Skip to main content

Taking Forward Human Factors and Ergonomics Integration in NHS Scotland: Progress and Challenges

  • Conference paper
  • First Online:
Health and Social Care Systems of the Future: Demographic Changes, Digital Age and Human Factors (HEPS 2019)

Part of the book series: Advances in Intelligent Systems and Computing ((AISC,volume 1012))

Included in the following conference series:

  • 682 Accesses

Abstract

The failure of healthcare systems leads to multiple problems including avoidable patient harms, poor care experiences, psychological impacts on the workforce and costly medico-legal litigation. The urgent need for HFE to be routinely embedded in national healthcare systems is strongly advocated by leading international institutions to better inform solutions to these issues, but policy progress is limited. NHS Scotland has a significant track record in HFE-related research and development, particularly in embedding related principles in education, non-technical skills assessment and training, system-wide hazard identification, learning from safety incidents, measuring safety climate, and integration with quality improvement. However, this work has evolved on an ad hoc basis with no strategic plan for national integration of HFE in priority areas of healthcare policy and practice. To address this gap, four stakeholder workshops with 144 participants representing 27 organisations led to agreement on five priority areas where HFE could ‘add value’: 1. Building workforce capacity and capability by embedding HFE in education and training; 2. Integrating systems thinking into how teams learn from ‘significant events’; 3. Ensuring buildings and workspaces are designed for safety and wellbeing; and adhering to design principles in healthcare technology procurement; 4. Embedding HFE in the design of national safety and improvement programmes; and 5. Exploring the role of a future national HFE expert advisory board to support NHS Scotland. Next steps include engagement with strategic decision-makers (e.g. medical directors, chief executive officers, board members) to inform, influence and ultimately broker the formal integration of HFE in NHS Scotland policy.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 169.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 219.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  1. Health Foundation: Evidence scan: levels of harm. https://www.health.org.uk/sites/default/files/LevelsOfHarm_0.pdf. Last accessed 19 Feb 2019

  2. Vincent, C., Neale, G., Woloshynowych, M.: Adverse events in British hospitals: preliminary retrospective record review. BMJ 322, 517 (2001)

    Article  Google Scholar 

  3. House of Commons Health Committee: Sixth Report – Patient Safety. House of Commons, London, UK (2009)

    Google Scholar 

  4. Hignett, S., Lang, A., Pickup, L., Ives, C., Fray, M., McKeown, C., Tapley, S., Woodward, M., Bowie, P.: More holes than cheese. What prevents the delivery of effective, high quality, and safe healthcare in NHS England? Ergonomics 61(1), 5–14 (2018)

    Google Scholar 

  5. Carayon, P., Wetterneck, T.B., Rivera-Rodriguez, A.J., et al.: Human factors systems approach to healthcare quality and patient safety. Appl. Ergon. (2013)

    Google Scholar 

  6. Gurses, A.P., Ozok, A.A., Pronovost, P.: Time to accelerate human factors and ergonomics in patient safety. BMJ Qual. Saf. 21, 347–351 (2012)

    Article  Google Scholar 

  7. World Health Organisation: Human factors in patient safety: review of topics and tools. https://www.who.int/patientsafety/research/methods_measures/human_factors/human_factors_review.pdf. Last accessed 18 March 2019

  8. European Union: Assuring the quality of healthcare in the European Union: a case for action. http://www.euro.who.int/__data/assets/pdf_file/0007/98233/E91397.pdf. Last accessed 18 March 2019

  9. Academy of Medical Royal Colleges: Patient safety. http://www.aomrc.org.uk/patient-safety/. Last accessed 18 March 2019

  10. Royal College of Nursing: Patient safety and human factors. https://www.rcn.org.uk/clinical-topics/patient-safety-and-human-factors. Last accessed 18 March 2019

  11. Institute for Healthcare Improvement: Patient safety (102): human factors and safety. http://www.ihi.org/education/ihiopenschool/Courses/Documents/SummaryDocuments/PS%20102%20SummaryFINAL.pdf. Last accessed 18 March 2019

  12. Wooldridge, A., Carayon, P., Hundt, A.S., Hoonakker, P.L.T.: SEIPS-based process modeling in primary care. Appl. Ergon. 60, 240–254 (2017)

    Article  Google Scholar 

  13. Xie, A., Carayon, P., Cox, E.D., Cartmill, R., Li, Y., Wetterneck, T.B., Kelly, M.M.: Application of participatory ergonomics to the redesign of the family-centred rounds process. Ergonomics 58(10) (2015)

    Article  Google Scholar 

  14. Hignett, S., Occhipinti, E., Battevi, N., Tamminen-Peter, L., Fray, M., Waaijer, E., Knibbe, H., Jäger, M.: International consensus on manual handling of people in the healthcare sector: technical report ISO/TR 12296. Int. J. Ind. Ergon. 44(1), 191–195 (2014)

