Abstract
The aim of this paper is to evaluate the performance of the main Spanish and Portuguese containers ports observing if they are operating below their production capabilities during the period between 2008–2017. To achieve this, one possible method is to calculate DEA (Data Envelopment Analysis) efficiency, the scale efficiency targets, and in order to consider the variability across different samples a bootstrap scheme has been applied.
The results showed that the DEA Bootstrap-based approach cannot only select as suitable a unit which accords with a port’s actual input capabilities, but also provide a more accurate result. The bootstrapped results indicate that all ports have no need to develop future investments to expand port infrastructure. The proposed DEA Bootstrap-based approach provides useful implications in the robust measurement of port efficiency considering different samples.
The study proves the usefulness of this approach as a decision-making tool in port efficiency. This study is one of the first studies to apply bootstrap to measure port efficiency under the background of Spain and Portugal case. In the first stage, two models of Data Envelopment Analysis (DEA) have been used to obtain the Pure Technical, and the Technical and Scale Efficiency, both the input-oriented option: Constant Return Scale (CCR) and Variable Return Scale (BCC). In a second stage, the bootstrap method has been applied in order to determine efficiency rankings of Iberian Peninsula container ports taking into consideration different samples. Confidence interval estimates of efficiency for each port are reported. This paper provides useful insights into the application of a DEA Bootstrap-based as a modelling tool to aid decision making in measuring port efficiency.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
References
Barros, C.P., Athanassiou, M.: Efficiency in European seaports with DEA: evidence from Greece and Portugal. Marit. Econ. Logist. 6(2), 122–140 (2004)
Barros, C.P.: The measurement of efficiency of Portuguese sea port authorities with DEA. Int. J. Transport Econ. 30(3), 335–354 (2003)
Barros, C.P., Assaf, A., Ibiwoye, A.: Bootstrapped technical efficiency of African seaports. Essays Port Econ. Contrib. Econ. 237–250 (2010)
Bichou, K.: A two-stage supply chain DEA model for measuring container-terminal efficiency. Int. J. Shipp. Transp. Logist. 3(1), 6–26 (2011)
Bichou, K.: An empirical study of the impacts of operating and market conditions on container-port efficiency and benchmarking. Res. Transp. Econ. 42, 28–37 (2012)
Brümmer, B.: Estimating confidence intervals for technical efficiency: the case of private farms in Slovenia. Eur. Rev. Agric. Econ. 28(3), 285–306 (2001)
Carvalho, P., Marques, R.C., Fonseca, A., Simoes, P.: Governance and comparative performance of Iberian peninsula seaports: an application of non-parametric techniques. Int. J. Transp. Econ. Riv. Int. Econ. Trasp. 37(1), 31–51 (2010)
Charnes, A., Cooper, W., Rhodes, E.: Measuring the efficiency of decision making units. Eur. J. Oper. Res. 2(6), 429–444 (1978)
Cullinane, K., Wang, T.-F.: Data envelopment analysis (DEA) and improving container port efficiency. Res. Transp. Econ. 17, 517–566 (2006)
Cullinane, K., Song, D.-W., Ji, P., Wang, T.F.: An application of DEA windows analysis to container port production efficiency. Rev. Netw. Econ. 3(2) (2004)
Farrell, M.J.: The measurement of productive efficiency. J. Roy. Stat. Soc.: Ser. A (General) 120(3), 253–290 (1957)
Gil Ropero, A., Cerbán Jiménez, M., Turias Dominguez, I.J.: Analysis of the global and technical efficiencies of major Spanish container ports. Int. J. Transp. Econ. 3, 377–407 (2015)
Güner, S.: Investigating infrastructure, superstructure, operating and financial efficiency in the management of Turkish seaports using data envelopment analysis. Transp. Policy 40, 36–48 (2015)
Gutierrez, E., Lozano, S., Furió, S.: Evaluating efficiency of international container shipping lines: a bootstrap DEA approach. Marit. Econ. Logist. 16(1), 55–71 (2014)
Hung, S.-W., Lu, W.-M., Wang, T.-P.: Benchmarking the operating efficiency of Asia container ports. Eur. J. Oper. Res. 203, 706–713 (2010)
Korostelev, A., Simar, L., Tsybakov, A.B.: On estimation of monotone and convex boundaries. Pub. Inst. Stat. Univ. Paris, 39(1), 3–18 (1995a)
Manski, C.F.: Analog Estimation Methods in Econometrics. Department of Economics, University of Wisconsin (1988)
Martinez-Budria, E., Diaz-Armas, R., Navarro-Ibanez, M., Ravelo-Mesa, T.: A study of the efficiency of spanish port authorities using data envelopment analysis. Int. J. Transp. Econ. Riv. Int. Econ. Trasp. 26(2), 237–253 (1999)
Rhodes, E.: Data envelopment analysis and related approaches for measuring the efficiency of decision making units with an application to program follow through in US education. Unpublished doctoral dissertation, Carnegie-Mellon University School of Urban and Public Affairs, Pittsburgh, PA (1978)
Simar, L., Wilson, P.: Sensitivity analysis of efficiency scores: how to bootstrap in nonparametric frontier models. Manage. Sci. 44(1), 49–61 (1998)
Simar, L., Wilson, P.W.: Performance of the bootstrap for DEA estimators and iterating the Principle. Dépôt Institutionnel de l’Académie “Louvain”, Working Paper (1999)
Simar, L., Wilson, P.W.: A general methodology for bootstrapping in nonparametric frontier models. J. Appl. Stat. 27(6), 779–802 (2000a)
Wan, Y., Yuen, A.C.L., Zhang, A.: Effects of Hinterland Accessibility on U.S. Container Port Efficiency. International Forum on Shipping, Ports and Airports. (IFSPA 2012), 271–279 (2012)
Wu, J., Yan, H., Liu, J.: DEA models for identifying sensitive performance measures in container port evaluation. Marit. Econ. Logist. 12(3), 215–236 (2010)
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Rights and permissions
Copyright information
© 2020 Springer Nature Switzerland AG
About this paper
Cite this paper
Ropero, A.G., Turias, I.J., del Mar Cerbán, M. (2020). Analysis of Bootstrapped Operating Efficiency in Container Ports. A Case Study in Spain and Portugal. In: Monteiro, J., et al. INCREaSE 2019. INCREaSE 2019. Springer, Cham. https://doi.org/10.1007/978-3-030-30938-1_42
Download citation
DOI: https://doi.org/10.1007/978-3-030-30938-1_42
Published:
Publisher Name: Springer, Cham
Print ISBN: 978-3-030-30937-4
Online ISBN: 978-3-030-30938-1
eBook Packages: EnergyEnergy (R0)