Skip to main content

Discretion from a Legal Perspective

  • Chapter
  • First Online:
Discretion and the Quest for Controlled Freedom

Abstract

While not all legal scholarship fits in a so-called legal paradigm, a specific approach to discretion is still occasionally attributed to legal scholarship as such. Particularly some socio-legal scholars are inclined to contrast it with their own approach to the study of discretion. After setting out the main characteristics of the legal paradigm, the chapter continues by illustrating that a socio-legal approach of discretion indeed complements the legal paradigm by rendering visible the variable ways in which discretion is used in practice which research that fits in the legal paradigm cannot. The illustration is based on a case study of judges’ use of sentencing discretion in lower courts. Subsequently, it is argued that contrasting the legal paradigm with a socio-legal approach may come at a cost. Differences between a legal and a socio-legal approach to the study of discretion may be overstated while commonalities may be missed.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 119.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 159.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 159.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    A possibly less known but equally useful theoretical framework is advanced by Wagenaar (2004; see also Chap. 17 of this volume). His focus is on the social micromechanics of work to explain how administrative workers negotiate practical problems in the context of a large, complex bureaucracy. Specifically, he discusses four issues that, taken together, outline a useful theory of administrative practice: situatedness (work always takes place in a context that influences how it is understood and carried out), knowing (the application of knowledge in the carrying out of work tasks), action (the prime vehicle for negotiating the world) and interaction (the centrality of interaction for work). He attributes a central role to practical judgement as the sense-making activity that binds the other elements of a theory of practice into a meaningful whole.

References

  • Anleu, S.R., Brewer, R. & Mack, K. (2016). Locating the judge within sentencing research. International Journal for Crime, Justice and Social Democracy, 6(2), 46–63.

    Google Scholar 

  • Baldwin, R. & Hawkins, K. (1984). Discretionary justice: Davis reconsidered. Public Law, 580, 570–599.

    Google Scholar 

  • Baumgartner, M. P. (2001). The myth of discretion. The uses of discretion (2nd edition, pp. 129–162). Oxford: Clarendon Press.

    Google Scholar 

  • Beyens, K. & Scheirs, V. (2010). Encounters of a different kind: Social enquiry and sentencing in Belgium. Punishment & Society, 12(3), 309–328.

    Google Scholar 

  • Biland, É. & Steinmetz, H. (2017). Are judges street-level bureaucrats? Evidence from French and Canadian family courts. Law & Social Inquiry, 42(2), 298–324.

    Google Scholar 

  • Bushway, S. D. & Forst, B. (2013). Studying discretion in the processes that generate criminal sanctions. Justice Quarterly, 30(2), 199–222.

    Google Scholar 

  • Campbell, E. (1999). Towards a sociological theory of discretion. International Journal of the Sociology of Law, 22, 79–101.

    Article  Google Scholar 

  • Cover, R. (1975). Justice accused: Antislavery and the judicial process. New Haven, CT: Yale University Press.

    Google Scholar 

  • Davis, K. (1969). Discretionary justice: A preliminary inquiry. Baton Rouge, Louisiana: Louisiana State University.

    Google Scholar 

  • de Jong, E.R., Faure, M.G., Giesen, I. & Mascini, P. (2018). Judge-made risk regulation and tort law: An introduction. European Journal of Risk and Regulation, 9, 6–13.

    Google Scholar 

  • Dworkin, R. (1977). Taking rights seriously. London: Duckworth.

    Google Scholar 

  • Feldman, M. (2001). Social limits to discretion: An organizational perspective. In K. Hawkins (Ed.), The uses of discretion (2nd ed., pp. 163–183). Oxford: Clarendon Press.

    Google Scholar 

  • Galligan, D.J. (1990). Senses of discretion. In Discretionary powers: A legal study of official discretion (pp. 2–55) Oxford Scholarship Online.

    Google Scholar 

  • Goldfinch, S. & Wallis, J. (2010). Two myths of convergence in public management reform. Public Administration, 88(4), 1099–1116.

    Google Scholar 

  • Grootelaar, H., Mascini, P. & Van Rossum, W. (2017). Recht als probleemoplossing? [The law as solution to problems?] Recht der Werkelijkheid, 38(2), 3–8.

    Google Scholar 

  • Hartendorp, R.C. & Wagenaar, H. (2004). De praktische rechter: De opmerkelijke relevantie van Paul Scholten voor een eigentijdse rechtsvindingstheorie [The practical judge: The remarkable relevance of Paul Scholten for a contemporary legal decision-making theory]. Netherlands Journal of Legal Philosophy, (1): 60–89.

    Google Scholar 

  • Hawkins, K. (2001). The use of legal discretion: Perspectives from law and social science. In K. Hawkins (Ed.), The uses of discretion (2nd ed., pp. 11–46). Oxford: Clarendon Press.

    Google Scholar 

  • Hawkins, K. (2011). Order, rationality and silence: Some reflections on criminal justice decision-making. In L. Gelsthorpe & N. Padfield (Eds), Exercising discretion: Decision-making in the criminal justice system and beyond (pp. 186–219). London and New York: Routledge.

    Google Scholar 

  • Hebly, M.R. (2017). Geen beweging in het verjaringsregime voor mesothelioomclaims [No movement in the limitation regime for mesothelioma claims]. Nederlands Tijdschrift voor Burgerlijk recht, 32(7), 220–230.

    Google Scholar 

  • Holvast, N.L. (2017). In the shadow of the judge: The involvement of judicial assistants in Dutch district courts. Amsterdam: University of Amsterdam.