    Article  Google Scholar 

  15. Hignett, S., Sands, G., Fray, M.J., Xanthopoulou, D., Healey, F., Griffiths, P.: Which bed designs and patient characteristics increase bed rail use? J. Age Ageing 42, 531–535, Publication date 22 Mar 2013. https://doi.org/10.1093/ageing/aft040

    Article  Google Scholar 

  16. Leveson, N.: Engineering a safer world: systems thinking applied to safety. MIT Press, Cambridge, MA (2011)

    Google Scholar 

  17. Waterson, P., Catchpole, K.: Human factors in healthcare: welcome progress, but still scratching the surface. BMJ Qual. Saf. 25, 480–484 (2016)

    Article  Google Scholar 

  18. Russ, A., Fairbanks, R.J., Karsh, B.T., et al.: The science of human factors: separating fact from fiction. BMJ Qual. Saf. 22, 802–808 (2013)

    Article  Google Scholar 

  19. Catchpole, K.: Spreading human factors expertise in healthcare: untangling the knots in people and systems. BMJ Qual. Saf. 22, 793–797 (2013)

    Article  Google Scholar 

  20. NHS England: Human factors in healthcare - A concordat from the national quality board. https://www.england.nhs.uk/wp-content/uploads/2013/11/nqb-hum-fact-concord.pdf. Last accessed 18 March 2019

  21. Chartered Institute of Ergonomics and Human Factors: White paper: human factors for health and social care. https://www.ergonomics.org.uk/healthcare. Last accessed 18 March 2019

  22. Vosper, H., Hignett, S., Bowie, P.: Twelve tips for embedding human factors and ergonomics principles in healthcare education. Med. Teach. 40(4), 357–363 (2017)

    Article  Google Scholar 

  23. McKay, J., Pickup, L., Atkinson, S., McNab, D., Bowie, P.: Human factors in general practice - Early thoughts on the educational focus for specialty training and beyond. Educ. Prim. Care 27(3) (2016)

    Article  Google Scholar 

  24. Vosper, H., Hignett, S.: A review of human factors and patient safety education in pharmacy curricula: a UK undergraduate perspective with lessons for pharmacy education. Am. J. Pharm. Educ. 82(3) (2017)

    Google Scholar 

  25. Ahmed, M., Arora, S., McKay, J., Long, S., Vincent, C., Kelly, M., Sevdalis, N., Bowie, P.: Patient safety skills in primary care: a national survey of GP educators. BMC Fam. Pract. 15(1) (2014)

    Google Scholar 

  26. Mercer, S.J., Moneypenny, M.J., Fredy, O., Guha, A.: What should be included in a simulation course for anaesthetists? The merseyside trainee perspective. Eur. J. Anaesthesiol. 29(3), 137–142 (2012)

    Article  Google Scholar 

  27. Youngson, G.G.: Nontechnical skills in pediatric surgery: factors influencing operative performance. J. Pediatr. Surg. 51(2), 226–230 (2016). https://doi.org/10.1016/j.jpedsurg.2015.10.062

    Article  Google Scholar 

  28. Youngson, G., Paterson-Brown, S., Russ, S.: Response to: ‘Lack of standardisation between specialties for human factors content in postgraduate surgical training: an analysis of specialty curricula in the UK’ by Greig et al. BMJ Qual. Saf. 25(2):131–132 (2016). https://doi.org/10.1136/bmjqs-2015-004935

    Google Scholar 

  29. Yule, S., Rowley, D., Flin, R., Maran, N., Youngson, G., Duncan, J., Paterson-Brown, S.: Experience matters: comparing novice and expert ratings of non-technical skills using the NOTSS system. ANZ J. Surg. 79(3), 154–160 (2009)

    Article  Google Scholar 

  30. Yule, S., Flin, R., Maran, N., Rowley, D., Youngson, G., Paterson-Brown, S.: Surgeons’ non-technical skills in the operating room: reliability testing of the NOTSS behavior rating system. World J. Surg. 32(4), 548–556 (2008)

    Article  Google Scholar 

  31. Shields, A., Flin, R.: Paramedics’ non-technical skills: a literature review. Emerg. Med. J. 30(5), 350–354 (2013)

    Article  Google Scholar 

  32. Flin, R., Mitchell, L., McLeod, B.: Non-technical skills of the scrub practitioner: the SPLINTS system. ORNAC J. 32(3), 33–38 (2014)

    Google Scholar 

  33. Mitchell, L., Flin, R., Yule, S., Mitchell, J., Coutts, K., Youngson, G.: Development of a behavioural marker system for scrub practitioners’ non-technical skills (SPLINTS system). J. Eval. Clin. Pract. 19(2), 317–323 (2013)

