Abstract
East Asia has a long prehistory, but its recorded history spans only the last 4000 years for China, about 2000 for the rest of the region. By 4000 years ago, several unrelated language phyla were established, a fact important for understanding the spread of agriculture and civilization. China’s history begins with the Xia Dynasty, continues through Shang and Zhou. Zhou fell apart into warring states, whose competition stimulated thought and technical progress. From this arose a number of ideas for statecraft and governance, ranging from near anarchy through kinship-based and kinship-modeled government to a strong “legalist” tradition of government by strict laws and regulations. These systems later were incorporated in the ruling strategies of the great dynasties. Agricultural science and metallurgy progressed.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
References
Algaze, G. (2008). Ancient Mesopotamia at the dawn of civilization: The evolution of an urban landscape. Chicago: University of Chicago Press.
Algaze, G. (2018). Entropic cities: The paradox of urbanism in ancient Mesopotamia. Current Anthropology, 59, 23–54.
Allan, S. (Ed.). (2002). The formation of Chinese civilization: An archaeological perspective. New Haven, CT: Yale University Press.
Allan, S. (2007). Erlitou and the formation of Chinese civilization: Toward a new paradigm. Journal of Asian Studies, 66, 461–496.
Anderson, E. N. (2014). Food and environment in early and medieval China. Philadelphia, PA: University of Pennsylvania Press.
Barnes, G. L. (2015). Archaeology of East Asia: The rise of civilization in China, Korea and Japan (3rd ed.). Oxford: Oxbow Books.
Beckwith, C. (2007). Koguryŏ, the language of Japan’s continental relatives: An introduction to the historical-comparative study of the Japanese-Koguryoic languages, with a preliminary description of archaic northeastern middle Chinese (2nd ed.). Leiden: Brill.
Bellwood, P., & Renfrew, C. (Eds.). (2002). The farming/language dispersal hypothesis. Cambridge: Macdonald Institute, Cambridge University.
Brooke, J. L. (2014). Climate change and the course of global history. Cambridge: Cambridge University Press.
Chang, C. (2018). Rethinking prehistoric Central Asia: Shepherds, farmers, and nomads. Oxford and New York: Routledge.
Cheung, C., Jing, Z., Tang, J., Weston, D., & Richards, M. (2017). Diets, social roles, and geographical origins of sacrificial victims at the Royal Cemetery at Yinxu, Shang China. New evidence from stable carbon, nitrogen, and sulfur isotope analysis. Journal of Anthropological Archaeology, 48, 28–45.
Chuang, T. (1981). Chuang Tzu: The inner chapters (A. C. Graham, Trans.). London: George Allen and Unwin.
Cioffi-Revilla, C., & Lai, D. (2001). Chinese warfare and politics in the ancient East Asian international system, ca. 2700 B. C. to 722 B. C. International Interactions, 26, 1–32.
Cobo, J., Fort, J., & Isern, N. (2019). The spread of rice in eastern and southeastern Asia was mainly demic. Journal of Archaeological Science, 101, 123–130.
Craig, O. E., Saul, H., Lucquin, A., Nishida, Y., Taché, K., Clarke, L., Thompson, A., Altoft, D. T., Uchiyama, J., Ajimoto, M., Gibbs, K., Isaksoon, S., Heron, C. P., & Jordan, P. (2013). Earliest evidence for the use of pottery. Nature, 496, 351–354.
Creel, H. G. (1974). Shen Pu-Hai: A Chinese political philosopher of the fourth century B.C. Chicago: University of Chicago Press.
Crump, J. I. (1996). Chan-kuo Ts’e. Ann Arbor, MI: University of Michigan, Center for Chinese Studies.
Crump, J. I. (1998). Legends of the warring states. Ann Arbor: University of Michigan, Center for Chinese Studies.
Dong, Y., Morgan, C., Chenenov, Y., Zhou, L., Fang, W., Ma, X., & Pechenkina, K. (2017). Shifting diets and the rise of male-based inequality on the Central Plains of China during central Zhou. Proceedings of the National Academy of Sciences, 114, 932–937.
Henricks, R. G. (1989). Lao-Tzu Te-Tao Ching: A new translation based on the recently discovered Ma-Wang-Tui texts. New York: Ballantine Books.
Hui, V. T.-b. (2005). War and state formation in ancient China and early modern Europe. Cambridge: Cambridge University Press.
Jaang, L., Sun, Z., Shao, J., & Li, M. (2018). When peripheries were centres: A preliminary study of the Shimao-centred polity in the loess highlands, China. Antiquity, 92(364), 1008–1022.
Keightley, D. (2000). The ancestral landscape: Time, space, and community in Late Shang China (ca. 1200–1045 B.C.). Berkeley: University of California Press.
