex \({\text {C}}^{\bullet }(G,\mathbb {M}^{\bullet })\) of the (graded) right G-module \(\mathbb {M}^{\bullet }\).
More explicitly, let \(f\in {\text {C}}^{n+k}(G,M)\) be an \((n+k)\)-cochain. Then, Proposition 8.2 states that, for every \(\mathbf {a}\in G^{\times (k+1)}\), we have the following equality of n-cochains:
Corollary 8.3
Let \(f\in {\text {C}}^{n+k}(G,M)\) be an \((n+k)\)-cocycle. Then, for every \(\mathbf {a}\in G^{\times (k+1)}\), the n-cochain
is a coboundary. In fact, it is the coboundary of \(-h_{a_1,\ldots ,a_{k+1},f}\).
Example 8.4
Let us examine Corollary 8.3 for small values of k.
-
(i)
For \(k=0\), the statement is that, for every cocycle f, \(f-f^a\) is a coboundary. In fact, it is the coboundary of \(-h_{f,a}\). We have already seen this in Proposition 8.1.
-
(ii)
For \(k=1\), the statement is that, for every cocycle f, the cochain
$$\begin{aligned} h_{b,f}-h_{ab,f}+h_{a,f}^b \end{aligned}$$is a coboundary. In fact, it is the coboundary of \(-h_{a,b,f}\).
1.6 8.6 Explicit Formula for \(h_{a_1,\ldots ,a_k,f}\)
Let f:\(\, G^{\times (n+k)} \rightarrow M\) be an \((n+k)\)-cochain, and \(\mathbf {a}:=(a_1,a_2,\ldots ,a_{k}) \in G^{\times k}\). Then, by Eq. (8.3), the effect of the n-cochain \(h_{a_1,\ldots ,a_k,f}\) on an n-tuple \(\mathbf {x}:=(x_0,x_1,\ldots ,x_{n-1}) \in G^{\times n}\) is given by:
where \(\mathbf {x}^{P}\) is the \((n+k)\)-tuple obtained by the following procedure.
Recall that P is a path from (0, 0) to (n, k) in the n by k grid. The \(l^{\text {th}}\) component \(\mathbf {x}^{P}_l\) of \(\mathbf {x}^{P}\) is determined by the \(l^{\text {th}}\) segment on the path P. Namely, suppose that the coordinates of the starting point of this segment are (s, t). Then,
if the segment is vertical, and
if the segment is horizontal. Here, we use the convention that \(a_0=1\).
The following example helps visualize \(\mathbf {x}^{P}\):
The corresponding term is
The sign of the path is determined by the parity of the number of squares in the n by k grid that sit above the path P (in this case 15).
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Chung, HJ., Kim, D., Kim, M., Park, J., Yoo, H. (2020). Arithmetic Chern–Simons Theory II. In: Bhatt, B., Olsson, M. (eds) p-adic Hodge Theory. Simons Symposia. Springer, Cham. https://doi.org/10.1007/978-3-030-43844-9_3
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DOI: https://doi.org/10.1007/978-3-030-43844-9_3
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