    Article  Google Scholar 

  34. Mitchell, L., Flin, R., Yule, S., Mitchell, J., Coutts, K., Youngson, G.: Evaluation of the scrub practitioners’ list of intraoperative non-technical skills system. Int. J. Nurs. Stud. 49(2), 201–211 (2012)

    Article  Google Scholar 

  35. Flin, R., Patey, R., Glavin, R., Maran, N.: Anaesthetists’ non-technical skills. Br. J. Anaesth. 105(1), 38–44 (2010)

    Article  Google Scholar 

  36. Manser, T., Foster, S., Flin, R., Patey, R.: Team communication during patient handover from the operating room: more than facts and figures. Hum. Factors 55(1), 138–156 (2013)

    Article  Google Scholar 

  37. Flin, R., Patey, R.: Non-technical skills for anaesthetists: developing and applying ANTS. Best Pract. Res. Clin. Anaesthesiol. 25(2), 215–227 (2011)

    Article  Google Scholar 

  38. Patey, R., Flin, R., Fletcher, G., Maran, N., Glavin, R.: Developing a taxonomy of anesthetists’ nontechnical skills (ANTS). In: Henriksen, K., Battles, J.B., Marks, E.S., Lewin, D.I. (eds.) Advances in Patient Safety: From Research to Implementation (Volume 4: Programs, Tools, and Products). Rockville (MD): Agency for Healthcare Research and Quality (US) (2005)

    Google Scholar 

  39. Bowie, P., McNaughton, E., Bruce, D., et al.: Enhancing the effectiveness of significant event analysis: exploring personal impact and applying systems thinking. J. Contin. Educ. Health Prof. 36(3), 195–205 (2016)

    Article  Google Scholar 

  40. Kumar, M., Bowie, P.: Practice guide for mortality and morbidity meetings. Healthcare Improvement Scotland. Edinburgh, UK (2016)

    Google Scholar 

  41. McNab, D., Bowie, P., Ross, A., Morrison, J.: Understanding and responding when things go wrong: key principles for primary care educators. Educ. Prim. Care 27(4), 258–266 (2016)

    Article  Google Scholar 

  42. McNab, D., Bowie, P., Morrison, J., Ross, A.: Understanding patient safety performance and educational needs using the ‘Safety-II’ approach for complex systems. Education for Primary Care. https://doi.org/10.1080/14739879.2016.1246068

    Article  Google Scholar 

  43. de Wet, C., Spence, W., Mash, R., Johnson, P., Bowie, P.: The development and psychometric evaluation of a safety climate measure for primary care. Qual. Saf. Health Care 19(6), 578–584 (2010)

    Google Scholar 

  44. Newham, R., Bennie, M., Maxwell, D., Watson, A., de Wet, C., Bowie, P.: Development and psychometric testing of an instrument to measure safety climate perceptions in community pharmacy. J. Eval. Clin. Pract. 20(6) (2014)

    Article  Google Scholar 

  45. Alsalem, G., Bowie, P., Morrison, J.: Assessing safety climate in acute hospital settings: a systematic review of the adequacy of the psychometric properties of survey measurement tools. BMC Health Serv. Res. 18(1), 353 (2018)

    Google Scholar 

  46. Bowie, P., McKay, J., Kelly, M.: Maximising harm reduction in early specialty training for general practice: validation of a safety checklist. BMC Fam. Pract. 21(13), 62 (2012)

    Article  Google Scholar 

  47. Bowie, P., Ferguson, J., Macleod, M., et al.: Participatory design of a preliminary safety checklist for general practice. Br. J. Gen. Pract. 65(634) (2015)

    Article  Google Scholar 

  48. Bowie, P., Halley, L., Gillies, J., Houston, N., de Wet, C.: Searching primary care records for predefined triggers may expose latent risks and adverse events. Clin. Risk 18(1) (2012). https://doi.org/10.1258/cr.2012.011055

    Article  Google Scholar 

  49. de Wet, C., Black, C., Luty, S., McKay, J., O’Donnell, K., Bowie, P.: Implementation of the trigger review method in Scottish general practices: patient safety outcomes and potential for quality improvement. BMJ Qual. Saf. 26(4), 335–342 (2017)

    Article  Google Scholar 

  50. de Wet, C., O’Donnell, C., Bowie, P.: Developing a preliminary ‘never event’ list for general practice using consensus-building methods. Br. J. Gen. Pract. 64(620), e159–e167 (2014)

    Article  Google Scholar 

  51. Black, I., Bowie, P.: Patient safety in primary care dentistry: development of a candidate ‘never event’ list to support team learning and system improvements. Br. Dent. J. 222(10), 782–788 (2017)