Kidder, T. R., Haiwang, L., Storozum, M. J., & Zhen, Q. (2016). New perspectives on the collapse and regeneration of the Han dynasty. In R. K. Faulseit (Ed.), Beyond collapse: Archaeological perspectives on resilience, revitalization, and transformation in complex societies (pp. 70–98). Carbondale, IL: Southern Illinois University Press.
Kiernan, B. (2017). Viet Nam: A history from earliest times to the present. New York: Oxford University Press.
Knapp, K. (2003). Selfless offspring: Filial children and social order in medieval China. Honolulu: University of Hawai’i Press.
Lee, K.-M., & Ramsey, S. R. (2011). A history of the Korean language. Cambridge: Cambridge University Press.
Li, F. (2006). Landscape and power in early China: The crisis and fall of the Western Zhou 1045–771 BC. Cambridge: Cambridge University Press.
Li, F. (2008). Bureaucracy and the state in early China: Governing the Western Zhou. Cambridge: Cambridge University Press.
Li, F. (2013). Early China: A social and cultural history. Cambridge: Cambridge University Press.
Li, M. (2018). Social memory and state formation in early China. Cambridge: Cambridge University Press.
Li, L., Zhu, C., Qin, Z., Storozum, M., & Kidder, T. (2018). Relative sea level rise, site distributions, and Neolithic settlement in the early to middle Holocene, Jiangsu Province, China. The Holocene, 28, 354–362.
Lin, M., Luan, F., Fang, H., Xu, H., Zhao, H., & Barker, G. (2018). Pathological evidence reveals cattle traction in North China by the early 2nd millennium BC. The Holocene, 28(3), 095968361877148. https://doi.org/10.1177/0959683618771483.
Liu, B., Wang, N., Chen, M., Wu, X., Mo, D., Liu, J., Xu, S., & Zhuang, Y. (2017). Earliest hydraulic Enterprise in China, 5100 years ago. Proceedings of the National Academy of Sciences, 114, 13637–13642.
Loewe, M., & Shaughnessy, E. (Eds.). (1999). The Cambridge history of ancient China. Cambridge: Cambridge University Press.
Mallory, W. H. (1926). China: Land of famine. New York: American Geographic Society.
Miao, Y., Zhang, D., Cai, X., Li, F., Jin, H., Wang, Y., & Liu, B. (2017). Holocene fire on the northeast Tibetan plateau in relation to climate change and human activity. Quaternary International, 443B, 124–131.
Pettit, H. (2017). Oldest known waterway system that took a mystery Neolithic civilisation 3000 people and nearly a decade to build is discovered in China. Kaogu, 5. http://kaogu.net.cn/en/News/New_discoveries/2017/1206/60319.html.
Pines, Y. (2009). Envisioning eternal empire: Chinese political thought of the warring states era. Honolulu: University of Hawai’i Press.
Pines, Y. (2012). The everlasting empire: The political culture of ancient China and its imperial legacy. Princeton: Princeton University Press.
Sato, H., & Natsuki, D. (2017). Human behavioral responses to environmental condition and the emergence of the world’s oldest pottery in east and Northeast Asia: An overview. Quaternary International, 441, 12–28.
Shelach-Lavi, G. (2015). The archaeology of early China from prehistory to the Han dynasty. Cambridge: Cambridge University Press.
Shimunek, A. (2017). Languages of ancient southern Mongolia and North China: A historical-comparative study of the Serbi or Xianbei branch of the Serbi-Mongolic language family with an analysis of northeastern frontier Chinese and old Tibetan phonology. Wiesbaden: Otto Harrassowitz.
Thornber, K. L. (2012). Ecoambiguity: Environmental crises and east Asian literatures. Ann Arbor: University of Michigan Press.
Vovin, A. (2005). The end of the Altaic controversy: In memory of Gerhard Doerfer. Central Asiatic Journal, 49, 71–132.
Zhang, L. (2016). The river, the plain, and the state: An environmental drama in northern Song China, 1048–1128. New York: Cambridge University Press.
Zuo, X., Houyuan, L., Li, Z., Song, B., Deke, X., Zou, Y., Wang, C., Huang, X., & He, K. (2016). Phytolith and diatom evidence for rice exploitation and environmental changes during the early mid-Holocene in the Yangtze Delta. Quaternary Research, 86, 304–315. http://www.sciencedirect.com/science/article/pii/S0033589416300424.
Author information
Authors and Affiliations
Rights and permissions
Copyright information
© 2019 Springer Nature Switzerland AG
About this chapter
Cite this chapter
Anderson, E.N. (2019). Before Empire: State Formation in China and Proto-states Elsewhere. In: The East Asian World-System. World-Systems Evolution and Global Futures. Springer, Cham. https://doi.org/10.1007/978-3-030-16870-4_3
Download citation
DOI: https://doi.org/10.1007/978-3-030-16870-4_3
Published:
Publisher Name: Springer, Cham
Print ISBN: 978-3-030-16869-8
Online ISBN: 978-3-030-16870-4
eBook Packages: Social SciencesSocial Sciences (R0)