Skip to main content

Assessment of Capability and Capacity

  • Chapter
  • First Online:
Geriatric Practice
  • 2489 Accesses

Abstract

To fully respect patient autonomy, clinicians must incorporate patient input into decision-making about medical therapies and treatments. Physicians work together with patients to formulate treatment plans based on patients’ values. Decision-making capacity, a requirement for informed consent to a treatment or procedure, is assumed unless proven otherwise. Diseases that affect cognitive ability, such as dementia or mental illness, may affect decision-making capacity and require a formal assessment. The most common approach to determining capacity involves assessing four elements of decision-making capacity: (1) communicating a choice, (2) understanding relevant information, (3) appreciating a situation and its consequences, and (4) demonstrating rational reasoning. Patients may prove to have capacity to make some decisions but not others, depending on the complexity of the decision. If a patient is deemed to lack decision-making capacity, then a surrogate must be identified to act in his or her place.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 99.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 129.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 199.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

References

  1. Alsan M, Wanamaker M. Tuskegee and the Health of Black Men. Q J Econ. 2018;133(1):407–55.

    Article  Google Scholar 

  2. Appelbaum P. Assessment of patients’ competence to consent to treatment. N Engl J Med. 2007;357(18):1834–40.

    Article  CAS  Google Scholar 

  3. Appelbaum P, Grisso T. Assessing patients’ capacities to consent to treatment. N Engl J Med. 1988;319(25):1635–8.

    Article  CAS  Google Scholar 

  4. Best Case/Worst Case. Best case/worst case (BC/WC) communication tool – whiteboard video. [Internet]. Madison: University of Washington; c2016 [cited 2017 Jan 10]. Available from: https://www.youtube.com/watch?v=FnS3K44sbu0.

  5. Carrese JA. Refusal of care: patients’ well-being and physicians’ ethical obligations: “but doctor, I want to go home”. JAMA. 2006;296(6):691–5.

    Article  CAS  Google Scholar 

  6. Ganzini L, Volicer L, Nelson WA, Fox E, Derse AR. Ten myths about decision-making capacity. J Am Med Dir Assoc. 2005;6(3. Suppl):S100–4.

    Article  Google Scholar 

  7. Jeste DV, Depp CA, Palmer BW. Magnitude of impairment in decisional capacity in people with schizophrenia compared to normal subjects: an overview. Schizophr Bull. 2006;32(1):121–8.

    Article  Google Scholar 

  8. Kim SY, Karlawish JH, Caine ED. Current state of research on decision-making competence of cognitively impaired elderly persons. Am J Geriatr Psychiatry. 2002;10:151–65.

    Article  Google Scholar 

  9. Kruser J, Nabozny M, Steffens N, Brasel K, Campbell T, Gaines M, et al. “Best case/worst case”: qualitative evaluation of a novel communication tool for difficult in-the-moment surgical decisions. J Am Geriatr Soc. 2015;63(9):1805–11.

    Article  Google Scholar 

  10. Leo R. Competency and the capacity to make treatment decisions: a primer for primary care physicians. Prim Care Companion J Clin Psychiatry. 1999;01(05):131–41.

    Article  Google Scholar 

  11. Marson DC, Ingram KK, Cody HA, Harrell LE. Assessing the competency of patients with Alzheimer’s disease under different legal standards. A prototype instrument. Arch Neurol. 1995;52:949–54.

    Article  CAS  Google Scholar 

  12. Pruchno RA, Smyer MA, Rose MS, Hartman-Stein PE, Henderson-Laribee DL. Competence of long-term care residents to participate in decisions about their medical care: a brief, objective assessment. Gerontologist. 1995;35:622–9.

    Article  CAS  Google Scholar 

  13. Rosenbaum L. Liberty versus need – our struggle to care for people with serious mental illness. N Engl J Med. 2016;375(15):1490–5.

    Google Scholar 

  14. Schwarze ML, Kehler JM, Campbell TC. Navigating high risk procedures with more than just a street map. J Palliat Med. 2013;(10):1169–71.

    Google Scholar 

  15. Shuster E. The Nuremberg Code: Hippocratic ethics and human rights. Lancet. 1998;351(9107):974–7.

    Article  CAS  Google Scholar 

  16. Soriano R, Fernandez H, Cassel C, Leipzig R. Fundamentals of geriatric medicine a case-based approach. Springer Science+Business Media, LLC, New York, NY; 2007, Chapter 7.

    Google Scholar 

  17. Sudore RL, Boscardin J, Feuz MA, McMahan RD, Katen MT, Barnes DE. Effect of the PREPARE website vs an easy-to-read advance directive on advance care planning documentation and engagement among veterans: a randomized clinical trial. JAMA Intern Med. 2017;177(8):1102–9.

    Article  Google Scholar 

  18. Taylor LJ, Nabozny MJ, Steffens NM, Tucholka JL, Brasel KJ, Johnson SK, et al. A framework to improve surgeon communication in high-stakes surgical decisions: best case/worst case. JAMA Surg. 2017;152(6):531–8.

    Article  Google Scholar 

  19. Tuskegee Study – Timeline – CDC – NCHHSTP [Internet]. Cdc.gov. 2017 [cited 16 December 2017]. Available from: https://www.cdc.gov/tuskegee/timeline.htm.

  20. Weindling P, von Villiez A, Loewenau A, Farron N. The victims of unethical human experiments and coerced research under National Socialism. Endeavour. 2016;40(1):1–6.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Katherine Wang .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2020 Springer Nature Switzerland AG

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Lee, M., Wang, K. (2020). Assessment of Capability and Capacity. In: Chun, A. (eds) Geriatric Practice. Springer, Cham. https://doi.org/10.1007/978-3-030-19625-7_23

Download citation

  • DOI: https://doi.org/10.1007/978-3-030-19625-7_23

  • Published:

  • Publisher Name: Springer, Cham

  • Print ISBN: 978-3-030-19624-0

  • Online ISBN: 978-3-030-19625-7

  • eBook Packages: MedicineMedicine (R0)

Publish with us

Policies and ethics