    Article  Google Scholar 

  52. Geraghty, A., Ferguson, L., McIlhinney, C., Bowie, P.: Incidence of wrong site surgery list errors over a two-year period in a single NHS board. J. Patient Saf. (2017). https://doi.org/10.1097/pts.0000000000000426. (Epub ahead of print)

  53. Hignett, S., Lang, A., Pickup, L., Ives, C., Fray, M., McKeown, C., Tapley, S., Woodward, M., Bowie, P.: More holes than cheese. What prevents the delivery of effective, high quality, and safe healthcare in England? Ergonomics https://doi.org/10.1080/00140139.2016.1245446

    Article  Google Scholar 

  54. Bowie, P., Forrest, E., Price, J., Verstappen, W., Cunningham, D., Halley, L., Grant, S., Kelly, M., McKay, J.: Good practice statements on safe laboratory testing: a mixed methods study by the LINNEAUS collaboration on patient safety in primary care. Eur. J. Gen. Pract. 21(Suppl 1) (2015). https://doi.org/10.3109/13814788.2015.1043724

    Article  Google Scholar 

  55. Hignett, S., Jones, E., Miller, D., Wolf, L., Modi, C., Shahzad, W., Banerjee, J., Buckle, P., Catchpole, K.: Human factors & ergonomics and quality improvement science: integrating approaches for safety in healthcare. BMJ Qual. Saf. 24(4), 250–254 (2015)

    Article  Google Scholar 

  56. McNab, D., Freestone, J., Black, C., Carson-Stevens, A., Bowie, P.: Participatory design of an improvement intervention for the primary care management of possible sepsis using the functional resonance analysis method. BMC Med. 16(1), 174 (2018)

    Article  Google Scholar 

  57. Pickup, L., Atkinson, S., Hollnagel, E., Bowie, P., Gray, S., Rawlinson, S., Forrester, K.: Blood sampling - Two sides to the story. Appl. Ergon. (2017) 55, 234–242

    Article  Google Scholar 

  58. Pickup, L., Nugent, B., Bowie, P.: A preliminary ergonomic analysis of the MRI work system environment: implications and recommendations for safety and design. Radiography (in press)

    Google Scholar 

  59. Grant, S., Checkland, K., Guthrie, B., Bowie, P.: The role of informal dimensions of safety in high-volume organisational routines: an ethnographic study of test results handling in UK general practice. Implement. Sci. 12(56) (2017)

    Google Scholar 

  60. Bowie, P., Price, J., Hepworth, N., Dinwoodie, M., McKay, J.: System hazards in managing laboratory test requests and results in primary care: medical protection database analysis and conceptual model. BMJ Open 5(e008968) (2015). https://doi.org/10.1136/bmjopen-2015-008968

    Article  Google Scholar 

  61. McNab, D., McKay, J., Shorrock, S., Luty, S., Bowie, P.: The development and application of ‘systems thinking’ principles to improve everyday work in healthcare. SKIRC Technical Report: NHS Education for Scotland, Edinburgh (2019)

    Google Scholar 

Download references

Acknowledgements

We wish to offer sincere thanks to all past and future stakeholder workshop participants for their significant contributions to this evolving work. We also acknowledge and thank the following individuals who have been instrumental in providing leadership, expert support and advice on this national development work: Prof. George Youngson, Dr. Helen Vosper, Dr. Michael Moneypenny, Dr. Ben Shippey, Mr. Craig McIlhenny, Dr. Shelly Jeffcott, Mr. Manoj Kumar, Dr. Nikki Maran, Dr. Al Ross, Dr. Steve Shorrock, Dr. Neil Clark, Prof. Rona Patey, Prof. Rhona Flin, Prof. Rowan Parks, Prof. Sue Hignett, Prof. Ron McLeod, Prof. Jean Ker, Dr. Laura Pickup, Dr. Wendy Russell, Mr. Alistair Geraghty, Dr. Duncan McNab and Dr. John McKay.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Paul Bowie .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2019 Springer Nature Switzerland AG

About this paper

Check for updates. Verify currency and authenticity via CrossMark

Cite this paper

Bowie, P., Paterson-Brown, S. (2019). Taking Forward Human Factors and Ergonomics Integration in NHS Scotland: Progress and Challenges. In: Cotrim, T., Serranheira, F., Sousa, P., Hignett, S., Albolino, S., Tartaglia, R. (eds) Health and Social Care Systems of the Future: Demographic Changes, Digital Age and Human Factors. HEPS 2019. Advances in Intelligent Systems and Computing, vol 1012. Springer, Cham. https://doi.org/10.1007/978-3-030-24067-7_1

Download citation

Publish with us

Policies and ethics