    Google Scholar 

  • Jorna, F. & Wagenaar, P. (2007). The ‘iron cage’ strengthened? Discretion and digital discipline. Public Administration, 85(1), 189–214.

    Google Scholar 

  • Kadish, M.R. & Kadish, S.H. (1973). Discretion to disobey: A study of lawful departures front legal rules. Stanford, CA: Stanford University Press.

    Google Scholar 

  • Kuhn, T. (1970). The structure of scientific revolutions (2nd ed.). Chicago, IL and London: Chicago University Press.

    Google Scholar 

  • Lacey, N. (2001). The jurisprudence of discretion: Escaping the legal paradigm. In K. Hawkins (Ed.), The uses of discretion (2nd ed., pp. 361–388). Oxford: Clarendon Press.

    Google Scholar 

  • Lipsky, M. (1980). Street-level bureaucracy: Dilemmas of the individual in public services. New York: Russell Sage Foundation.

    Google Scholar 

  • Mascini, P., van Oorschot, I., Weenink, D. & Schippers, G. (2016). Understanding judges’ choices of sentence types as interpretative work: An explorative study in a Dutch police court. Recht Der Werkelijkheid, 37(1), 32–49.

    Google Scholar 

  • Nickels, E.L. (2007). A note on the status of discretion in police research. Journal of Criminal Justice, 35, 570–578.

    Article  Google Scholar 

  • Posner, R.A. (2008). How judges think. Cambridge, MA: Harvard University Press.

    Google Scholar 

  • Pottie, L. & Sossin, L. (2005). Demystifying the boundaries of public law: Policy, discretion, and social welfare. University of British Columbia Law Review, 38(1), 147–188.

    Google Scholar 

  • Ringeling, A.B. (1986). Beleidsvrijheid opnieuw bezien [Discretion reconsidered]. In A.F.A. Korsten & W. Derksen (Eds), Uitvoering van overheidsbeleid. Gemeenten en ambtelijk gedrag belicht (pp. 213–224). Leiden, etc.: Stenfert Kroese.

    Google Scholar 

  • Samuel, G. (2017). A short introduction to judging and to legal reasoning. Cheltenham and Northampton, MA: Edward Elgar.

    Google Scholar 

  • Schneider, C.E. (2001). Discretion and rules: A lawyer’s view. In K. Hawkins (Ed.), The uses of discretion (2nd ed., pp. 47–88). Oxford: Clarendon Press.

    Google Scholar 

  • Shapiro, S.J. (2007). The “Hart-Dworkin” debate: A short guide for the perplexed. SSRN, 1–54.

    Google Scholar 

  • Shaw, G. C. (2013). H. L. A. Hart’s lost essay: Discretion and the legal process school. Harvard Law Review, 127, 666–727.

    Google Scholar 

  • Smeehuijzen, J.L. (2017). Hoe oordeelt de feitenrechter over strijd met de maatschappelijke betamelijkheid in de zin van art. 6:162 lid 2 BW? Een jurisprudentieonderzoek [How does the judge assess the conflict with societal decency in the sense of art. 6: 162 paragraph 2 of the Dutch Civil Code? A jurisprudence investigation]. Vermogensrecht, 125.

    Google Scholar 

  • Smit, A.E., Bijleveld, C.C.J.H. & Antokolskaia, M.V. (2017). Het besluitvormingsproces van civiele rechters in procedures over de gevolgen van een (echt)scheiding met een beschuldiging van seksueel kindermisbruik [The decision process of civil judges in procedures about the effects of divorce cases with an accusation of sexual abuse]. Recht Der Werkelijkheid.

    Google Scholar 

  • Smith, C. (2010). Rechters maken eigen regels: En toch is de rechtspraak onpartijdig [Judges make their own rules, and yet judicial decision-making is impartial]. Academische Boekengids, (March), 13–15.

    Google Scholar 

  • Tata, C. (1997). Conceptions and representations of the sentencing decision process. Journal of Law and Society, 24(3), 395–420.

    Article  Google Scholar 

  • Tata, C. (2007). Sentencing as craftwork and the binary epistemologies of the discretionary decision process. Social & Legal Studies, 16(3), 425–447.

    Article  Google Scholar 

  • Tata, C. & Hutton, N. (1998). What ‘rules’ in sentencing? Consistency and disparity in the absence of ‘rules’. International Journal of the Sociology of Law, 26(3), 339–364.

    Google Scholar 

  • Tombs, J. & Jagger, E. (2006). Denying responsibility. Sentencers’ accounts of their decisions to imprison. British Journal of Criminology, 46(5), 803–821.

    Google Scholar 

  • van Oorschot, I., Mascini, P. & Weenink, D. (2017). Remorse in context(s): A qualitative exploration of the negotiation of remorse and its consequences. Social & Legal Studies. https://doi.org/10.1177/0964663

  • van der Woude, M. & van der Leun, J. (2017). Crimmigration checks in the internal border areas of the EU: Finding the discretion that matters. European Journal of Criminology, 14(1), 27–45.

    Google Scholar 

  • Vila, M.I. (2001). The concept of judicial discretion. In Facing judicial discretion: Legal knowledge and right answers revisited (pp. 1–36) Kluwer.

    Google Scholar 

  • Wagenaar, H. (2004). ‘Knowing’ the rules: Administrative work as practice. Public Administration Review, 64(6), 643–655.

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2020 The Author(s)

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Mascini, P. (2020). Discretion from a Legal Perspective. In: Evans, T., Hupe, P. (eds) Discretion and the Quest for Controlled Freedom. Palgrave Macmillan, Cham. https://doi.org/10.1007/978-3-030-19566-3_9

Download citation

Publish with us

Policies and ethics